<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/06?registers=between&min-day=1&max-day=30 Thu, 23 May 2024 18:14:43 -0700 Thu, 23 May 2024 18:14:43 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/06?registers=between&min-day=1&max-day=30 Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval to Proposed Rule Change and Amendment No. 1 and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Relating to the Listing and Trading of Shares of the ProShares Trust https://regulations.justia.com/regulations/fedreg/2006/06/30/06-5907.html https://regulations.justia.com/regulations/fedreg/2006/06/30/06-5907.html Fri, 30 Jun 2006 00:00:00 -0700 06-5907 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-30/pdf/06-5907.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change Relating to an Amendment to Amex Rule 27 https://regulations.justia.com/regulations/fedreg/2006/06/30/06-5906.html https://regulations.justia.com/regulations/fedreg/2006/06/30/06-5906.html Fri, 30 Jun 2006 00:00:00 -0700 06-5906 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-30/pdf/06-5906.pdf Notice - Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Eighth and Ninth Substantive Amendments to the Second Restatement of the Consolidated Tape Association Plan and the Sixth Substantive Amendment to the Restated Consolidated Quotation Plan https://regulations.justia.com/regulations/fedreg/2006/06/30/06-5905.html https://regulations.justia.com/regulations/fedreg/2006/06/30/06-5905.html Fri, 30 Jun 2006 00:00:00 -0700 06-5905 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-30/pdf/06-5905.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Options Marketing Fee Program https://regulations.justia.com/regulations/fedreg/2006/06/30/06-5904.html https://regulations.justia.com/regulations/fedreg/2006/06/30/06-5904.html Fri, 30 Jun 2006 00:00:00 -0700 06-5904 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-30/pdf/06-5904.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of Principal Protected Notes Linked to the Metals-China Basket https://regulations.justia.com/regulations/fedreg/2006/06/29/E6-10244.html https://regulations.justia.com/regulations/fedreg/2006/06/29/E6-10244.html Thu, 29 Jun 2006 00:00:00 -0700 E6-10244 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-29/pdf/E6-10244.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (a/k/a New York Stock Exchange LLC); Notice of Filing of Proposed Rule Change Relating to Annual Financial Statement Distribution Requirements and Listed Company Manual Sections 103.00, 203.00, 203.01, 203.02, 203.03, 204.00 Through .33, 303A.14, 313.00, 401.04, and 703.09 https://regulations.justia.com/regulations/fedreg/2006/06/29/E6-10243.html https://regulations.justia.com/regulations/fedreg/2006/06/29/E6-10243.html Thu, 29 Jun 2006 00:00:00 -0700 E6-10243 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-29/pdf/E6-10243.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto To Implement the Boston Equities Exchange (“BeX”) Trading System https://regulations.justia.com/regulations/fedreg/2006/06/29/E6-10242.html https://regulations.justia.com/regulations/fedreg/2006/06/29/E6-10242.html Thu, 29 Jun 2006 00:00:00 -0700 E6-10242 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-29/pdf/E6-10242.pdf Notice - Sunshine Act Meeting Notice https://regulations.justia.com/regulations/fedreg/2006/06/29/06-5903.html https://regulations.justia.com/regulations/fedreg/2006/06/29/06-5903.html Thu, 29 Jun 2006 00:00:00 -0700 06-5903 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-29/pdf/06-5903.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 3 Thereto To Create a New Electronic Trading Facility, the Boston Equities Exchange (“BeX”), To Be Operated by BSX Group, LLC https://regulations.justia.com/regulations/fedreg/2006/06/29/06-5793.html https://regulations.justia.com/regulations/fedreg/2006/06/29/06-5793.html Thu, 29 Jun 2006 00:00:00 -0700 06-5793 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-29/pdf/06-5793.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, Relating to the Deletion of Certain Exchange Rules https://regulations.justia.com/regulations/fedreg/2006/06/29/06-5792.html https://regulations.justia.com/regulations/fedreg/2006/06/29/06-5792.html Thu, 29 Jun 2006 00:00:00 -0700 06-5792 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-29/pdf/06-5792.pdf Notice - In the Matter of Rudy 45; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2006/06/29/06-5791.html https://regulations.justia.com/regulations/fedreg/2006/06/29/06-5791.html Thu, 29 Jun 2006 00:00:00 -0700 06-5791 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-29/pdf/06-5791.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Relating to iShares® GSCI Commodity-Indexed Trust https://regulations.justia.com/regulations/fedreg/2006/06/28/06-5757.html https://regulations.justia.com/regulations/fedreg/2006/06/28/06-5757.html Wed, 28 Jun 2006 00:00:00 -0700 06-5757 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-28/pdf/06-5757.