<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/07/31?registers=between Mon, 23 Jun 2025 01:25:18 -0700 Mon, 23 Jun 2025 01:25:18 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/07/31?registers=between Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Relating to the Exchange's Order Priority Rule and the Mandatory Use of Order Match Functionalities https://regulations.justia.com/regulations/fedreg/2006/07/31/E6-12184.html https://regulations.justia.com/regulations/fedreg/2006/07/31/E6-12184.html Mon, 31 Jul 2006 00:00:00 -0700 E6-12184 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-31/pdf/E6-12184.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Rules 104 (“Dealings by Specialists”) and 123E (“Specialist Combination Review Policy”) To Change the Exchange's Capital Requirements for Specialist Organizations https://regulations.justia.com/regulations/fedreg/2006/07/31/E6-12183.html https://regulations.justia.com/regulations/fedreg/2006/07/31/E6-12183.html Mon, 31 Jul 2006 00:00:00 -0700 E6-12183 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-31/pdf/E6-12183.pdf Notice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NASD Rule 5100 (Short Sale Rule) https://regulations.justia.com/regulations/fedreg/2006/07/31/E6-12176.html https://regulations.justia.com/regulations/fedreg/2006/07/31/E6-12176.html Mon, 31 Jul 2006 00:00:00 -0700 E6-12176 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-31/pdf/E6-12176.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Relocation of Registered Options Traders Assigned Options Classes https://regulations.justia.com/regulations/fedreg/2006/07/31/E6-12175.html https://regulations.justia.com/regulations/fedreg/2006/07/31/E6-12175.html Mon, 31 Jul 2006 00:00:00 -0700 E6-12175 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-31/pdf/E6-12175.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Strike Price Intervals for VIX Options https://regulations.justia.com/regulations/fedreg/2006/07/31/E6-12155.html https://regulations.justia.com/regulations/fedreg/2006/07/31/E6-12155.html Mon, 31 Jul 2006 00:00:00 -0700 E6-12155 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-31/pdf/E6-12155.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Granting Approval to a Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to the Transfer of Securities Among Co.-Specialists Within a Specialist Firm https://regulations.justia.com/regulations/fedreg/2006/07/31/E6-12151.html https://regulations.justia.com/regulations/fedreg/2006/07/31/E6-12151.html Mon, 31 Jul 2006 00:00:00 -0700 E6-12151 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-31/pdf/E6-12151.pdf Notice - Self-Regulatory Organizations; National Stock Exchange; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a New Chapter XVI of the NSX Rules Relating to Dues, Fees, Assessments, Charges, and Market Data Rebate Programs https://regulations.justia.com/regulations/fedreg/2006/07/31/E6-12149.html https://regulations.justia.com/regulations/fedreg/2006/07/31/E6-12149.html Mon, 31 Jul 2006 00:00:00 -0700 E6-12149 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-31/pdf/E6-12149.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading of the Index-Linked Securities of Barclays Bank PLC Linked to the Performance of the Dow Jones-AIG Commodity Index Total Return Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2006/07/31/E6-12148.html https://regulations.justia.com/regulations/fedreg/2006/07/31/E6-12148.html Mon, 31 Jul 2006 00:00:00 -0700 E6-12148 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-31/pdf/E6-12148.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Order Approving Proposed Rule Change to Require Specialists to Publish a 100 x 100 Share Market to Suspend Direct+ for Exchange Rule 127 Block Cross Transactions https://regulations.justia.com/regulations/fedreg/2006/07/31/E6-12147.html https://regulations.justia.com/regulations/fedreg/2006/07/31/E6-12147.html Mon, 31 Jul 2006 00:00:00 -0700 E6-12147 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-31/pdf/E6-12147.pdf