Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/06?limit=200&registers=between&min-day=1&max-day=30&mode=atom 2024-05-22T22:05:11-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2006/06/30/06-5907.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval to Proposed Rule Change and Amendment No. 1 and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Relating to the Listing and Trading of Shares of the ProShares Trust 2006-06-30T00:00:00-07:00 2006-06-30T00:00:00-07:00 06-5907 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-30/pdf/06-5907.pdf https://regulations.justia.com/regulations/fedreg/2006/06/30/06-5906.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change Relating to an Amendment to Amex Rule 27 2006-06-30T00:00:00-07:00 2006-06-30T00:00:00-07:00 06-5906 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-30/pdf/06-5906.pdf https://regulations.justia.com/regulations/fedreg/2006/06/30/06-5905.html Notice - Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Eighth and Ninth Substantive Amendments to the Second Restatement of the Consolidated Tape Association Plan and the Sixth Substantive Amendment to the Restated Consolidated Quotation Plan 2006-06-30T00:00:00-07:00 2006-06-30T00:00:00-07:00 06-5905 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-30/pdf/06-5905.pdf https://regulations.justia.com/regulations/fedreg/2006/06/30/06-5904.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Options Marketing Fee Program 2006-06-30T00:00:00-07:00 2006-06-30T00:00:00-07:00 06-5904 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-30/pdf/06-5904.pdf https://regulations.justia.com/regulations/fedreg/2006/06/29/E6-10244.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of Principal Protected Notes Linked to the Metals-China Basket 2006-06-29T00:00:00-07:00 2006-06-29T00:00:00-07:00 E6-10244 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-29/pdf/E6-10244.pdf https://regulations.justia.com/regulations/fedreg/2006/06/29/E6-10243.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (a/k/a New York Stock Exchange LLC); Notice of Filing of Proposed Rule Change Relating to Annual Financial Statement Distribution Requirements and Listed Company Manual Sections 103.00, 203.00, 203.01, 203.02, 203.03, 204.00 Through .33, 303A.14, 313.00, 401.04, and 703.09 2006-06-29T00:00:00-07:00 2006-06-29T00:00:00-07:00 E6-10243 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-29/pdf/E6-10243.pdf https://regulations.justia.com/regulations/fedreg/2006/06/29/E6-10242.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto To Implement the Boston Equities Exchange (“BeX”) Trading System 2006-06-29T00:00:00-07:00 2006-06-29T00:00:00-07:00 E6-10242 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-29/pdf/E6-10242.pdf https://regulations.justia.com/regulations/fedreg/2006/06/29/06-5903.html Notice - Sunshine Act Meeting Notice 2006-06-29T00:00:00-07:00 2006-06-29T00:00:00-07:00 06-5903 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-29/pdf/06-5903.pdf https://regulations.justia.com/regulations/fedreg/2006/06/29/06-5793.html Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 3 Thereto To Create a New Electronic Trading Facility, the Boston Equities Exchange (“BeX”), To Be Operated by BSX Group, LLC 2006-06-29T00:00:00-07:00 2006-06-29T00:00:00-07:00 06-5793 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-29/pdf/06-5793.pdf https://regulations.justia.com/regulations/fedreg/2006/06/29/06-5792.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, Relating to the Deletion of Certain Exchange Rules 2006-06-29T00:00:00-07:00 2006-06-29T00:00:00-07:00 06-5792 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-29/pdf/06-5792.pdf https://regulations.justia.com/regulations/fedreg/2006/06/29/06-5791.html Notice - In the Matter of Rudy 45; Order of Suspension of Trading 2006-06-29T00:00:00-07:00 2006-06-29T00:00:00-07:00 06-5791 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-29/pdf/06-5791.pdf https://regulations.justia.com/regulations/fedreg/2006/06/28/06-5757.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Relating to iShares® GSCI Commodity-Indexed Trust 2006-06-28T00:00:00-07:00 2006-06-28T00:00:00-07:00 06-5757 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-28/pdf/06-5757.pdf https://regulations.justia.com/regulations/fedreg/2006/06/28/06-5756.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Granting Approval to Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Relating to Amendments to NASD Rule 6530 To Clarify the Review Process for OTCBB Eligibility Determinations and To Implement Fees for Such Review 2006-06-28T00:00:00-07:00 2006-06-28T00:00:00-07:00 06-5756 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-28/pdf/06-5756.pdf https://regulations.justia.com/regulations/fedreg/2006/06/28/06-5754.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Specialist Algorithmic Quoting Messages Permitted Pursuant to Exchange Rule 104 2006-06-28T00:00:00-07:00 2006-06-28T00:00:00-07:00 06-5754 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-28/pdf/06-5754.pdf https://regulations.justia.com/regulations/fedreg/2006/06/28/06-5747.html Notice - Cohen & Steers VIF Realty Fund, Inc. et al.; Notice of Application 2006-06-28T00:00:00-07:00 2006-06-28T00:00:00-07:00 06-5747 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-28/pdf/06-5747.pdf https://regulations.justia.com/regulations/fedreg/2006/06/28/06-5730.html Notice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing Amendment No. 2 to Proposed Rule Relating to Sales Practice Standards and Supervisory Requirements for Transactions in Deferred Variable Annuities 2006-06-28T00:00:00-07:00 2006-06-28T00:00:00-07:00 06-5730 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-28/pdf/06-5730.pdf https://regulations.justia.com/regulations/fedreg/2006/06/28/06-5729.