<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/11/20?registers=between Tue, 15 Jul 2025 14:33:21 -0700 Tue, 15 Jul 2025 14:33:21 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/11/20?registers=between Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Clarifying Its Payment for Order Flow Program as It Relates to Order Flow Providers https://regulations.justia.com/regulations/fedreg/2006/11/20/E6-19548.html https://regulations.justia.com/regulations/fedreg/2006/11/20/E6-19548.html Mon, 20 Nov 2006 00:00:00 -0800 E6-19548 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-20/pdf/E6-19548.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 116 (“Stop” Constitutes Guarantee) https://regulations.justia.com/regulations/fedreg/2006/11/20/E6-19547.html https://regulations.justia.com/regulations/fedreg/2006/11/20/E6-19547.html Mon, 20 Nov 2006 00:00:00 -0800 E6-19547 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-20/pdf/E6-19547.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval To Amendment No. 2 To Amend NASD Interpretive Material 2210-4 To Require Certain Member Firms to Provide a Hyperlink to the NASD's Internet Home Page https://regulations.justia.com/regulations/fedreg/2006/11/20/E6-19546.html https://regulations.justia.com/regulations/fedreg/2006/11/20/E6-19546.html Mon, 20 Nov 2006 00:00:00 -0800 E6-19546 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-20/pdf/E6-19546.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving a Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 to a Proposed Rule Change Relating to an NASD Trade Reporting Facility Established in Conjunction With the National Stock Exchange, Inc.; Corrrection https://regulations.justia.com/regulations/fedreg/2006/11/20/E6-19537.html https://regulations.justia.com/regulations/fedreg/2006/11/20/E6-19537.html Mon, 20 Nov 2006 00:00:00 -0800 E6-19537 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-20/pdf/E6-19537.pdf Notice - Submissions for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/11/20/E6-19520.html https://regulations.justia.com/regulations/fedreg/2006/11/20/E6-19520.html Mon, 20 Nov 2006 00:00:00 -0800 E6-19520 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-20/pdf/E6-19520.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchange, Incorporated To Increase the Class Quoting Limit in the Option Class Research in Motion https://regulations.justia.com/regulations/fedreg/2006/11/20/E6-19518.html https://regulations.justia.com/regulations/fedreg/2006/11/20/E6-19518.html Mon, 20 Nov 2006 00:00:00 -0800 E6-19518 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-20/pdf/E6-19518.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Clarifying and Technical Changes to NSCC's Rules Regarding ACATS Fund/SERV https://regulations.justia.com/regulations/fedreg/2006/11/20/E6-19517.html https://regulations.justia.com/regulations/fedreg/2006/11/20/E6-19517.html Mon, 20 Nov 2006 00:00:00 -0800 E6-19517 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-20/pdf/E6-19517.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Pricing for NASD Members Using ITS/CAES, Brut, and Inet https://regulations.justia.com/regulations/fedreg/2006/11/20/E6-19516.html https://regulations.justia.com/regulations/fedreg/2006/11/20/E6-19516.html Mon, 20 Nov 2006 00:00:00 -0800 E6-19516 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-20/pdf/E6-19516.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to the Adoption of a Penny Quoting Pilot Program https://regulations.justia.com/regulations/fedreg/2006/11/20/E6-19512.html https://regulations.justia.com/regulations/fedreg/2006/11/20/E6-19512.html Mon, 20 Nov 2006 00:00:00 -0800 E6-19512 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-20/pdf/E6-19512.pdf