<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/09/14?registers=between Mon, 14 Jul 2025 04:15:50 -0700 Mon, 14 Jul 2025 04:15:50 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/09/14?registers=between Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to a Retroactive Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock® (QQQQ) https://regulations.justia.com/regulations/fedreg/2006/09/14/E6-15273.html https://regulations.justia.com/regulations/fedreg/2006/09/14/E6-15273.html Thu, 14 Sep 2006 00:00:00 -0700 E6-15273 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-14/pdf/E6-15273.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to Market Maker Orders https://regulations.justia.com/regulations/fedreg/2006/09/14/E6-15268.html https://regulations.justia.com/regulations/fedreg/2006/09/14/E6-15268.html Thu, 14 Sep 2006 00:00:00 -0700 E6-15268 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-14/pdf/E6-15268.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Adopt New Rules To Implement on a Pilot Basis an Initial Version of AEMI, Its Proposed New Hybrid Market Trading Platform for Equity Products and Exchange Traded Funds https://regulations.justia.com/regulations/fedreg/2006/09/14/E6-15241.html https://regulations.justia.com/regulations/fedreg/2006/09/14/E6-15241.html Thu, 14 Sep 2006 00:00:00 -0700 E6-15241 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-14/pdf/E6-15241.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change to MSRB Rule G-14 RTRS Procedures Relating to “List Offering Price” and “Takedown” Transactions https://regulations.justia.com/regulations/fedreg/2006/09/14/E6-15230.html https://regulations.justia.com/regulations/fedreg/2006/09/14/E6-15230.html Thu, 14 Sep 2006 00:00:00 -0700 E6-15230 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-14/pdf/E6-15230.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change Amending Rules to Mandate Listed Companies Become Eligible To Participate in a Direct Registration System https://regulations.justia.com/regulations/fedreg/2006/09/14/E6-15229.html https://regulations.justia.com/regulations/fedreg/2006/09/14/E6-15229.html Thu, 14 Sep 2006 00:00:00 -0700 E6-15229 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-14/pdf/E6-15229.pdf Notice - National Life Insurance Company, et al. https://regulations.justia.com/regulations/fedreg/2006/09/14/06-7641.html https://regulations.justia.com/regulations/fedreg/2006/09/14/06-7641.html Thu, 14 Sep 2006 00:00:00 -0700 06-7641 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-14/pdf/06-7641.pdf