<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/02/01?registers=between Fri, 15 Aug 2025 19:00:20 -0700 Fri, 15 Aug 2025 19:00:20 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/02/01?registers=between Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the EPN Rules of its Mortgage-Backed Securities Division to Implement New Messaging Capabilities and Establish a Fee Structure https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1616.html https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1616.html Thu, 01 Feb 2007 00:00:00 -0800 E7-1616 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1616.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of CBOE Stock Exchange, LLC https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1595.html https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1595.html Thu, 01 Feb 2007 00:00:00 -0800 E7-1595 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1595.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Arca Marketplace Trading Sessions https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1593.html https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1593.html Thu, 01 Feb 2007 00:00:00 -0800 E7-1593 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1593.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Granting Approval To Proposed Rule Change as Modified by Amendment No. 1 Thereto, To Implement a Pilot Program To Quote Options in Pennies https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1592.html https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1592.html Thu, 01 Feb 2007 00:00:00 -0800 E7-1592 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1592.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto, Relating to the Adoption of a Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1591.html https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1591.html Thu, 01 Feb 2007 00:00:00 -0800 E7-1591 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1591.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Granting Approval to Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto, To Implement a Penny Pilot Program To Quote Certain Options in Pennies https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1590.html https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1590.html Thu, 01 Feb 2007 00:00:00 -0800 E7-1590 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1590.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto, To Create an Options Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1589.html https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1589.html Thu, 01 Feb 2007 00:00:00 -0800 E7-1589 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1589.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to the Definition of Fund Share and Options on Commodity Pool ETFs https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1588.html https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1588.html Thu, 01 Feb 2007 00:00:00 -0800 E7-1588 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1588.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto, Relating to the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1586.html https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1586.html Thu, 01 Feb 2007 00:00:00 -0800 E7-1586 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1586.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to the Definition of Fund Share https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1585.html https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1585.html Thu, 01 Feb 2007 00:00:00 -0800 E7-1585 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1585.pdf Notice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; New York Stock Exchange LLC; American Stock Exchange LLC; Notice of Filing of Proposed Rule Changes To Increase the Frequency of the Short Interest Reporting Requirements https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1584.html https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1584.html Thu, 01 Feb 2007 00:00:00 -0800 E7-1584 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1584.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1583.html https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1583.html Thu, 01 Feb 2007 00:00:00 -0800 E7-1583 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1583.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1582.html https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1582.html Thu, 01 Feb 2007 00:00:00 -0800 E7-1582 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1582.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to a Pilot Program for Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1581.html https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1581.html Thu, 01 Feb 2007 00:00:00 -0800 E7-1581 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1581.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of a Pilot Program That Increases Position and Exercise Limits for Options on the iShares® Russell 2000® Index Fund https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1580.html https://regulations.justia.com/regulations/fedreg/2007/02/01/E7-1580.html Thu, 01 Feb 2007 00:00:00 -0800 E7-1580 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-02-01/pdf/E7-1580.pdf