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.); Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating and Order Granting Partial Accelerated Approval To Trading Shares of the Funds of the ProShares Trust Pursuant to Unlisted Trading Privileges 2006-06-28T00:00:00-07:00 2006-06-28T00:00:00-07:00 06-5729 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-28/pdf/06-5729.pdf https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5748.html Notice - Sunshine Act Meeting 2006-06-27T00:00:00-07:00 2006-06-27T00:00:00-07:00 06-5748 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5748.pdf https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5703.html Notice - Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Listing and Trading the Shares of Six CurrencyShares Trusts 2006-06-27T00:00:00-07:00 2006-06-27T00:00:00-07:00 06-5703 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5703.pdf https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5682.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to the Exchange's Disciplinary Process 2006-06-27T00:00:00-07:00 2006-06-27T00:00:00-07:00 06-5682 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5682.pdf https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5681.html Notice - Self-Regulatory Organizations; National Stock Exchange; Notice of Filing of Proposed Rule Change To Allow the Primary Market Print Protection Rule To Be Applied on an Optional Basis 2006-06-27T00:00:00-07:00 2006-06-27T00:00:00-07:00 06-5681 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5681.pdf https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5680.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Position Limits for VIX Options 2006-06-27T00:00:00-07:00 2006-06-27T00:00:00-07:00 06-5680 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5680.pdf https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5679.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Concerning Priority in Trades Involving Synthetic Option Orders 2006-06-27T00:00:00-07:00 2006-06-27T00:00:00-07:00 06-5679 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5679.pdf https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5678.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to Establishment of a Neutral “Referee” 2006-06-27T00:00:00-07:00 2006-06-27T00:00:00-07:00 06-5678 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5678.pdf https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5677.html Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes 2006-06-27T00:00:00-07:00 2006-06-27T00:00:00-07:00 06-5677 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5677.pdf https://regulations.justia.com/regulations/fedreg/2006/06/27/06-5650.html Rule - Fund of Funds Investments 2006-06-27T00:00:00-07:00 2006-06-27T00:00:00-07:00 06-5650 Rule http://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5650.pdf https://regulations.justia.com/regulations/fedreg/2006/06/26/E6-9986.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Order Approving Proposed Rule Change as Amended by Amendments No. 1 and 2 Amending an Interpretation of NYSE Rule 345 (Employees-Registration, Approval, Records) 2006-06-26T00:00:00-07:00 2006-06-26T00:00:00-07:00 E6-9986 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-26/pdf/E6-9986.pdf https://regulations.justia.com/regulations/fedreg/2006/06/26/E6-9985.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto, and Notice of Filing and Order Granting Accelerated Approval To Amendment No. 2, Relating to Listing and Trading Shares of the iShares GSCI Commodity Indexed Trust Under New Rules 1300B and 1301B, et seq. 2006-06-26T00:00:00-07:00 2006-06-26T00:00:00-07:00 E6-9985 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-26/pdf/E6-9985.pdf https://regulations.justia.com/regulations/fedreg/2006/06/26/E6-9984.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Section 902.02 of the Listed Company Manual To Exempt Companies Transferring From NYSE Arca From Initial Listing Fees and the Annual Fee for the Year of Such Transfer 2006-06-26T00:00:00-07:00 2006-06-26T00:00:00-07:00 E6-9984 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-26/pdf/E6-9984.pdf https://regulations.justia.com/regulations/fedreg/2006/06/26/E6-9983.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify NASD Rule 7010(c)(2) To Allow NASD Members To Receive Transaction Credits for Automated Executions in Tape B Securities on an Estimated Monthly Basis 2006-06-26T00:00:00-07:00 2006-06-26T00:00:00-07:00 E6-9983 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-26/pdf/E6-9983.pdf https://regulations.justia.com/regulations/fedreg/2006/06/26/E6-9982.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Regarding a Disaster Recovery Facility 2006-06-26T00:00:00-07:00 2006-06-26T00:00:00-07:00 E6-9982 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-26/pdf/E6-9982.pdf https://regulations.justia.com/regulations/fedreg/2006/06/26/06-5641.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Approval of Market Data Fees for NYSE Arca Data 2006-06-26T00:00:00-07:00 2006-06-26T00:00:00-07:00 06-5641 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-26/pdf/06-5641.pdf https://regulations.justia.com/regulations/fedreg/2006/06/26/06-5640.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Locked Markets 2006-06-26T00:00:00-07:00 2006-06-26T00:00:00-07:00 06-5640 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-26/pdf/06-5640.pdf https://regulations.justia.com/regulations/fedreg/2006/06/26/06-5639.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to a Pilot Program for NYSE Arca BBO Data 2006-06-26T00:00:00-07:00 2006-06-26T00:00:00-07:00 06-5639 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-26/pdf/06-5639.pdf https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9938.