<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/01/26?registers=between Fri, 18 Jul 2025 13:26:56 -0700 Fri, 18 Jul 2025 13:26:56 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/01/26?registers=between Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Directed Orders System Change https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1230.html https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1230.html Fri, 26 Jan 2007 00:00:00 -0800 E7-1230 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1230.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for NASD Members Using ITS/CAES System and Inet Facility https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1229.html https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1229.html Fri, 26 Jan 2007 00:00:00 -0800 E7-1229 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1229.pdf Notice - American Capital Strategies, Ltd.; Notice of Application https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1228.html https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1228.html Fri, 26 Jan 2007 00:00:00 -0800 E7-1228 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1228.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change Amending Rule 180 to Require Member Organizations to Use the Automated Liability Notification System of a Registered Clearing Agency https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1227.html https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1227.html Fri, 26 Jan 2007 00:00:00 -0800 E7-1227 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1227.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for TradeInfo as Modified by Amendments No. 1 and 2 https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1226.html https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1226.html Fri, 26 Jan 2007 00:00:00 -0800 E7-1226 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1226.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change to Retroactively Reduce Fees for Nasdaq's Risk Management Service https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1225.html https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1225.html Fri, 26 Jan 2007 00:00:00 -0800 E7-1225 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1225.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reduce Risk Management Service Fees https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1224.html https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1224.html Fri, 26 Jan 2007 00:00:00 -0800 E7-1224 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1224.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of Amendment to the Plan for the Allocation of Regulatory Responsibilities Among the American Stock Exchange, LLC, the Boston Stock Exchange, Inc., the Chicago Board Options Exchange, Inc., the International Securities Exchange, LLC, the National Association of Securities Dealers, Inc., the New York Stock Exchange, LLC, the NYSE Arca, Inc., and the Philadelphia Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1220.html https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1220.html Fri, 26 Jan 2007 00:00:00 -0800 E7-1220 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1220.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 2113 (Long and Short Sales) https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1219.html https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1219.html Fri, 26 Jan 2007 00:00:00 -0800 E7-1219 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1219.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendments 1 and 2 Thereto Relating to Arbitration https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1186.html https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1186.html Fri, 26 Jan 2007 00:00:00 -0800 E7-1186 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1186.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendments 1 and 2 Thereto Relating to Arbitration https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1183.html https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1183.html Fri, 26 Jan 2007 00:00:00 -0800 E7-1183 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1183.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change Relating to Clearing Fund Deficiency Calls https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1182.html https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1182.html Fri, 26 Jan 2007 00:00:00 -0800 E7-1182 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1182.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fees for U.S. Dollar-Settled Foreign Currency Options https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1181.html https://regulations.justia.com/regulations/fedreg/2007/01/26/E7-1181.html Fri, 26 Jan 2007 00:00:00 -0800 E7-1181 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/E7-1181.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2007/01/26/07-372.html https://regulations.justia.com/regulations/fedreg/2007/01/26/07-372.html Fri, 26 Jan 2007 00:00:00 -0800 07-372 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-26/pdf/07-372.pdf