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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/12/15?registers=between
Fri, 27 Jun 2025 07:42:45 -0700Fri, 27 Jun 2025 07:42:45 -0700Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/12/15?registers=between
Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Linkage Fee
https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21374.html
https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21374.htmlFri, 15 Dec 2006 00:00:00 -0800E6-21374Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-12-15/pdf/E6-21374.pdfNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Prefatory Language in Chapter 21 (ISE Stock Exchange LLC Trading Rules)
https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21373.html
https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21373.htmlFri, 15 Dec 2006 00:00:00 -0800E6-21373Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-12-15/pdf/E6-21373.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to the Retroactive Application of an Increase to Its Linkage Order Fee
https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21372.html
https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21372.htmlFri, 15 Dec 2006 00:00:00 -0800E6-21372Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-12-15/pdf/E6-21372.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Rule 409 Regarding Statements of Accounts to Customers and Proposed New Rule 409A Regarding SIPC Disclosure
https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21362.html
https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21362.htmlFri, 15 Dec 2006 00:00:00 -0800E6-21362Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-12-15/pdf/E6-21362.pdfNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 2107 (Priority and Execution of Orders)
https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21361.html
https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21361.htmlFri, 15 Dec 2006 00:00:00 -0800E6-21361Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-12-15/pdf/E6-21361.pdfNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ISE Stock Exchange Fees
https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21359.html
https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21359.htmlFri, 15 Dec 2006 00:00:00 -0800E6-21359Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-12-15/pdf/E6-21359.pdfNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 2101 (Equity Securities Traded) and 2106 (Opening Process)
https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21357.html
https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21357.htmlFri, 15 Dec 2006 00:00:00 -0800E6-21357Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-12-15/pdf/E6-21357.pdfNotice - The MainStay Funds, et al.; Notice of Application
https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21342.html
https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21342.htmlFri, 15 Dec 2006 00:00:00 -0800E6-21342Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-12-15/pdf/E6-21342.pdfNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Integrate Brut and INET Facilities
https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21340.html
https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21340.htmlFri, 15 Dec 2006 00:00:00 -0800E6-21340Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-12-15/pdf/E6-21340.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC.; Order Approving Proposed Rule Change To Amend NYSE Rule 607 Concerning the Use of the Random Selection Method To Appoint Arbitrators in Matters Not Involving Customers
https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21339.html
https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21339.htmlFri, 15 Dec 2006 00:00:00 -0800E6-21339Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-12-15/pdf/E6-21339.pdfNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Certain License Fees
https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21338.html
https://regulations.justia.com/regulations/fedreg/2006/12/15/E6-21338.htmlFri, 15 Dec 2006 00:00:00 -0800E6-21338Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-12-15/pdf/E6-21338.pdfNotice - Sunshine Act Meeting Notice
https://regulations.justia.com/regulations/fedreg/2006/12/15/06-9739.html
https://regulations.justia.com/regulations/fedreg/2006/12/15/06-9739.htmlFri, 15 Dec 2006 00:00:00 -080006-9739Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-12-15/pdf/06-9739.pdf