Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/10/02?limit=200&registers=between&mode=atom 2024-05-18T15:55:27-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16170.html Notice - Joint Industry Plan; Notice of Filing and Order Granting Temporary Effectiveness of Amendment To Plan Establishing Procedures Under Rule 605 of Regulation NMS 2006-10-02T00:00:00-07:00 2006-10-02T00:00:00-07:00 E6-16170 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16170.pdf https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16168.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Regarding Fees for the New Nasdaq Workstation and Weblink ACT 2006-10-02T00:00:00-07:00 2006-10-02T00:00:00-07:00 E6-16168 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16168.pdf https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16166.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Regarding Fees for Non-NASD Member Subscribers to the New Nasdaq Workstation and Weblink ACT 2006-10-02T00:00:00-07:00 2006-10-02T00:00:00-07:00 E6-16166 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16166.pdf https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16165.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trade Information Submitted to the Exchange 2006-10-02T00:00:00-07:00 2006-10-02T00:00:00-07:00 E6-16165 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16165.pdf https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16164.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Market Opening Pilot Program for the Boston Options Exchange Facility 2006-10-02T00:00:00-07:00 2006-10-02T00:00:00-07:00 E6-16164 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16164.pdf https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16162.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change, and Amendment No. 1 Thereto, Relating to Generic Listing and Maintenance Standards for Broad-Based Index Options 2006-10-02T00:00:00-07:00 2006-10-02T00:00:00-07:00 E6-16162 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16162.pdf https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16117.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change as Amended Regarding Pricing for Non-Members Using the New Nasdaq Workstation and Weblink ACT 2006-10-02T00:00:00-07:00 2006-10-02T00:00:00-07:00 E6-16117 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16117.pdf https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16115.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Regarding Fees for the New Nasdaq Workstation and Weblink ACT 2006-10-02T00:00:00-07:00 2006-10-02T00:00:00-07:00 E6-16115 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16115.pdf https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16114.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving Proposed Rule Change Relating to Retroactive Application of Participant Fees and Credits 2006-10-02T00:00:00-07:00 2006-10-02T00:00:00-07:00 E6-16114 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16114.pdf https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16113.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Regarding Amendments to the Exchange's Bylaws and Other Governance Changes 2006-10-02T00:00:00-07:00 2006-10-02T00:00:00-07:00 E6-16113 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16113.pdf https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16112.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Rule 409 Regarding Statements of Accounts to Customers and Proposed New Rule 409A Regarding SIPC Disclosure 2006-10-02T00:00:00-07:00 2006-10-02T00:00:00-07:00 E6-16112 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16112.pdf https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16111.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend Existing Rules for Investment Company Units 2006-10-02T00:00:00-07:00 2006-10-02T00:00:00-07:00 E6-16111 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16111.pdf https://regulations.justia.com/regulations/fedreg/2006/10/02/E6-16109.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change Relating to Assumption of Blind Brokered Fails by Its Government Securities Division 2006-10-02T00:00:00-07:00 2006-10-02T00:00:00-07:00 E6-16109 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/E6-16109.pdf https://regulations.justia.com/regulations/fedreg/2006/10/02/06-8414.html Notice - In the Matter of China Energy Savings Technology, Inc.; Corrected Order of Suspension of Trading 2006-10-02T00:00:00-07:00 2006-10-02T00:00:00-07:00 06-8414 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-10-02/pdf/06-8414.pdf