Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/06?limit=200®isters=between&min-day=1&max-day=30&mode=atom2024-05-22T22:05:11-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2006/06/30/06-5907.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval to Proposed Rule Change and Amendment No. 1 and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Relating to the Listing and Trading of Shares of the ProShares Trust2006-06-30T00:00:00-07:002006-06-30T00:00:00-07:0006-5907Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-30/pdf/06-5907.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/30/06-5906.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change Relating to an Amendment to Amex Rule 272006-06-30T00:00:00-07:002006-06-30T00:00:00-07:0006-5906Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-30/pdf/06-5906.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/30/06-5905.htmlNotice - Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Eighth and Ninth Substantive Amendments to the Second Restatement of the Consolidated Tape Association Plan and the Sixth Substantive Amendment to the Restated Consolidated Quotation Plan2006-06-30T00:00:00-07:002006-06-30T00:00:00-07:0006-5905Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-30/pdf/06-5905.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/30/06-5904.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Options Marketing Fee Program2006-06-30T00:00:00-07:002006-06-30T00:00:00-07:0006-5904Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-30/pdf/06-5904.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/29/E6-10244.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of Principal Protected Notes Linked to the Metals-China Basket2006-06-29T00:00:00-07:002006-06-29T00:00:00-07:00E6-10244Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-29/pdf/E6-10244.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/29/E6-10243.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (a/k/a New York Stock Exchange LLC); Notice of Filing of Proposed Rule Change Relating to Annual Financial Statement Distribution Requirements and Listed Company Manual Sections 103.00, 203.00, 203.01, 203.02, 203.03, 204.00 Through .33, 303A.14, 313.00, 401.04, and 703.092006-06-29T00:00:00-07:002006-06-29T00:00:00-07:00E6-10243Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-29/pdf/E6-10243.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/29/E6-10242.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto To Implement the Boston Equities Exchange (“BeX”) Trading System2006-06-29T00:00:00-07:002006-06-29T00:00:00-07:00E6-10242Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-29/pdf/E6-10242.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/29/06-5903.htmlNotice - Sunshine Act Meeting Notice2006-06-29T00:00:00-07:002006-06-29T00:00:00-07:0006-5903Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-29/pdf/06-5903.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/29/06-5793.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 3 Thereto To Create a New Electronic Trading Facility, the Boston Equities Exchange (“BeX”), To Be Operated by BSX Group, LLC2006-06-29T00:00:00-07:002006-06-29T00:00:00-07:0006-5793Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-29/pdf/06-5793.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/29/06-5792.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, Relating to the Deletion of Certain Exchange Rules2006-06-29T00:00:00-07:002006-06-29T00:00:00-07:0006-5792Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-29/pdf/06-5792.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/29/06-5791.htmlNotice - In the Matter of Rudy 45; Order of Suspension of Trading2006-06-29T00:00:00-07:002006-06-29T00:00:00-07:0006-5791Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-29/pdf/06-5791.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/28/06-5757.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Relating to iShares® GSCI Commodity-Indexed Trust2006-06-28T00:00:00-07:002006-06-28T00:00:00-07:0006-5757Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-28/pdf/06-5757.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/28/06-5756.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Granting Approval to Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Relating to Amendments to NASD Rule 6530 To Clarify the Review Process for OTCBB Eligibility Determinations and To Implement Fees for Such Review2006-06-28T00:00:00-07:002006-06-28T00:00:00-07:0006-5756Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-28/pdf/06-5756.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/28/06-5754.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Specialist Algorithmic Quoting Messages Permitted Pursuant to Exchange Rule 1042006-06-28T00:00:00-07:002006-06-28T00:00:00-07:0006-5754Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-28/pdf/06-5754.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/28/06-5747.htmlNotice - Cohen & Steers VIF Realty Fund, Inc. et al.; Notice of Application2006-06-28T00:00:00-07:002006-06-28T00:00:00-07:0006-5747Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-28/pdf/06-5747.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/28/06-5730.htmlNotice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing Amendment No. 2 to Proposed Rule Relating to Sales Practice Standards and Supervisory Requirements for Transactions in Deferred Variable Annuities2006-06-28T00:00:00-07:002006-06-28T00:00:00-07:0006-5730Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-28/pdf/06-5730.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/28/06-5729.