<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/12/06?registers=between Mon, 23 Jun 2025 19:08:21 -0700 Mon, 23 Jun 2025 19:08:21 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/12/06?registers=between Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to Clearing Fund Deficiency Calls https://regulations.justia.com/regulations/fedreg/2006/12/06/E6-20658.html https://regulations.justia.com/regulations/fedreg/2006/12/06/E6-20658.html Wed, 06 Dec 2006 00:00:00 -0800 E6-20658 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-06/pdf/E6-20658.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto Relating to MACRO Tradeable Shares https://regulations.justia.com/regulations/fedreg/2006/12/06/E6-20657.html https://regulations.justia.com/regulations/fedreg/2006/12/06/E6-20657.html Wed, 06 Dec 2006 00:00:00 -0800 E6-20657 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-06/pdf/E6-20657.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Appointment of CBSX DPMs https://regulations.justia.com/regulations/fedreg/2006/12/06/E6-20656.html https://regulations.justia.com/regulations/fedreg/2006/12/06/E6-20656.html Wed, 06 Dec 2006 00:00:00 -0800 E6-20656 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-06/pdf/E6-20656.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2006/12/06/E6-20632.html https://regulations.justia.com/regulations/fedreg/2006/12/06/E6-20632.html Wed, 06 Dec 2006 00:00:00 -0800 E6-20632 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-06/pdf/E6-20632.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto To Implement a Fee Schedule Under NSX Rule 16.1(a) and 16.1(c) for Transactions Executed Through NSX BLADE https://regulations.justia.com/regulations/fedreg/2006/12/06/E6-20628.html https://regulations.justia.com/regulations/fedreg/2006/12/06/E6-20628.html Wed, 06 Dec 2006 00:00:00 -0800 E6-20628 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-06/pdf/E6-20628.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to the Federal Reserve's National Settlement System https://regulations.justia.com/regulations/fedreg/2006/12/06/E6-20626.html https://regulations.justia.com/regulations/fedreg/2006/12/06/E6-20626.html Wed, 06 Dec 2006 00:00:00 -0800 E6-20626 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-06/pdf/E6-20626.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend its Rules and Procedures Wth Respect to Clearing Fund Collateral https://regulations.justia.com/regulations/fedreg/2006/12/06/E6-20623.html https://regulations.justia.com/regulations/fedreg/2006/12/06/E6-20623.html Wed, 06 Dec 2006 00:00:00 -0800 E6-20623 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-06/pdf/E6-20623.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Multiple Representation Exception Procedures https://regulations.justia.com/regulations/fedreg/2006/12/06/E6-20621.html https://regulations.justia.com/regulations/fedreg/2006/12/06/E6-20621.html Wed, 06 Dec 2006 00:00:00 -0800 E6-20621 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-06/pdf/E6-20621.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 5 Thereto Relating to Exchange Rules Governing Certain Definitions, Systemic Processing of Certain Orders, and the Implementation Schedule of the NYSE Hybrid Market https://regulations.justia.com/regulations/fedreg/2006/12/06/E6-20619.html https://regulations.justia.com/regulations/fedreg/2006/12/06/E6-20619.html Wed, 06 Dec 2006 00:00:00 -0800 E6-20619 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-06/pdf/E6-20619.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/12/06/E6-20576.html https://regulations.justia.com/regulations/fedreg/2006/12/06/E6-20576.html Wed, 06 Dec 2006 00:00:00 -0800 E6-20576 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-06/pdf/E6-20576.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/12/06/E6-20575.html https://regulations.justia.com/regulations/fedreg/2006/12/06/E6-20575.html Wed, 06 Dec 2006 00:00:00 -0800 E6-20575 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-06/pdf/E6-20575.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Clarify the Process Surrounding a Reverse Merger https://regulations.justia.com/regulations/fedreg/2006/12/06/E6-20574.html https://regulations.justia.com/regulations/fedreg/2006/12/06/E6-20574.html Wed, 06 Dec 2006 00:00:00 -0800 E6-20574 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-06/pdf/E6-20574.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to the Listing and Trading of Options on the Nuveen Municipal Fund Index https://regulations.justia.com/regulations/fedreg/2006/12/06/E6-20572.html https://regulations.justia.com/regulations/fedreg/2006/12/06/E6-20572.html Wed, 06 Dec 2006 00:00:00 -0800 E6-20572 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-06/pdf/E6-20572.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2006/12/06/06-9562.html https://regulations.justia.com/regulations/fedreg/2006/12/06/06-9562.html Wed, 06 Dec 2006 00:00:00 -0800 06-9562 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-06/pdf/06-9562.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Minor Rule Violations in Connection With Trade Reporting https://regulations.justia.com/regulations/fedreg/2006/12/06/06-9544.html https://regulations.justia.com/regulations/fedreg/2006/12/06/06-9544.html Wed, 06 Dec 2006 00:00:00 -0800 06-9544 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-12-06/pdf/06-9544.pdf