<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/08/07?registers=between Thu, 21 Aug 2025 22:24:59 -0700 Thu, 21 Aug 2025 22:24:59 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/08/07?registers=between Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto To Establish a Quote Risk Monitor Mechanism and To Define Continuous Quoting https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12740.html https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12740.html Mon, 07 Aug 2006 00:00:00 -0700 E6-12740 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-07/pdf/E6-12740.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Extend the Time for Non-Member Broker/Dealers To Access the Brut and INET Facilities https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12739.html https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12739.html Mon, 07 Aug 2006 00:00:00 -0700 E6-12739 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-07/pdf/E6-12739.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NASD Rule 5110 and Certain Other NASD Rules Amended Pursuant to SR-NASD-2005-087 https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12738.html https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12738.html Mon, 07 Aug 2006 00:00:00 -0700 E6-12738 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-07/pdf/E6-12738.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change and Amendments No. 1 and 2 and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 3 Thereto Relating to the Establishment of the OX Trading Platform https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12705.html https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12705.html Mon, 07 Aug 2006 00:00:00 -0700 E6-12705 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-07/pdf/E6-12705.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 55 Examination Program https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12704.html https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12704.html Mon, 07 Aug 2006 00:00:00 -0700 E6-12704 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-07/pdf/E6-12704.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Technical and Conforming Changes to Nasdaq's 4000 Series Rules https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12703.html https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12703.html Mon, 07 Aug 2006 00:00:00 -0700 E6-12703 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-07/pdf/E6-12703.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange Inc. (n/k/a New York Stock Exchange LLC); Notice of Filing of Proposed Rule Change Relating to Amendments to Exchange Rule 611, “Disqualification or Other Disability of Arbitrators” https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12702.html https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12702.html Mon, 07 Aug 2006 00:00:00 -0700 E6-12702 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-07/pdf/E6-12702.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Extend the Linkage Fee Pilot Program https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12701.html https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12701.html Mon, 07 Aug 2006 00:00:00 -0700 E6-12701 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-07/pdf/E6-12701.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12700.html https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12700.html Mon, 07 Aug 2006 00:00:00 -0700 E6-12700 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-07/pdf/E6-12700.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Relating to the Trading of the Index-Linked Securities of Barclays Bank PLC Linked to the Performance of the Goldman Sachs Crude Oil Total Return Index TM https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12699.html https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12699.html Mon, 07 Aug 2006 00:00:00 -0700 E6-12699 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-07/pdf/E6-12699.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12698.html https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12698.html Mon, 07 Aug 2006 00:00:00 -0700 E6-12698 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-07/pdf/E6-12698.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Technical and Conforming Changes to Nasdaq's 2000 and 3000 Series Rules https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12697.html https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12697.html Mon, 07 Aug 2006 00:00:00 -0700 E6-12697 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-07/pdf/E6-12697.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12696.html https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12696.html Mon, 07 Aug 2006 00:00:00 -0700 E6-12696 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-07/pdf/E6-12696.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 39 Examination Program https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12688.html https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12688.html Mon, 07 Aug 2006 00:00:00 -0700 E6-12688 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-07/pdf/E6-12688.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 28 Examination Program https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12686.html https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12686.html Mon, 07 Aug 2006 00:00:00 -0700 E6-12686 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-07/pdf/E6-12686.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Series 27 Examination Program https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12685.html https://regulations.justia.com/regulations/fedreg/2006/08/07/E6-12685.html Mon, 07 Aug 2006 00:00:00 -0700 E6-12685 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-08-07/pdf/E6-12685.pdf