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Granting Approval to Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Relating to Amendments to NASD Rule 6530 To Clarify the Review Process for OTCBB Eligibility Determinations and To Implement Fees for Such Review https://regulations.justia.com/regulations/fedreg/2006/06/28/06-5756.html https://regulations.justia.com/regulations/fedreg/2006/06/28/06-5756.html Wed, 28 Jun 2006 00:00:00 -0700 06-5756 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-28/pdf/06-5756.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Specialist Algorithmic Quoting Messages Permitted Pursuant to Exchange Rule 104 https://regulations.justia.com/regulations/fedreg/2006/06/28/06-5754.html https://regulations.justia.com/regulations/fedreg/2006/06/28/06-5754.html Wed, 28 Jun 2006 00:00:00 -0700 06-5754 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-28/pdf/06-5754.pdf Notice - Cohen & Steers VIF Realty Fund, Inc. et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2006/06/28/06-5747.html https://regulations.justia.com/regulations/fedreg/2006/06/28/06-5747.html Wed, 28 Jun 2006 00:00:00 -0700 06-5747 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-28/pdf/06-5747.pdf Notice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing Amendment No. 2 to Proposed Rule Relating to Sales Practice Standards and Supervisory Requirements for Transactions in Deferred Variable Annuities https://regulations.justia.com/regulations/fedreg/2006/06/28/06-5730.html https://regulations.justia.com/regulations/fedreg/2006/06/28/06-5730.html Wed, 28 Jun 2006 00:00:00 -0700 06-5730 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-28/pdf/06-5730.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.); Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating and Order Granting Partial Accelerated Approval To Trading Shares of the Funds of the ProShares Trust Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2006/06/28/06-5729.html https://regulations.justia.com/regulations/fedreg/2006/06/28/06-5729.html Wed, 28 Jun 2006 00:00:00 -0700 06-5729 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-28/pdf/06-5729.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5748.html https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5748.html Tue, 27 Jun 2006 00:00:00 -0700 06-5748 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5748.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Listing and Trading the Shares of Six CurrencyShares Trusts https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5703.html https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5703.html Tue, 27 Jun 2006 00:00:00 -0700 06-5703 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5703.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to the Exchange's Disciplinary Process https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5682.html https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5682.html Tue, 27 Jun 2006 00:00:00 -0700 06-5682 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5682.pdf Notice - Self-Regulatory Organizations; National Stock Exchange; Notice of Filing of Proposed Rule Change To Allow the Primary Market Print Protection Rule To Be Applied on an Optional Basis https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5681.html https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5681.html Tue, 27 Jun 2006 00:00:00 -0700 06-5681 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5681.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Position Limits for VIX Options https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5680.html https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5680.html Tue, 27 Jun 2006 00:00:00 -0700 06-5680 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5680.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Concerning Priority in Trades Involving Synthetic Option Orders https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5679.html https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5679.html Tue, 27 Jun 2006 00:00:00 -0700 06-5679 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5679.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to Establishment of a Neutral “Referee” https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5678.html https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5678.html Tue, 27 Jun 2006 00:00:00 -0700 06-5678 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5678.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5677.html https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5677.html Tue, 27 Jun 2006 00:00:00 -0700 06-5677 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5677.pdf Rule - Fund of Funds Investments https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5650.html https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5650.html Tue, 27 Jun 2006 00:00:00 -0700 06-5650 Rule http://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5650.