<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/01/19?registers=between Fri, 18 Jul 2025 14:11:09 -0700 Fri, 18 Jul 2025 14:11:09 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/01/19?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Regarding a Proposed Combination Between NYSE Group, Inc. and Euronext N.V. https://regulations.justia.com/regulations/fedreg/2007/01/19/E7-754.html https://regulations.justia.com/regulations/fedreg/2007/01/19/E7-754.html Fri, 19 Jan 2007 00:00:00 -0800 E7-754 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-19/pdf/E7-754.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Enhancements to Its SMART/Track for Corporate Action Liability Notification Service https://regulations.justia.com/regulations/fedreg/2007/01/19/E7-692.html https://regulations.justia.com/regulations/fedreg/2007/01/19/E7-692.html Fri, 19 Jan 2007 00:00:00 -0800 E7-692 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-19/pdf/E7-692.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2007/01/19/E7-691.html https://regulations.justia.com/regulations/fedreg/2007/01/19/E7-691.html Fri, 19 Jan 2007 00:00:00 -0800 E7-691 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-19/pdf/E7-691.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying Listing Fees for Transferring and Dual Listing Issuers and Reverse Mergers https://regulations.justia.com/regulations/fedreg/2007/01/19/E7-690.html https://regulations.justia.com/regulations/fedreg/2007/01/19/E7-690.html Fri, 19 Jan 2007 00:00:00 -0800 E7-690 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-19/pdf/E7-690.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Alternative Display Facility Rules https://regulations.justia.com/regulations/fedreg/2007/01/19/E7-689.html https://regulations.justia.com/regulations/fedreg/2007/01/19/E7-689.html Fri, 19 Jan 2007 00:00:00 -0800 E7-689 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-19/pdf/E7-689.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Conforming Changes to the NASD/Nasdaq Trade Reporting Facility Rules Consistent With the New Requirements of Regulation NMS https://regulations.justia.com/regulations/fedreg/2007/01/19/E7-688.html https://regulations.justia.com/regulations/fedreg/2007/01/19/E7-688.html Fri, 19 Jan 2007 00:00:00 -0800 E7-688 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-19/pdf/E7-688.pdf Notice - In the Matter of Forest Resources Management Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2007/01/19/07-229.html https://regulations.justia.com/regulations/fedreg/2007/01/19/07-229.html Fri, 19 Jan 2007 00:00:00 -0800 07-229 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-19/pdf/07-229.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectivenes of Proposed Rule Change to Eliminate the Exemption from Equity Trading Fees for Principal Transactions by a Member Organization “Facilitating” a Customer Order of at Least 10,000 Shares https://regulations.justia.com/regulations/fedreg/2007/01/19/07-139.html https://regulations.justia.com/regulations/fedreg/2007/01/19/07-139.html Fri, 19 Jan 2007 00:00:00 -0800 07-139 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-19/pdf/07-139.pdf