Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/01/19?limit=200&registers=between&mode=atom 2024-12-22T12:08:21-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2007/01/19/E7-754.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Regarding a Proposed Combination Between NYSE Group, Inc. and Euronext N.V. 2007-01-19T00:00:00-08:00 2007-01-19T00:00:00-08:00 E7-754 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-19/pdf/E7-754.pdf https://regulations.justia.com/regulations/fedreg/2007/01/19/E7-692.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Enhancements to Its SMART/Track for Corporate Action Liability Notification Service 2007-01-19T00:00:00-08:00 2007-01-19T00:00:00-08:00 E7-692 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-19/pdf/E7-692.pdf https://regulations.justia.com/regulations/fedreg/2007/01/19/E7-691.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes 2007-01-19T00:00:00-08:00 2007-01-19T00:00:00-08:00 E7-691 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-19/pdf/E7-691.pdf https://regulations.justia.com/regulations/fedreg/2007/01/19/E7-690.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying Listing Fees for Transferring and Dual Listing Issuers and Reverse Mergers 2007-01-19T00:00:00-08:00 2007-01-19T00:00:00-08:00 E7-690 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-19/pdf/E7-690.pdf https://regulations.justia.com/regulations/fedreg/2007/01/19/E7-689.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Alternative Display Facility Rules 2007-01-19T00:00:00-08:00 2007-01-19T00:00:00-08:00 E7-689 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-19/pdf/E7-689.pdf https://regulations.justia.com/regulations/fedreg/2007/01/19/E7-688.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Conforming Changes to the NASD/Nasdaq Trade Reporting Facility Rules Consistent With the New Requirements of Regulation NMS 2007-01-19T00:00:00-08:00 2007-01-19T00:00:00-08:00 E7-688 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-19/pdf/E7-688.pdf https://regulations.justia.com/regulations/fedreg/2007/01/19/07-229.html Notice - In the Matter of Forest Resources Management Corp.; Order of Suspension of Trading 2007-01-19T00:00:00-08:00 2007-01-19T00:00:00-08:00 07-229 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-19/pdf/07-229.pdf https://regulations.justia.com/regulations/fedreg/2007/01/19/07-139.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectivenes of Proposed Rule Change to Eliminate the Exemption from Equity Trading Fees for Principal Transactions by a Member Organization “Facilitating” a Customer Order of at Least 10,000 Shares 2007-01-19T00:00:00-08:00 2007-01-19T00:00:00-08:00 07-139 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-19/pdf/07-139.pdf