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Order Approving Proposed Rule Change as Amended by Amendments No. 1 and 2 Amending an Interpretation of NYSE Rule 345 (Employees-Registration, Approval, Records) https://regulations.justia.com/regulations/fedreg/2006/06/26/E6-9986.html https://regulations.justia.com/regulations/fedreg/2006/06/26/E6-9986.html Mon, 26 Jun 2006 00:00:00 -0700 E6-9986 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-26/pdf/E6-9986.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto, and Notice of Filing and Order Granting Accelerated Approval To Amendment No. 2, Relating to Listing and Trading Shares of the iShares GSCI Commodity Indexed Trust Under New Rules 1300B and 1301B, et seq. https://regulations.justia.com/regulations/fedreg/2006/06/26/E6-9985.html https://regulations.justia.com/regulations/fedreg/2006/06/26/E6-9985.html Mon, 26 Jun 2006 00:00:00 -0700 E6-9985 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-26/pdf/E6-9985.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Section 902.02 of the Listed Company Manual To Exempt Companies Transferring From NYSE Arca From Initial Listing Fees and the Annual Fee for the Year of Such Transfer https://regulations.justia.com/regulations/fedreg/2006/06/26/E6-9984.html https://regulations.justia.com/regulations/fedreg/2006/06/26/E6-9984.html Mon, 26 Jun 2006 00:00:00 -0700 E6-9984 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-26/pdf/E6-9984.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify NASD Rule 7010(c)(2) To Allow NASD Members To Receive Transaction Credits for Automated Executions in Tape B Securities on an Estimated Monthly Basis https://regulations.justia.com/regulations/fedreg/2006/06/26/E6-9983.html https://regulations.justia.com/regulations/fedreg/2006/06/26/E6-9983.html Mon, 26 Jun 2006 00:00:00 -0700 E6-9983 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-26/pdf/E6-9983.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Regarding a Disaster Recovery Facility https://regulations.justia.com/regulations/fedreg/2006/06/26/E6-9982.html https://regulations.justia.com/regulations/fedreg/2006/06/26/E6-9982.html Mon, 26 Jun 2006 00:00:00 -0700 E6-9982 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-26/pdf/E6-9982.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Approval of Market Data Fees for NYSE Arca Data https://regulations.justia.com/regulations/fedreg/2006/06/26/06-5641.html https://regulations.justia.com/regulations/fedreg/2006/06/26/06-5641.html Mon, 26 Jun 2006 00:00:00 -0700 06-5641 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-26/pdf/06-5641.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Locked Markets https://regulations.justia.com/regulations/fedreg/2006/06/26/06-5640.html https://regulations.justia.com/regulations/fedreg/2006/06/26/06-5640.html Mon, 26 Jun 2006 00:00:00 -0700 06-5640 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-26/pdf/06-5640.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to a Pilot Program for NYSE Arca BBO Data https://regulations.justia.com/regulations/fedreg/2006/06/26/06-5639.html https://regulations.justia.com/regulations/fedreg/2006/06/26/06-5639.html Mon, 26 Jun 2006 00:00:00 -0700 06-5639 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-26/pdf/06-5639.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Establish an Annual Administrative Fee for Market Data Distributors That Are Recipients of Nasdaq Proprietary Data Products https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9938.html https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9938.html Fri, 23 Jun 2006 00:00:00 -0700 E6-9938 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9938.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by National Association of Securities Dealers, Inc. To Modify the Fees for Trading and Compliance Data and the Data Package Available to NASD Member Firms via NasdaqTrader.com https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9936.html https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9936.html Fri, 23 Jun 2006 00:00:00 -0700 E6-9936 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9936.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of a Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to the Nullification and Adjustment of Equity Options Transactions https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9935.html https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9935.html Fri, 23 Jun 2006 00:00:00 -0700 E6-9935 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9935.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Accelerated Approval of Proposed Rule Change as Amended by Amendment No. 1 Relating to the Exchange's Business Conduct Committee and Disciplinary Rules https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9934.html https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9934.html Fri, 23 Jun 2006 00:00:00 -0700 E6-9934 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9934.