<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/09/01?registers=between Wed, 16 Jul 2025 01:29:03 -0700 Wed, 16 Jul 2025 01:29:03 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/09/01?registers=between Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 5 Thereto To Implement the Boston Equities Exchange (“BeX”) Trading System https://regulations.justia.com/regulations/fedreg/2006/09/01/E6-14564.html https://regulations.justia.com/regulations/fedreg/2006/09/01/E6-14564.html Fri, 01 Sep 2006 00:00:00 -0700 E6-14564 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-01/pdf/E6-14564.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Exchange Rule 312(f) Regarding Changes Within Member Organizations https://regulations.justia.com/regulations/fedreg/2006/09/01/E6-14563.html https://regulations.justia.com/regulations/fedreg/2006/09/01/E6-14563.html Fri, 01 Sep 2006 00:00:00 -0700 E6-14563 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-01/pdf/E6-14563.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule To Revise the DTC Custody Service Guide To Incorporate the Terms of Certain Participant Agreements https://regulations.justia.com/regulations/fedreg/2006/09/01/E6-14552.html https://regulations.justia.com/regulations/fedreg/2006/09/01/E6-14552.html Fri, 01 Sep 2006 00:00:00 -0700 E6-14552 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-01/pdf/E6-14552.pdf Notice - Merrill Lynch Life Insurance Company, et al; Notice of Application https://regulations.justia.com/regulations/fedreg/2006/09/01/E6-14538.html https://regulations.justia.com/regulations/fedreg/2006/09/01/E6-14538.html Fri, 01 Sep 2006 00:00:00 -0700 E6-14538 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-01/pdf/E6-14538.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change and Amendment Nos. 1 and 3 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 5 To Create a New Electronic Trading Facility, the Boston Equities Exchange (“BeX”), To Be Operated by BSX Group, LLC https://regulations.justia.com/regulations/fedreg/2006/09/01/E6-14531.html https://regulations.justia.com/regulations/fedreg/2006/09/01/E6-14531.html Fri, 01 Sep 2006 00:00:00 -0700 E6-14531 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-01/pdf/E6-14531.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Its Minor Rule Violation Plan https://regulations.justia.com/regulations/fedreg/2006/09/01/E6-14530.html https://regulations.justia.com/regulations/fedreg/2006/09/01/E6-14530.html Fri, 01 Sep 2006 00:00:00 -0700 E6-14530 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-01/pdf/E6-14530.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto To Amend Exchange Rule 104 Regarding the Requirement That Specialists Obtain Floor Official Approval for Destabilizing Dealer Account Transactions That Match the National Best Bid or Offer https://regulations.justia.com/regulations/fedreg/2006/09/01/E6-14529.html https://regulations.justia.com/regulations/fedreg/2006/09/01/E6-14529.html Fri, 01 Sep 2006 00:00:00 -0700 E6-14529 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-01/pdf/E6-14529.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Clarifying and Technical Changes to NSCC's Rules Regarding Its Fund/Serv Mutual Fund Processing System https://regulations.justia.com/regulations/fedreg/2006/09/01/E6-14528.html https://regulations.justia.com/regulations/fedreg/2006/09/01/E6-14528.html Fri, 01 Sep 2006 00:00:00 -0700 E6-14528 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-09-01/pdf/E6-14528.pdf