<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/12/14?registers=between Mon, 14 Jul 2025 07:46:15 -0700 Mon, 14 Jul 2025 07:46:15 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/12/14?registers=between Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to Buy-Ins of Municipal Securities https://regulations.justia.com/regulations/fedreg/2006/12/14/E6-21281.html https://regulations.justia.com/regulations/fedreg/2006/12/14/E6-21281.html Thu, 14 Dec 2006 00:00:00 -0800 E6-21281 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-14/pdf/E6-21281.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change Relating to Establishing New Reporting Processes To Support the Bilateral Comparison of Pool Details Associated With Specified Pool Trade Activity https://regulations.justia.com/regulations/fedreg/2006/12/14/E6-21278.html https://regulations.justia.com/regulations/fedreg/2006/12/14/E6-21278.html Thu, 14 Dec 2006 00:00:00 -0800 E6-21278 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-14/pdf/E6-21278.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify Deposit Service Procedures To Help Assure Compliance With OFAC Regulations https://regulations.justia.com/regulations/fedreg/2006/12/14/E6-21277.html https://regulations.justia.com/regulations/fedreg/2006/12/14/E6-21277.html Thu, 14 Dec 2006 00:00:00 -0800 E6-21277 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-14/pdf/E6-21277.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Revise Stock Futures Adjustment Methodology https://regulations.justia.com/regulations/fedreg/2006/12/14/E6-21276.html https://regulations.justia.com/regulations/fedreg/2006/12/14/E6-21276.html Thu, 14 Dec 2006 00:00:00 -0800 E6-21276 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-14/pdf/E6-21276.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Establishing an Effective Date for Amendments to NASD Rule 2340 https://regulations.justia.com/regulations/fedreg/2006/12/14/E6-21236.html https://regulations.justia.com/regulations/fedreg/2006/12/14/E6-21236.html Thu, 14 Dec 2006 00:00:00 -0800 E6-21236 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-14/pdf/E6-21236.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change Relating to Financial Responsibility, Operational Capability, Insolvency, and Ceasing To Act https://regulations.justia.com/regulations/fedreg/2006/12/14/E6-21234.html https://regulations.justia.com/regulations/fedreg/2006/12/14/E6-21234.html Thu, 14 Dec 2006 00:00:00 -0800 E6-21234 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-14/pdf/E6-21234.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2006/12/14/06-9722.html https://regulations.justia.com/regulations/fedreg/2006/12/14/06-9722.html Thu, 14 Dec 2006 00:00:00 -0800 06-9722 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-14/pdf/06-9722.pdf