<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/11/02?registers=between Fri, 18 Jul 2025 14:37:17 -0700 Fri, 18 Jul 2025 14:37:17 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/11/02?registers=between Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Cap Registered Options Trader and Specialist Equity Option Comparison and Transaction Charges When Certain Requirements Are Met https://regulations.justia.com/regulations/fedreg/2006/11/02/E6-18484.html https://regulations.justia.com/regulations/fedreg/2006/11/02/E6-18484.html Thu, 02 Nov 2006 00:00:00 -0800 E6-18484 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-02/pdf/E6-18484.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Participant Fees and Credits https://regulations.justia.com/regulations/fedreg/2006/11/02/E6-18481.html https://regulations.justia.com/regulations/fedreg/2006/11/02/E6-18481.html Thu, 02 Nov 2006 00:00:00 -0800 E6-18481 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-02/pdf/E6-18481.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to MACRO Tradeable Shares https://regulations.justia.com/regulations/fedreg/2006/11/02/E6-18478.html https://regulations.justia.com/regulations/fedreg/2006/11/02/E6-18478.html Thu, 02 Nov 2006 00:00:00 -0800 E6-18478 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-02/pdf/E6-18478.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2006/11/02/E6-18474.html https://regulations.justia.com/regulations/fedreg/2006/11/02/E6-18474.html Thu, 02 Nov 2006 00:00:00 -0800 E6-18474 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-02/pdf/E6-18474.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Relating to U.S. Dollar-Settled Foreign Currency Options https://regulations.justia.com/regulations/fedreg/2006/11/02/E6-18451.html https://regulations.justia.com/regulations/fedreg/2006/11/02/E6-18451.html Thu, 02 Nov 2006 00:00:00 -0800 E6-18451 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-02/pdf/E6-18451.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 122 (Orders With More Than One Broker) Until the Availability of Full d-Quote Functionality in a Particular Security or February 5, 2007, Whichever Comes First https://regulations.justia.com/regulations/fedreg/2006/11/02/E6-18450.html https://regulations.justia.com/regulations/fedreg/2006/11/02/E6-18450.html Thu, 02 Nov 2006 00:00:00 -0800 E6-18450 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-02/pdf/E6-18450.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change To Amend NYSE Arca Equities, Inc.'s Clearly Erroneous Executions Rule To Include an Appeal Fee for the NYSE Arca Marketplace (f/k/a the Archipelago Exchange) https://regulations.justia.com/regulations/fedreg/2006/11/02/E6-18449.html https://regulations.justia.com/regulations/fedreg/2006/11/02/E6-18449.html Thu, 02 Nov 2006 00:00:00 -0800 E6-18449 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-11-02/pdf/E6-18449.pdf