<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/11/14?registers=between Mon, 14 Jul 2025 08:08:02 -0700 Mon, 14 Jul 2025 08:08:02 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/11/14?registers=between Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving a Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 to a Proposed Rule Change Relating to an NASD Trade Reporting Facility Established in Conjunction With the National Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2006/11/14/E6-19167.html https://regulations.justia.com/regulations/fedreg/2006/11/14/E6-19167.html Tue, 14 Nov 2006 00:00:00 -0800 E6-19167 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-14/pdf/E6-19167.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of a Proposed Rule Change Regarding the Amendment of NYSE Rule 300 Relating to Trading Licenses and the Deletion of NYSE Rule 300T https://regulations.justia.com/regulations/fedreg/2006/11/14/E6-19165.html https://regulations.justia.com/regulations/fedreg/2006/11/14/E6-19165.html Tue, 14 Nov 2006 00:00:00 -0800 E6-19165 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-14/pdf/E6-19165.pdf Notice - Order Granting National Securities Exchanges a Limited Exemption From Rule 612 of Regulation NMS Under the Securities Exchange Act of 1934 To Permit Acceptance by Exchanges of Certain Sub-Penny Orders https://regulations.justia.com/regulations/fedreg/2006/11/14/E6-19120.html https://regulations.justia.com/regulations/fedreg/2006/11/14/E6-19120.html Tue, 14 Nov 2006 00:00:00 -0800 E6-19120 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-14/pdf/E6-19120.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2006/11/14/06-9213.html https://regulations.justia.com/regulations/fedreg/2006/11/14/06-9213.html Tue, 14 Nov 2006 00:00:00 -0800 06-9213 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-14/pdf/06-9213.pdf