<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/12/18?registers=between Thu, 26 Jun 2025 21:07:21 -0700 Thu, 26 Jun 2025 21:07:21 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/12/18?registers=between Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Amendment Nos. 1 and 2 to the Proposed Rule Change Relating to Customer Portfolio Margining; Order Granting Accelerated Approval to the Proposed Rule Change, as Amended https://regulations.justia.com/regulations/fedreg/2006/12/18/E6-21480.html https://regulations.justia.com/regulations/fedreg/2006/12/18/E6-21480.html Mon, 18 Dec 2006 00:00:00 -0800 E6-21480 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-18/pdf/E6-21480.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto To Allow Certain Institutional Customers To Elect Not To Receive Account Statements https://regulations.justia.com/regulations/fedreg/2006/12/18/E6-21479.html https://regulations.justia.com/regulations/fedreg/2006/12/18/E6-21479.html Mon, 18 Dec 2006 00:00:00 -0800 E6-21479 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-18/pdf/E6-21479.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Removal of Minimum Volume and Fill-Or-Kill Order Type Designations https://regulations.justia.com/regulations/fedreg/2006/12/18/E6-21477.html https://regulations.justia.com/regulations/fedreg/2006/12/18/E6-21477.html Mon, 18 Dec 2006 00:00:00 -0800 E6-21477 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-18/pdf/E6-21477.pdf Notice - Extension of Order Regarding Broker-Dealer Financial Statement Requirements Under Section 17 of the Exchange Act https://regulations.justia.com/regulations/fedreg/2006/12/18/E6-21475.html https://regulations.justia.com/regulations/fedreg/2006/12/18/E6-21475.html Mon, 18 Dec 2006 00:00:00 -0800 E6-21475 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-18/pdf/E6-21475.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change to Rule 431 (“Margin Requirements”) and Rule 726 (“Delivery of Options Disclosure Document and Prospectus”), and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 to the Proposed Rule Change Relating to Customer Portfolio Margining https://regulations.justia.com/regulations/fedreg/2006/12/18/E6-21474.html https://regulations.justia.com/regulations/fedreg/2006/12/18/E6-21474.html Mon, 18 Dec 2006 00:00:00 -0800 E6-21474 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-18/pdf/E6-21474.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Use of a Special Indicator for Transactions Reported in Accordance With Section 3 of Schedule A to the NASD By-Laws https://regulations.justia.com/regulations/fedreg/2006/12/18/E6-21452.html https://regulations.justia.com/regulations/fedreg/2006/12/18/E6-21452.html Mon, 18 Dec 2006 00:00:00 -0800 E6-21452 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-18/pdf/E6-21452.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange Inc.; Notice of Filing of Proposed Rule Change Relating to the Establishment of a Maximum Number of Quoting Participants Permitted in a Particular Option on the Exchange https://regulations.justia.com/regulations/fedreg/2006/12/18/E6-21449.html https://regulations.justia.com/regulations/fedreg/2006/12/18/E6-21449.html Mon, 18 Dec 2006 00:00:00 -0800 E6-21449 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-18/pdf/E6-21449.pdf