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.); Notice of Filing of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating and Order Granting Partial Accelerated Approval To Trading Shares of the Funds of the ProShares Trust Pursuant to Unlisted Trading Privileges2006-06-28T00:00:00-07:002006-06-28T00:00:00-07:0006-5729Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-28/pdf/06-5729.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/27/06-5748.htmlNotice - Sunshine Act Meeting2006-06-27T00:00:00-07:002006-06-27T00:00:00-07:0006-5748Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5748.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/27/06-5703.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Listing and Trading the Shares of Six CurrencyShares Trusts2006-06-27T00:00:00-07:002006-06-27T00:00:00-07:0006-5703Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5703.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/27/06-5682.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to the Exchange's Disciplinary Process2006-06-27T00:00:00-07:002006-06-27T00:00:00-07:0006-5682Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5682.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/27/06-5681.htmlNotice - Self-Regulatory Organizations; National Stock Exchange; Notice of Filing of Proposed Rule Change To Allow the Primary Market Print Protection Rule To Be Applied on an Optional Basis2006-06-27T00:00:00-07:002006-06-27T00:00:00-07:0006-5681Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5681.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/27/06-5680.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Position Limits for VIX Options2006-06-27T00:00:00-07:002006-06-27T00:00:00-07:0006-5680Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5680.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/27/06-5679.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Concerning Priority in Trades Involving Synthetic Option Orders2006-06-27T00:00:00-07:002006-06-27T00:00:00-07:0006-5679Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5679.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/27/06-5678.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to Establishment of a Neutral “Referee”2006-06-27T00:00:00-07:002006-06-27T00:00:00-07:0006-5678Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5678.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/27/06-5677.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Fee Changes2006-06-27T00:00:00-07:002006-06-27T00:00:00-07:0006-5677Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5677.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/27/06-5650.htmlRule - Fund of Funds Investments2006-06-27T00:00:00-07:002006-06-27T00:00:00-07:0006-5650Rulehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-27/pdf/06-5650.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/26/E6-9986.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Order Approving Proposed Rule Change as Amended by Amendments No. 1 and 2 Amending an Interpretation of NYSE Rule 345 (Employees-Registration, Approval, Records)2006-06-26T00:00:00-07:002006-06-26T00:00:00-07:00E6-9986Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-26/pdf/E6-9986.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/26/E6-9985.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto, and Notice of Filing and Order Granting Accelerated Approval To Amendment No. 2, Relating to Listing and Trading Shares of the iShares GSCI Commodity Indexed Trust Under New Rules 1300B and 1301B, et seq.2006-06-26T00:00:00-07:002006-06-26T00:00:00-07:00E6-9985Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-26/pdf/E6-9985.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/26/E6-9984.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Section 902.02 of the Listed Company Manual To Exempt Companies Transferring From NYSE Arca From Initial Listing Fees and the Annual Fee for the Year of Such Transfer2006-06-26T00:00:00-07:002006-06-26T00:00:00-07:00E6-9984Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-26/pdf/E6-9984.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/26/E6-9983.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify NASD Rule 7010(c)(2) To Allow NASD Members To Receive Transaction Credits for Automated Executions in Tape B Securities on an Estimated Monthly Basis2006-06-26T00:00:00-07:002006-06-26T00:00:00-07:00E6-9983Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-26/pdf/E6-9983.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/26/E6-9982.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Regarding a Disaster Recovery Facility2006-06-26T00:00:00-07:002006-06-26T00:00:00-07:00E6-9982Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-26/pdf/E6-9982.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/26/06-5641.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Approval of Market Data Fees for NYSE Arca Data2006-06-26T00:00:00-07:002006-06-26T00:00:00-07:0006-5641Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-26/pdf/06-5641.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/26/06-5640.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Locked Markets2006-06-26T00:00:00-07:002006-06-26T00:00:00-07:0006-5640Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-26/pdf/06-5640.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/26/06-5639.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to a Pilot Program for NYSE Arca BBO Data2006-06-26T00:00:00-07:002006-06-26T00:00:00-07:0006-5639Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-26/pdf/06-5639.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9938.