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.); Order Granting Approval of a Proposed Rule Change as Amended by Amendments No. 1, No. 2 and No. 4, to Revise Fees for Equity Securities Issued by Operating Companies Listed on the Archipelago Exchange https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9933.html https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9933.html Fri, 23 Jun 2006 00:00:00 -0700 E6-9933 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9933.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Establishing the OX Trading Platform https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9930.html https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9930.html Fri, 23 Jun 2006 00:00:00 -0700 E6-9930 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9930.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 To Establish a Package of Real-Time and Near-Real-Time Data Products Called the Market Analytics Data Package https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9929.html https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9929.html Fri, 23 Jun 2006 00:00:00 -0700 E6-9929 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9929.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Back-Up Communication Channel to Internet Access for Clearing Members https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9694.html https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9694.html Fri, 23 Jun 2006 00:00:00 -0700 E6-9694 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9694.pdf Notice - Joint Industry Plan; Notice of Filing of Joint Amendment No. 19 to the Intermarket Option Linkage Plan To Modify the Manner in Which the Participation Fee Applicable to New Participants Is Calculated https://regulations.justia.com/regulations/fedreg/2006/06/22/E6-9854.html https://regulations.justia.com/regulations/fedreg/2006/06/22/E6-9854.html Thu, 22 Jun 2006 00:00:00 -0700 E6-9854 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-22/pdf/E6-9854.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto To Amend Obsolete, Outdated and/or Unnecessary Rules https://regulations.justia.com/regulations/fedreg/2006/06/22/E6-9853.html https://regulations.justia.com/regulations/fedreg/2006/06/22/E6-9853.html Thu, 22 Jun 2006 00:00:00 -0700 E6-9853 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-22/pdf/E6-9853.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Exempt All Securities Included in the NASDAQ 100 Index From the Price Test Set Forth in NASD Rule 3350(a) https://regulations.justia.com/regulations/fedreg/2006/06/22/E6-9852.html https://regulations.justia.com/regulations/fedreg/2006/06/22/E6-9852.html Thu, 22 Jun 2006 00:00:00 -0700 E6-9852 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-22/pdf/E6-9852.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2006/06/22/E6-9833.html https://regulations.justia.com/regulations/fedreg/2006/06/22/E6-9833.html Thu, 22 Jun 2006 00:00:00 -0700 E6-9833 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-22/pdf/E6-9833.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Trading of WisdomTree Exchange Traded Funds Pursuant to Unlisted Trading Privileges https://regulations.justia.com/regulations/fedreg/2006/06/22/E6-9831.html https://regulations.justia.com/regulations/fedreg/2006/06/22/E6-9831.html Thu, 22 Jun 2006 00:00:00 -0700 E6-9831 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-22/pdf/E6-9831.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Notice of Filing and Amendment No. 1 Thereto and Order Granting Accelerated Approval of Proposed Rule Change To List and Trade Thirty-Four WisdomTree Exchange Traded Funds https://regulations.justia.com/regulations/fedreg/2006/06/22/06-5626.html https://regulations.justia.com/regulations/fedreg/2006/06/22/06-5626.html Thu, 22 Jun 2006 00:00:00 -0700 06-5626 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-22/pdf/06-5626.pdf Notice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Amendments to Rule 3210 https://regulations.justia.com/regulations/fedreg/2006/06/21/E6-9723.html https://regulations.justia.com/regulations/fedreg/2006/06/21/E6-9723.html Wed, 21 Jun 2006 00:00:00 -0700 E6-9723 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-21/pdf/E6-9723.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Order Approving Proposed Rule Change and Amendment Nos. 2 and 3 Thereto Relating to Proposed New Rules 342.24 (“Annual Branch Office Inspection”) and 342.25 (“Risk-Based Surveillance and Branch Office Identification”) To Permit Member Organizations To Classify Appropriate Branch Offices for Cyclical Inspections and Proposed New Rule 342.26 (“Criteria for Inspection Programs”) https://regulations.justia.com/regulations/fedreg/2006/06/21/E6-9695.html https://regulations.justia.com/regulations/fedreg/2006/06/21/E6-9695.html Wed, 21 Jun 2006 00:00:00 -0700 E6-9695 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-21/pdf/E6-9695.pdf