<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/12/08?registers=between Sat, 28 Jun 2025 15:36:38 -0700 Sat, 28 Jun 2025 15:36:38 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/12/08?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change, as Amended, Relating to Exchange Rule 104.10 (“Dealings by Specialists”) https://regulations.justia.com/regulations/fedreg/2006/12/08/E6-20886.html https://regulations.justia.com/regulations/fedreg/2006/12/08/E6-20886.html Fri, 08 Dec 2006 00:00:00 -0800 E6-20886 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-08/pdf/E6-20886.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Waive Initial Listing Fee and One-Time Special Charge in Connection With Listing New Class of Common Shares Payable by Any Company Listed on Another National Securities Exchange That Transfers the Listing of Its Primary Class of Common Shares to the NYSE https://regulations.justia.com/regulations/fedreg/2006/12/08/E6-20885.html https://regulations.justia.com/regulations/fedreg/2006/12/08/E6-20885.html Fri, 08 Dec 2006 00:00:00 -0800 E6-20885 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-08/pdf/E6-20885.pdf Rule - Delegation of Authority to Chief Administrative Law Judge https://regulations.justia.com/regulations/fedreg/2006/12/08/E6-20884.html https://regulations.justia.com/regulations/fedreg/2006/12/08/E6-20884.html Fri, 08 Dec 2006 00:00:00 -0800 E6-20884 Rule http://www.gpo.gov/fdsys/pkg/FR-2006-12-08/pdf/E6-20884.pdf Notice - Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2007 https://regulations.justia.com/regulations/fedreg/2006/12/08/E6-20878.html https://regulations.justia.com/regulations/fedreg/2006/12/08/E6-20878.html Fri, 08 Dec 2006 00:00:00 -0800 E6-20878 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-08/pdf/E6-20878.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Prohibit Specialists From Charging Commissions on Transactions in Their Specialty Securities https://regulations.justia.com/regulations/fedreg/2006/12/08/E6-20874.html https://regulations.justia.com/regulations/fedreg/2006/12/08/E6-20874.html Fri, 08 Dec 2006 00:00:00 -0800 E6-20874 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-08/pdf/E6-20874.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Provide for the Payment of a $200 Honorarium Per Case for Each Arbitrator Who Considers Contested Motions for the Issuance of Subpoenas https://regulations.justia.com/regulations/fedreg/2006/12/08/E6-20873.html https://regulations.justia.com/regulations/fedreg/2006/12/08/E6-20873.html Fri, 08 Dec 2006 00:00:00 -0800 E6-20873 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-08/pdf/E6-20873.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees Charged to Member Organizations for Transactions in Equity Securities https://regulations.justia.com/regulations/fedreg/2006/12/08/E6-20872.html https://regulations.justia.com/regulations/fedreg/2006/12/08/E6-20872.html Fri, 08 Dec 2006 00:00:00 -0800 E6-20872 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-08/pdf/E6-20872.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of a Proposed Rule Change Relating to the Canadian Link Service https://regulations.justia.com/regulations/fedreg/2006/12/08/E6-20868.html https://regulations.justia.com/regulations/fedreg/2006/12/08/E6-20868.html Fri, 08 Dec 2006 00:00:00 -0800 E6-20868 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-08/pdf/E6-20868.pdf Proposed Rule - Proposed Amendments to Municipal Securities Disclosure https://regulations.justia.com/regulations/fedreg/2006/12/08/E6-20829.html https://regulations.justia.com/regulations/fedreg/2006/12/08/E6-20829.html Fri, 08 Dec 2006 00:00:00 -0800 E6-20829 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2006-12-08/pdf/E6-20829.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Guidance for Adjudicating Clearly Erroneous Transactions Under Rule 11890 https://regulations.justia.com/regulations/fedreg/2006/12/08/E6-20806.html https://regulations.justia.com/regulations/fedreg/2006/12/08/E6-20806.html Fri, 08 Dec 2006 00:00:00 -0800 E6-20806 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-08/pdf/E6-20806.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/12/08/E6-20805.html https://regulations.justia.com/regulations/fedreg/2006/12/08/E6-20805.html Fri, 08 Dec 2006 00:00:00 -0800 E6-20805 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-08/pdf/E6-20805.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change and Amendment No. 1 Thereto Modifying the Exchange's Independent Director and Audit Committee Corporate Governance Standards https://regulations.justia.com/regulations/fedreg/2006/12/08/E6-20804.html https://regulations.justia.com/regulations/fedreg/2006/12/08/E6-20804.html Fri, 08 Dec 2006 00:00:00 -0800 E6-20804 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-08/pdf/E6-20804.pdf