<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/10/03?registers=between Mon, 30 Jun 2025 09:17:16 -0700 Mon, 30 Jun 2025 09:17:16 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/10/03?registers=between Rule - Mutual Fund Redemption Fees https://regulations.justia.com/regulations/fedreg/2006/10/03/E6-16273.html https://regulations.justia.com/regulations/fedreg/2006/10/03/E6-16273.html Tue, 03 Oct 2006 00:00:00 -0700 E6-16273 Rule http://www.gpo.gov/fdsys/pkg/FR-2006-10-03/pdf/E6-16273.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Allow the Inventory Management System To Accept Real-Time and Late Affirmed Trades From Omgeo https://regulations.justia.com/regulations/fedreg/2006/10/03/E6-16251.html https://regulations.justia.com/regulations/fedreg/2006/10/03/E6-16251.html Tue, 03 Oct 2006 00:00:00 -0700 E6-16251 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-03/pdf/E6-16251.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Apply Certain Provisions of Its Minor Rule Violation Plan to Registered Options Traders, Supplemental Registered Options Traders, and Remote Registered Options Traders https://regulations.justia.com/regulations/fedreg/2006/10/03/E6-16250.html https://regulations.justia.com/regulations/fedreg/2006/10/03/E6-16250.html Tue, 03 Oct 2006 00:00:00 -0700 E6-16250 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-03/pdf/E6-16250.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Expand the Broker Marketing Alliance To Include Non-Broker-Dealers With Regard to the Enhanced Sentiment Market Data Offering https://regulations.justia.com/regulations/fedreg/2006/10/03/E6-16249.html https://regulations.justia.com/regulations/fedreg/2006/10/03/E6-16249.html Tue, 03 Oct 2006 00:00:00 -0700 E6-16249 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-03/pdf/E6-16249.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, Prohibiting a Participant Firm From Earning Credits When Its Exchange Bill Is More Than 30 Days Past Due https://regulations.justia.com/regulations/fedreg/2006/10/03/E6-16248.html https://regulations.justia.com/regulations/fedreg/2006/10/03/E6-16248.html Tue, 03 Oct 2006 00:00:00 -0700 E6-16248 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-03/pdf/E6-16248.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.); Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 3 and 4 To Create a New Order Type-Passive Liquidity Orders-for Use on NYSE Arca Marketplace https://regulations.justia.com/regulations/fedreg/2006/10/03/E6-16247.html https://regulations.justia.com/regulations/fedreg/2006/10/03/E6-16247.html Tue, 03 Oct 2006 00:00:00 -0700 E6-16247 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-03/pdf/E6-16247.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2006/10/03/06-8473.html https://regulations.justia.com/regulations/fedreg/2006/10/03/06-8473.html Tue, 03 Oct 2006 00:00:00 -0700 06-8473 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-03/pdf/06-8473.pdf