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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/10/02?registers=between
Fri, 27 Jun 2025 10:31:44 -0700Fri, 27 Jun 2025 10:31:44 -0700Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/10/02?registers=between
Notice - Joint Industry Plan; Notice of Filing and Order Granting Temporary Effectiveness of Amendment To Plan Establishing Procedures Under Rule 605 of Regulation NMS
https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16170.html
https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16170.htmlMon, 02 Oct 2006 00:00:00 -0700E6-16170Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16170.pdfNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Regarding Fees for the New Nasdaq Workstation and Weblink ACT
https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16168.html
https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16168.htmlMon, 02 Oct 2006 00:00:00 -0700E6-16168Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16168.pdfNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Regarding Fees for Non-NASD Member Subscribers to the New Nasdaq Workstation and Weblink ACT
https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16166.html
https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16166.htmlMon, 02 Oct 2006 00:00:00 -0700E6-16166Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16166.pdfNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Information Submitted to the Exchange
https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16165.html
https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16165.htmlMon, 02 Oct 2006 00:00:00 -0700E6-16165Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16165.pdfNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Market Opening Pilot Program for the Boston Options Exchange Facility
https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16164.html
https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16164.htmlMon, 02 Oct 2006 00:00:00 -0700E6-16164Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16164.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, and Amendment No. 1 Thereto, Relating to Generic Listing and Maintenance Standards for Broad-Based Index Options
https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16162.html
https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16162.htmlMon, 02 Oct 2006 00:00:00 -0700E6-16162Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16162.pdfNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Amended Regarding Pricing for Non-Members Using the New Nasdaq Workstation and Weblink ACT
https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16117.html
https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16117.htmlMon, 02 Oct 2006 00:00:00 -0700E6-16117Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16117.pdfNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Regarding Fees for the New Nasdaq Workstation and Weblink ACT
https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16115.html
https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16115.htmlMon, 02 Oct 2006 00:00:00 -0700E6-16115Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16115.pdfNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving Proposed Rule Change Relating to Retroactive Application of Participant Fees and Credits
https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16114.html
https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16114.htmlMon, 02 Oct 2006 00:00:00 -0700E6-16114Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16114.pdfNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Regarding Amendments to the Exchange's Bylaws and Other Governance Changes
https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16113.html
https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16113.htmlMon, 02 Oct 2006 00:00:00 -0700E6-16113Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16113.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Rule 409 Regarding Statements of Accounts to Customers and Proposed New Rule 409A Regarding SIPC Disclosure
https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16112.html
https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16112.htmlMon, 02 Oct 2006 00:00:00 -0700E6-16112Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16112.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend Existing Rules for Investment Company Units
https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16111.html
https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16111.htmlMon, 02 Oct 2006 00:00:00 -0700E6-16111Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16111.pdfNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change Relating to Assumption of Blind Brokered Fails by Its Government Securities Division
https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16109.html
https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16109.htmlMon, 02 Oct 2006 00:00:00 -0700E6-16109Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16109.pdfNotice - In the Matter of China Energy Savings Technology, Inc.; Corrected Order of Suspension of Trading
https://regulations.justia.com/regulations/fedreg/2006/10/02/06-8414.html
https://regulations.justia.com/regulations/fedreg/2006/10/02/06-8414.htmlMon, 02 Oct 2006 00:00:00 -070006-8414Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/06-8414.pdf