<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/07/10?registers=between Sun, 29 Jun 2025 13:20:01 -0700 Sun, 29 Jun 2025 13:20:01 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/07/10?registers=between Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Surcharge for Clearing Member Subscribers That Have Not Met the Mandated Conversion Date for Data Distribution Service https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10722.html https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10722.html Mon, 10 Jul 2006 00:00:00 -0700 E6-10722 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-10/pdf/E6-10722.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Extend the Effective Date of a Previous Rule Change Relating to Information Contained in a Directed Order on the Boston Options Exchange https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10721.html https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10721.html Mon, 10 Jul 2006 00:00:00 -0700 E6-10721 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-10/pdf/E6-10721.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to a Surcharge for Non-Clearing Member Subscribers That Have Not Met a Mandated Conversion Date for Data Distribution Service https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10720.html https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10720.html Mon, 10 Jul 2006 00:00:00 -0700 E6-10720 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-10/pdf/E6-10720.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Directed Orders System Change https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10719.html https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10719.html Mon, 10 Jul 2006 00:00:00 -0700 E6-10719 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-10/pdf/E6-10719.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Granting Approval of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto, and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 4 to the Proposed Rule Change, to Adopt NASD Rule 2441 to Require Disclosure and Consent When Trading on a Net Basis With Customers https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10718.html https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10718.html Mon, 10 Jul 2006 00:00:00 -0700 E6-10718 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-10/pdf/E6-10718.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Thereto Relating to the Criteria for Securities That Underlie Options Traded on the Exchange https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10717.html https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10717.html Mon, 10 Jul 2006 00:00:00 -0700 E6-10717 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-10/pdf/E6-10717.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change To Lower the Minimum Display Size Requirement for Specialists To Maintain Undisplayed Reserve Interest at the Exchange Best Bid or Offer in the NYSE Hybrid Market https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10716.html https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10716.html Mon, 10 Jul 2006 00:00:00 -0700 E6-10716 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-10/pdf/E6-10716.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend the CHX Holdings, Inc. Certificate of Incorporation https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10714.html https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10714.html Mon, 10 Jul 2006 00:00:00 -0700 E6-10714 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-10/pdf/E6-10714.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Its Current General Revenue Sharing Program Under NASD Rule 7010(u) and To Adopt a Revenue Sharing Program Limited to Transactions in Nasdaq-Listed Securities Reported to the Trade Reporting Service of the Nasdaq Market Center https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10713.html https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10713.html Mon, 10 Jul 2006 00:00:00 -0700 E6-10713 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-10/pdf/E6-10713.pdf Notice - Order Modifying a Condition to Operation as a National Securities Exchange of the Nasdaq Stock Market LLC https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10712.html https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10712.html Mon, 10 Jul 2006 00:00:00 -0700 E6-10712 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-10/pdf/E6-10712.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc., Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Requiring ETP Holders To Participate in the Federal Trade Commission's National Do-Not-Call Registry https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10685.html https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10685.html Mon, 10 Jul 2006 00:00:00 -0700 E6-10685 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-10/pdf/E6-10685.pdf Notice - Self-Regulatory Organizations; America Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Extension of the Pilot Period Applicable to the Listing and Trading of Options on the iShares MSCI Emerging Markets Index https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10684.html https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10684.html Mon, 10 Jul 2006 00:00:00 -0700 E6-10684 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-10/pdf/E6-10684.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10683.html https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10683.html Mon, 10 Jul 2006 00:00:00 -0700 E6-10683 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-10/pdf/E6-10683.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, To Increase the Linkage Inbound Principal Order Fee https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10682.html https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10682.html Mon, 10 Jul 2006 00:00:00 -0700 E6-10682 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-10/pdf/E6-10682.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc., Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Requiring OTP Holders and OTP Firms To Participate in the Federal Trade Commission's National Do-Not-Call Registry https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10681.html https://regulations.justia.com/regulations/fedreg/2006/07/10/E6-10681.html Mon, 10 Jul 2006 00:00:00 -0700 E6-10681 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-10/pdf/E6-10681.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Relating to Amendments to the NASD's Rules Following the Nasdaq Exchange's Operation as a National Securities Exchange for Nasdaq UTP Plan Securities https://regulations.justia.com/regulations/fedreg/2006/07/10/06-6083.html https://regulations.justia.com/regulations/fedreg/2006/07/10/06-6083.html Mon, 10 Jul 2006 00:00:00 -0700 06-6083 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-10/pdf/06-6083.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/07/10/06-6065.html https://regulations.justia.com/regulations/fedreg/2006/07/10/06-6065.html Mon, 10 Jul 2006 00:00:00 -0700 06-6065 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-10/pdf/06-6065.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1, 2, 3 and 4 Thereto To Create the Nasdaq Global Select Market and Rename the Nasdaq National Market https://regulations.justia.com/regulations/fedreg/2006/07/10/06-6038.html https://regulations.justia.com/regulations/fedreg/2006/07/10/06-6038.html Mon, 10 Jul 2006 00:00:00 -0700 06-6038 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-07-10/pdf/06-6038.pdf