<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/10/04?registers=between Mon, 30 Jun 2025 08:31:00 -0700 Mon, 30 Jun 2025 08:31:00 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/10/04?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Amending Rule 123D (Openings and Halts in Trading) and Rule 15 To Shorten the Minimum Required Time Periods Between Tape Indications and Openings or Reopenings https://regulations.justia.com/regulations/fedreg/2006/10/04/E6-16367.html https://regulations.justia.com/regulations/fedreg/2006/10/04/E6-16367.html Wed, 04 Oct 2006 00:00:00 -0700 E6-16367 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-04/pdf/E6-16367.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc. (n/k/a International Securities Exchange, LLC); Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 Thereto Relating to the Adoption of Rules To Govern Its Electronic Trading System for Equities https://regulations.justia.com/regulations/fedreg/2006/10/04/E6-16366.html https://regulations.justia.com/regulations/fedreg/2006/10/04/E6-16366.html Wed, 04 Oct 2006 00:00:00 -0700 E6-16366 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-04/pdf/E6-16366.pdf Notice - RiverSource Diversified Income Series, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2006/10/04/E6-16365.html https://regulations.justia.com/regulations/fedreg/2006/10/04/E6-16365.html Wed, 04 Oct 2006 00:00:00 -0700 E6-16365 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-04/pdf/E6-16365.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Thereto To Adopt Rules Relating to Regulation NMS https://regulations.justia.com/regulations/fedreg/2006/10/04/E6-16364.html https://regulations.justia.com/regulations/fedreg/2006/10/04/E6-16364.html Wed, 04 Oct 2006 00:00:00 -0700 E6-16364 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-04/pdf/E6-16364.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Block Order Mechanism https://regulations.justia.com/regulations/fedreg/2006/10/04/E6-16363.html https://regulations.justia.com/regulations/fedreg/2006/10/04/E6-16363.html Wed, 04 Oct 2006 00:00:00 -0700 E6-16363 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-04/pdf/E6-16363.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to Expiration Date Exercise Procedures https://regulations.justia.com/regulations/fedreg/2006/10/04/E6-16332.html https://regulations.justia.com/regulations/fedreg/2006/10/04/E6-16332.html Wed, 04 Oct 2006 00:00:00 -0700 E6-16332 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-04/pdf/E6-16332.pdf Notice - SEC Government-Business Forum on Small Business Capital Formation https://regulations.justia.com/regulations/fedreg/2006/10/04/E6-16331.html https://regulations.justia.com/regulations/fedreg/2006/10/04/E6-16331.html Wed, 04 Oct 2006 00:00:00 -0700 E6-16331 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-04/pdf/E6-16331.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/10/04/E6-16330.html https://regulations.justia.com/regulations/fedreg/2006/10/04/E6-16330.html Wed, 04 Oct 2006 00:00:00 -0700 E6-16330 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-04/pdf/E6-16330.pdf