Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/07/18?limit=200&registers=between&mode=atom 2025-01-09T12:12:49-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/07/18/E6-11327.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Order Granting Approval of Plan for Allocation of Regulatory Responsibilities Between The NASDAQ Stock Market LLC and the National Association of Securities Dealers, Inc. 2006-07-18T00:00:00-07:00 2006-07-18T00:00:00-07:00 E6-11327 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-18/pdf/E6-11327.pdf https://regulations.justia.com/regulations/fedreg/2006/07/18/E6-11326.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Short Term Option Series Pilot Program 2006-07-18T00:00:00-07:00 2006-07-18T00:00:00-07:00 E6-11326 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-18/pdf/E6-11326.pdf https://regulations.justia.com/regulations/fedreg/2006/07/18/E6-11325.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Amendments Nos. 1, 2 and 3 to Proposed Rule Change To Revise Rule 10322 of the NASD Code of Arbitration Procedure Which Pertains to Subpoenas and the Power To Direct Appearances 2006-07-18T00:00:00-07:00 2006-07-18T00:00:00-07:00 E6-11325 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-18/pdf/E6-11325.pdf https://regulations.justia.com/regulations/fedreg/2006/07/18/E6-11313.html Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the NYSE Arca, Inc. Amending Rules To Mandate Listed Companies Become Eligible To Participate in a Direct Registration System 2006-07-18T00:00:00-07:00 2006-07-18T00:00:00-07:00 E6-11313 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-18/pdf/E6-11313.pdf https://regulations.justia.com/regulations/fedreg/2006/07/18/E6-11312.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving a Proposed Rule Change to Rule 431 (“Margin Requirements”) and Rule 726 (“Delivery of Options Disclosure Document and Prospectus”) To Expand the Products Eligible for Customer Portfolio Margining and Cross-Margining Pilot Program 2006-07-18T00:00:00-07:00 2006-07-18T00:00:00-07:00 E6-11312 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-18/pdf/E6-11312.pdf https://regulations.justia.com/regulations/fedreg/2006/07/18/E6-11226.html Proposed Rule - Concept Release Concerning Management's Reports on Internal Control Over Financial Reporting 2006-07-18T00:00:00-07:00 2006-07-18T00:00:00-07:00 E6-11226 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2006-07-18/pdf/E6-11226.pdf https://regulations.justia.com/regulations/fedreg/2006/07/18/06-6303.html Notice - Sunshine Act Meeting 2006-07-18T00:00:00-07:00 2006-07-18T00:00:00-07:00 06-6303 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-18/pdf/06-6303.pdf