<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/01/08?registers=between Tue, 30 Apr 2024 13:24:08 -0700 Tue, 30 Apr 2024 13:24:08 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2007/01/08?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Regarding Proposed Combination Between NYSE Group, Inc. and Euronext N.V. https://regulations.justia.com/regulations/fedreg/2007/01/08/E7-17.html https://regulations.justia.com/regulations/fedreg/2007/01/08/E7-17.html Mon, 08 Jan 2007 00:00:00 -0800 E7-17 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-08/pdf/E7-17.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Accelerated Approval to Proposed Rule Change as Modified by Amendments No. 1, 2, 3, and 4 Thereto and Notice of Filing of Amendments No. 3 and 4 Relating to the Listing and Trading of the DB Multi-Sector Commodity Trust https://regulations.justia.com/regulations/fedreg/2007/01/08/E7-16.html https://regulations.justia.com/regulations/fedreg/2007/01/08/E7-16.html Mon, 08 Jan 2007 00:00:00 -0800 E7-16 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-08/pdf/E7-16.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Regarding Allocation of Stocks to CBSX DPMs https://regulations.justia.com/regulations/fedreg/2007/01/08/E7-15.html https://regulations.justia.com/regulations/fedreg/2007/01/08/E7-15.html Mon, 08 Jan 2007 00:00:00 -0800 E7-15 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-08/pdf/E7-15.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2007/01/08/E7-14.html https://regulations.justia.com/regulations/fedreg/2007/01/08/E7-14.html Mon, 08 Jan 2007 00:00:00 -0800 E7-14 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-08/pdf/E7-14.pdf Proposed Rule - Investment Company Governance https://regulations.justia.com/regulations/fedreg/2007/01/08/E7-13.html https://regulations.justia.com/regulations/fedreg/2007/01/08/E7-13.html Mon, 08 Jan 2007 00:00:00 -0800 E7-13 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2007-01-08/pdf/E7-13.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2007/01/08/E6-22662.html https://regulations.justia.com/regulations/fedreg/2007/01/08/E6-22662.html Mon, 08 Jan 2007 00:00:00 -0800 E6-22662 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-08/pdf/E6-22662.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of Complex Trade as Applied to Trades Through the Intermarket Linkage https://regulations.justia.com/regulations/fedreg/2007/01/08/E6-22661.html https://regulations.justia.com/regulations/fedreg/2007/01/08/E6-22661.html Mon, 08 Jan 2007 00:00:00 -0800 E6-22661 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-08/pdf/E6-22661.pdf Notice - Self-Regulatory Organizations; Stock Clearing Corporation of Philadelphia; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees Associated With the Trade Processing of Equity Securities in Connection With XLE https://regulations.justia.com/regulations/fedreg/2007/01/08/E6-22659.html https://regulations.justia.com/regulations/fedreg/2007/01/08/E6-22659.html Mon, 08 Jan 2007 00:00:00 -0800 E6-22659 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-08/pdf/E6-22659.pdf Notice - Self-Regulatory Organization; National Futures Association; Notice of Filing and Immediate Effectiveness of a Proposed Amendment Relating to the Interpretive Notice Regarding NFA Compliance Rules 2-7 and 2-24 and Registration Rule 401: Proficiency Requirements for Security Futures Products https://regulations.justia.com/regulations/fedreg/2007/01/08/E6-22658.html https://regulations.justia.com/regulations/fedreg/2007/01/08/E6-22658.html Mon, 08 Jan 2007 00:00:00 -0800 E6-22658 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-08/pdf/E6-22658.pdf Notice - Self-Regulatory Organization; National Futures Association; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Interpretive Notice Regarding Automated Order-Routing Systems https://regulations.justia.com/regulations/fedreg/2007/01/08/E6-22657.html https://regulations.justia.com/regulations/fedreg/2007/01/08/E6-22657.html Mon, 08 Jan 2007 00:00:00 -0800 E6-22657 Notice http://www.gpo.gov/fdsys/pkg/FR-2007-01-08/pdf/E6-22657.pdf