<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/09/22?registers=between Thu, 24 Jul 2025 23:30:13 -0700 Thu, 24 Jul 2025 23:30:13 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/09/22?registers=between Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend Existing Rules for Portfolio Depository Receipts, Index Fund Shares, and Index-Linked Securities https://regulations.justia.com/regulations/fedreg/2006/09/22/06-8043.html https://regulations.justia.com/regulations/fedreg/2006/09/22/06-8043.html Fri, 22 Sep 2006 00:00:00 -0700 06-8043 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-22/pdf/06-8043.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change To Require Members To File Regulatory Notices With NASD Electronically https://regulations.justia.com/regulations/fedreg/2006/09/22/06-8040.html https://regulations.justia.com/regulations/fedreg/2006/09/22/06-8040.html Fri, 22 Sep 2006 00:00:00 -0700 06-8040 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-22/pdf/06-8040.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendments No. 1 and No. 2 Thereto, To Re-Establish the Market Opening Pilot Program https://regulations.justia.com/regulations/fedreg/2006/09/22/06-8038.html https://regulations.justia.com/regulations/fedreg/2006/09/22/06-8038.html Fri, 22 Sep 2006 00:00:00 -0700 06-8038 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-22/pdf/06-8038.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Its Marketing Fee Program https://regulations.justia.com/regulations/fedreg/2006/09/22/06-8037.html https://regulations.justia.com/regulations/fedreg/2006/09/22/06-8037.html Fri, 22 Sep 2006 00:00:00 -0700 06-8037 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-22/pdf/06-8037.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Amend NYSE Arca Equities, Inc.’s Clearly Erroneous Executions Rule To Include an Appeal Fee for the Archipelago Exchange https://regulations.justia.com/regulations/fedreg/2006/09/22/06-8036.html https://regulations.justia.com/regulations/fedreg/2006/09/22/06-8036.html Fri, 22 Sep 2006 00:00:00 -0700 06-8036 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-22/pdf/06-8036.pdf Notice - Self-Regulatory Organization; OneChicago, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Block Trades https://regulations.justia.com/regulations/fedreg/2006/09/22/06-8003.html https://regulations.justia.com/regulations/fedreg/2006/09/22/06-8003.html Fri, 22 Sep 2006 00:00:00 -0700 06-8003 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-22/pdf/06-8003.pdf Notice - Self-Regulatory Organizations; OneChicago, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Listing Standards of Security Futures Products https://regulations.justia.com/regulations/fedreg/2006/09/22/06-8002.html https://regulations.justia.com/regulations/fedreg/2006/09/22/06-8002.html Fri, 22 Sep 2006 00:00:00 -0700 06-8002 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-22/pdf/06-8002.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow for the Digital Recording of Arbitration Hearings https://regulations.justia.com/regulations/fedreg/2006/09/22/06-8001.html https://regulations.justia.com/regulations/fedreg/2006/09/22/06-8001.html Fri, 22 Sep 2006 00:00:00 -0700 06-8001 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-22/pdf/06-8001.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/09/22/06-8000.html https://regulations.justia.com/regulations/fedreg/2006/09/22/06-8000.html Fri, 22 Sep 2006 00:00:00 -0700 06-8000 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-22/pdf/06-8000.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/09/22/06-7999.html https://regulations.justia.com/regulations/fedreg/2006/09/22/06-7999.html Fri, 22 Sep 2006 00:00:00 -0700 06-7999 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-22/pdf/06-7999.pdf Notice - Claymore Securities, Inc. and Claymore Securities Defined Portfolios, Notice of Application https://regulations.justia.com/regulations/fedreg/2006/09/22/06-7998.html https://regulations.justia.com/regulations/fedreg/2006/09/22/06-7998.html Fri, 22 Sep 2006 00:00:00 -0700 06-7998 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-22/pdf/06-7998.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/09/22/06-7997.html https://regulations.justia.com/regulations/fedreg/2006/09/22/06-7997.html Fri, 22 Sep 2006 00:00:00 -0700 06-7997 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-22/pdf/06-7997.pdf Notice - Submission for OMB Review https://regulations.justia.com/regulations/fedreg/2006/09/22/06-7996.html https://regulations.justia.com/regulations/fedreg/2006/09/22/06-7996.html Fri, 22 Sep 2006 00:00:00 -0700 06-7996 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-22/pdf/06-7996.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/09/22/06-7995.html https://regulations.justia.com/regulations/fedreg/2006/09/22/06-7995.html Fri, 22 Sep 2006 00:00:00 -0700 06-7995 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-22/pdf/06-7995.pdf Notice - Proposed Collections; Comment Request https://regulations.justia.com/regulations/fedreg/2006/09/22/06-7994.html https://regulations.justia.com/regulations/fedreg/2006/09/22/06-7994.html Fri, 22 Sep 2006 00:00:00 -0700 06-7994 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-22/pdf/06-7994.pdf