<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/10/31?registers=between Mon, 23 Jun 2025 11:21:39 -0700 Mon, 23 Jun 2025 11:21:39 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/10/31?registers=between Proposed Rule - Definition of Eligible Portfolio Company Under the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2006/10/31/E6-18257.html https://regulations.justia.com/regulations/fedreg/2006/10/31/E6-18257.html Tue, 31 Oct 2006 00:00:00 -0800 E6-18257 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2006-10-31/pdf/E6-18257.pdf Notice - Tactical Allocation Services, LLC, et al.; https://regulations.justia.com/regulations/fedreg/2006/10/31/E6-18256.html https://regulations.justia.com/regulations/fedreg/2006/10/31/E6-18256.html Tue, 31 Oct 2006 00:00:00 -0800 E6-18256 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-31/pdf/E6-18256.pdf Rule - Definition of Eligible Portfolio Company Under the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2006/10/31/E6-18255.html https://regulations.justia.com/regulations/fedreg/2006/10/31/E6-18255.html Tue, 31 Oct 2006 00:00:00 -0800 E6-18255 Rule http://www.gpo.gov/fdsys/pkg/FR-2006-10-31/pdf/E6-18255.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to NYSE Listed Company Manual Section 703.16 (Investment Company Units) https://regulations.justia.com/regulations/fedreg/2006/10/31/E6-18254.html https://regulations.justia.com/regulations/fedreg/2006/10/31/E6-18254.html Tue, 31 Oct 2006 00:00:00 -0800 E6-18254 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-31/pdf/E6-18254.pdf Notice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enhance the Flexibility of Nasdaq's INET Facility Order Routing Process for Reactive Only DOT Orders That Currently Are Ultimately Directed to the New York Stock Exchange or the American Stock Exchange https://regulations.justia.com/regulations/fedreg/2006/10/31/E6-18252.html https://regulations.justia.com/regulations/fedreg/2006/10/31/E6-18252.html Tue, 31 Oct 2006 00:00:00 -0800 E6-18252 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-31/pdf/E6-18252.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Relating to Amendments to Rule 2320(g) (Three Quote Rule) and Corresponding Recordkeeping Requirements Under Rule 3110(b) https://regulations.justia.com/regulations/fedreg/2006/10/31/E6-18250.html https://regulations.justia.com/regulations/fedreg/2006/10/31/E6-18250.html Tue, 31 Oct 2006 00:00:00 -0800 E6-18250 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-31/pdf/E6-18250.pdf Notice - Privacy Act of 1974: Establishment of a New System of Records: Photographic Files (SEC-54) https://regulations.justia.com/regulations/fedreg/2006/10/31/E6-18234.html https://regulations.justia.com/regulations/fedreg/2006/10/31/E6-18234.html Tue, 31 Oct 2006 00:00:00 -0800 E6-18234 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-31/pdf/E6-18234.pdf