<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/12/20?registers=between Tue, 24 Jun 2025 13:16:10 -0700 Tue, 24 Jun 2025 13:16:10 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/12/20?registers=between Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to Amendments to Rule G-27, on Supervision, Rule G-8, on Recordkeeping, and Rule G-9, on Record Retention https://regulations.justia.com/regulations/fedreg/2006/12/20/E6-21779.html https://regulations.justia.com/regulations/fedreg/2006/12/20/E6-21779.html Wed, 20 Dec 2006 00:00:00 -0800 E6-21779 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-20/pdf/E6-21779.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Clarifying and Technical Changes to its Insurance Processing Service https://regulations.justia.com/regulations/fedreg/2006/12/20/E6-21717.html https://regulations.justia.com/regulations/fedreg/2006/12/20/E6-21717.html Wed, 20 Dec 2006 00:00:00 -0800 E6-21717 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-20/pdf/E6-21717.pdf Notice - Joint Industry Plan; Notice of Filing and Effectiveness of Amendment No. 18 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis, Submitted by the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Stock Exchange, Inc., the Chicago Board Options Exchange, Inc., the International Securities Exchange, Inc., the National Association of Securities Dealers, Inc., the National Stock Exchange, Inc., the Nasdaq Stock Market LLC, NYSE Arca, Inc., and the Philadelphia Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2006/12/20/E6-21708.html https://regulations.justia.com/regulations/fedreg/2006/12/20/E6-21708.html Wed, 20 Dec 2006 00:00:00 -0800 E6-21708 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-20/pdf/E6-21708.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to the Wind-Down of a Participant https://regulations.justia.com/regulations/fedreg/2006/12/20/E6-21707.html https://regulations.justia.com/regulations/fedreg/2006/12/20/E6-21707.html Wed, 20 Dec 2006 00:00:00 -0800 E6-21707 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-20/pdf/E6-21707.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to the Wind-Down of a Member https://regulations.justia.com/regulations/fedreg/2006/12/20/E6-21706.html https://regulations.justia.com/regulations/fedreg/2006/12/20/E6-21706.html Wed, 20 Dec 2006 00:00:00 -0800 E6-21706 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-20/pdf/E6-21706.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Accelerated Approval of a Proposed Rule Change Relating to Cash-Settled Foreign Currency Options https://regulations.justia.com/regulations/fedreg/2006/12/20/E6-21684.html https://regulations.justia.com/regulations/fedreg/2006/12/20/E6-21684.html Wed, 20 Dec 2006 00:00:00 -0800 E6-21684 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-20/pdf/E6-21684.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of a Proposed Rule Change Relating to the Wind-Down of a Participant https://regulations.justia.com/regulations/fedreg/2006/12/20/E6-21683.html https://regulations.justia.com/regulations/fedreg/2006/12/20/E6-21683.html Wed, 20 Dec 2006 00:00:00 -0800 E6-21683 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-20/pdf/E6-21683.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, as Amended, Relating to an NASD Trade Reporting Facility Established in Conjunction With the Boston Stock Exchange https://regulations.justia.com/regulations/fedreg/2006/12/20/E6-21660.html https://regulations.justia.com/regulations/fedreg/2006/12/20/E6-21660.html Wed, 20 Dec 2006 00:00:00 -0800 E6-21660 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-20/pdf/E6-21660.pdf Notice - Public Company Accounting Oversight Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adjusting Implementation Schedule of Rule 3523, Tax Services for Persons in Financial Reporting Oversight Roles https://regulations.justia.com/regulations/fedreg/2006/12/20/E6-21659.html https://regulations.justia.com/regulations/fedreg/2006/12/20/E6-21659.html Wed, 20 Dec 2006 00:00:00 -0800 E6-21659 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-20/pdf/E6-21659.pdf Notice - Members Mutual Funds, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2006/12/20/E6-21656.html https://regulations.justia.com/regulations/fedreg/2006/12/20/E6-21656.html Wed, 20 Dec 2006 00:00:00 -0800 E6-21656 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-20/pdf/E6-21656.pdf Notice - Self Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Credits https://regulations.justia.com/regulations/fedreg/2006/12/20/E6-21655.html https://regulations.justia.com/regulations/fedreg/2006/12/20/E6-21655.html Wed, 20 Dec 2006 00:00:00 -0800 E6-21655 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-20/pdf/E6-21655.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Amending its Index Obvious Error Rule https://regulations.justia.com/regulations/fedreg/2006/12/20/E6-21654.html https://regulations.justia.com/regulations/fedreg/2006/12/20/E6-21654.html Wed, 20 Dec 2006 00:00:00 -0800 E6-21654 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-20/pdf/E6-21654.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of a Proposed Rule Change Relating to the Definition of Complex Trade as Applied to Trades Through the Intermarket Linkage https://regulations.justia.com/regulations/fedreg/2006/12/20/E6-21653.html https://regulations.justia.com/regulations/fedreg/2006/12/20/E6-21653.html Wed, 20 Dec 2006 00:00:00 -0800 E6-21653 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-20/pdf/E6-21653.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Temporarily Adjust Tier Volume Limits https://regulations.justia.com/regulations/fedreg/2006/12/20/E6-21652.html https://regulations.justia.com/regulations/fedreg/2006/12/20/E6-21652.html Wed, 20 Dec 2006 00:00:00 -0800 E6-21652 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-20/pdf/E6-21652.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Extend a Pricing Pilot for NASD Members Using ITS/CAES and Inet https://regulations.justia.com/regulations/fedreg/2006/12/20/E6-21650.html https://regulations.justia.com/regulations/fedreg/2006/12/20/E6-21650.html Wed, 20 Dec 2006 00:00:00 -0800 E6-21650 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-20/pdf/E6-21650.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for NASD Members Using ITS/CAES and Inet https://regulations.justia.com/regulations/fedreg/2006/12/20/E6-21648.html https://regulations.justia.com/regulations/fedreg/2006/12/20/E6-21648.html Wed, 20 Dec 2006 00:00:00 -0800 E6-21648 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-20/pdf/E6-21648.pdf