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Establish an Annual Administrative Fee for Market Data Distributors That Are Recipients of Nasdaq Proprietary Data Products2006-06-23T00:00:00-07:002006-06-23T00:00:00-07:00E6-9938Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9938.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9936.htmlNotice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by National Association of Securities Dealers, Inc. To Modify the Fees for Trading and Compliance Data and the Data Package Available to NASD Member Firms via NasdaqTrader.com2006-06-23T00:00:00-07:002006-06-23T00:00:00-07:00E6-9936Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9936.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9935.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of a Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to the Nullification and Adjustment of Equity Options Transactions2006-06-23T00:00:00-07:002006-06-23T00:00:00-07:00E6-9935Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9935.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9934.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Accelerated Approval of Proposed Rule Change as Amended by Amendment No. 1 Relating to the Exchange's Business Conduct Committee and Disciplinary Rules2006-06-23T00:00:00-07:002006-06-23T00:00:00-07:00E6-9934Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9934.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9933.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.); Order Granting Approval of a Proposed Rule Change as Amended by Amendments No. 1, No. 2 and No. 4, to Revise Fees for Equity Securities Issued by Operating Companies Listed on the Archipelago Exchange2006-06-23T00:00:00-07:002006-06-23T00:00:00-07:00E6-9933Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9933.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9930.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Establishing the OX Trading Platform2006-06-23T00:00:00-07:002006-06-23T00:00:00-07:00E6-9930Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9930.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9929.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 To Establish a Package of Real-Time and Near-Real-Time Data Products Called the Market Analytics Data Package2006-06-23T00:00:00-07:002006-06-23T00:00:00-07:00E6-9929Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9929.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/23/E6-9694.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Back-Up Communication Channel to Internet Access for Clearing Members2006-06-23T00:00:00-07:002006-06-23T00:00:00-07:00E6-9694Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-23/pdf/E6-9694.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/22/E6-9854.htmlNotice - Joint Industry Plan; Notice of Filing of Joint Amendment No. 19 to the Intermarket Option Linkage Plan To Modify the Manner in Which the Participation Fee Applicable to New Participants Is Calculated2006-06-22T00:00:00-07:002006-06-22T00:00:00-07:00E6-9854Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-22/pdf/E6-9854.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/22/E6-9853.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto To Amend Obsolete, Outdated and/or Unnecessary Rules2006-06-22T00:00:00-07:002006-06-22T00:00:00-07:00E6-9853Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-22/pdf/E6-9853.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/22/E6-9852.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Exempt All Securities Included in the NASDAQ 100 Index From the Price Test Set Forth in NASD Rule 3350(a)2006-06-22T00:00:00-07:002006-06-22T00:00:00-07:00E6-9852Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-22/pdf/E6-9852.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/22/E6-9833.htmlNotice - Proposed Collection; Comment Request2006-06-22T00:00:00-07:002006-06-22T00:00:00-07:00E6-9833Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-22/pdf/E6-9833.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/22/E6-9831.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Trading of WisdomTree Exchange Traded Funds Pursuant to Unlisted Trading Privileges2006-06-22T00:00:00-07:002006-06-22T00:00:00-07:00E6-9831Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-22/pdf/E6-9831.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/22/06-5626.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Notice of Filing and Amendment No. 1 Thereto and Order Granting Accelerated Approval of Proposed Rule Change To List and Trade Thirty-Four WisdomTree Exchange Traded Funds2006-06-22T00:00:00-07:002006-06-22T00:00:00-07:0006-5626Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-22/pdf/06-5626.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/21/E6-9723.htmlNotice - Self-Regulatory Organizations: National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Amendments to Rule 32102006-06-21T00:00:00-07:002006-06-21T00:00:00-07:00E6-9723Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-21/pdf/E6-9723.pdfhttps://regulations.justia.com/regulations/fedreg/2006/06/21/E6-9695.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Order Approving Proposed Rule Change and Amendment Nos. 2 and 3 Thereto Relating to Proposed New Rules 342.24 (“Annual Branch Office Inspection”) and 342.25 (“Risk-Based Surveillance and Branch Office Identification”) To Permit Member Organizations To Classify Appropriate Branch Offices for Cyclical Inspections and Proposed New Rule 342.26 (“Criteria for Inspection Programs”)2006-06-21T00:00:00-07:002006-06-21T00:00:00-07:00E6-9695Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-06-21/pdf/E6-9695.pdf