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Establish an Annual Administrative Fee for Market Data Distributors That Are Recipients of Nasdaq Proprietary Data Products 2006-06-23T00:00:00-07:00 2006-06-23T00:00:00-07:00 E6-9938 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9938.pdf https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9936.html Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by National Association of Securities Dealers, Inc. To Modify the Fees for Trading and Compliance Data and the Data Package Available to NASD Member Firms via NasdaqTrader.com 2006-06-23T00:00:00-07:00 2006-06-23T00:00:00-07:00 E6-9936 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9936.pdf https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9935.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of a Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to the Nullification and Adjustment of Equity Options Transactions 2006-06-23T00:00:00-07:00 2006-06-23T00:00:00-07:00 E6-9935 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9935.pdf https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9934.html Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Accelerated Approval of Proposed Rule Change as Amended by Amendment No. 1 Relating to the Exchange's Business Conduct Committee and Disciplinary Rules 2006-06-23T00:00:00-07:00 2006-06-23T00:00:00-07:00 E6-9934 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9934.pdf https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9933.html Notice - Self-Regulatory Organizations; Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.); Order Granting Approval of a Proposed Rule Change as Amended by Amendments No. 1, No. 2 and No. 4, to Revise Fees for Equity Securities Issued by Operating Companies Listed on the Archipelago Exchange 2006-06-23T00:00:00-07:00 2006-06-23T00:00:00-07:00 E6-9933 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9933.pdf https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9930.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Establishing the OX Trading Platform 2006-06-23T00:00:00-07:00 2006-06-23T00:00:00-07:00 E6-9930 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9930.pdf https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9929.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 To Establish a Package of Real-Time and Near-Real-Time Data Products Called the Market Analytics Data Package 2006-06-23T00:00:00-07:00 2006-06-23T00:00:00-07:00 E6-9929 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9929.pdf https://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9694.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Back-Up Communication Channel to Internet Access for Clearing Members 2006-06-23T00:00:00-07:00 2006-06-23T00:00:00-07:00 E6-9694 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9694.pdf https://regulations.justia.com/regulations/fedreg/2006/06/22/E6-9854.html Notice - Joint Industry Plan; Notice of Filing of Joint Amendment No. 19 to the Intermarket Option Linkage Plan To Modify the Manner in Which the Participation Fee Applicable to New Participants Is Calculated 2006-06-22T00:00:00-07:00 2006-06-22T00:00:00-07:00 E6-9854 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-22/pdf/E6-9854.pdf https://regulations.justia.com/regulations/fedreg/2006/06/22/E6-9853.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto To Amend Obsolete, Outdated and/or Unnecessary Rules 2006-06-22T00:00:00-07:00 2006-06-22T00:00:00-07:00 E6-9853 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-22/pdf/E6-9853.pdf https://regulations.justia.com/regulations/fedreg/2006/06/22/E6-9852.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Exempt All Securities Included in the NASDAQ 100 Index From the Price Test Set Forth in NASD Rule 3350(a) 2006-06-22T00:00:00-07:00 2006-06-22T00:00:00-07:00 E6-9852 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-22/pdf/E6-9852.pdf https://regulations.justia.com/regulations/fedreg/2006/06/22/E6-9833.html Notice - Proposed Collection; Comment Request 2006-06-22T00:00:00-07:00 2006-06-22T00:00:00-07:00 E6-9833 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-22/pdf/E6-9833.pdf https://regulations.justia.com/regulations/fedreg/2006/06/22/E6-9831.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Trading of WisdomTree Exchange Traded Funds Pursuant to Unlisted Trading Privileges 2006-06-22T00:00:00-07:00 2006-06-22T00:00:00-07:00 E6-9831 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-22/pdf/E6-9831.pdf https://regulations.justia.com/regulations/fedreg/2006/06/22/06-5626.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Notice of Filing and Amendment No. 1 Thereto and Order Granting Accelerated Approval of Proposed Rule Change To List and Trade Thirty-Four WisdomTree Exchange Traded Funds 2006-06-22T00:00:00-07:00 2006-06-22T00:00:00-07:00 06-5626 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-22/pdf/06-5626.pdf https://regulations.justia.com/regulations/fedreg/2006/06/21/E6-9723.html Notice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Amendments to Rule 3210 2006-06-21T00:00:00-07:00 2006-06-21T00:00:00-07:00 E6-9723 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-21/pdf/E6-9723.pdf https://regulations.justia.com/regulations/fedreg/2006/06/21/E6-9695.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Order Approving Proposed Rule Change and Amendment Nos. 2 and 3 Thereto Relating to Proposed New Rules 342.24 (“Annual Branch Office Inspection”) and 342.25 (“Risk-Based Surveillance and Branch Office Identification”) To Permit Member Organizations To Classify Appropriate Branch Offices for Cyclical Inspections and Proposed New Rule 342.26 (“Criteria for Inspection Programs”) 2006-06-21T00:00:00-07:00 2006-06-21T00:00:00-07:00 E6-9695 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-06-21/pdf/E6-9695.pdf