<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/05/17?registers=between Fri, 27 Jun 2025 02:39:02 -0700 Fri, 27 Jun 2025 02:39:02 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/05/17?registers=between Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Shares of the ProShares Trust https://regulations.justia.com/regulations/fedreg/2006/05/17/E6-7471.html https://regulations.justia.com/regulations/fedreg/2006/05/17/E6-7471.html Wed, 17 May 2006 00:00:00 -0700 E6-7471 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-17/pdf/E6-7471.pdf Notice - Self Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Credits. https://regulations.justia.com/regulations/fedreg/2006/05/17/E6-7470.html https://regulations.justia.com/regulations/fedreg/2006/05/17/E6-7470.html Wed, 17 May 2006 00:00:00 -0700 E6-7470 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-17/pdf/E6-7470.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change and Amendments No. 2 and 3 Thereto Relating to the Establishment of a New Class of Registered Options Trader Called a Supplemental Registered Options Trader (“SROT”) https://regulations.justia.com/regulations/fedreg/2006/05/17/E6-7468.html https://regulations.justia.com/regulations/fedreg/2006/05/17/E6-7468.html Wed, 17 May 2006 00:00:00 -0700 E6-7468 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-17/pdf/E6-7468.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change and Amendments No. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 4 Relating to the Establishment of a New Class of Registered Options Trader Called a Remote Registered Options Trader https://regulations.justia.com/regulations/fedreg/2006/05/17/E6-7467.html https://regulations.justia.com/regulations/fedreg/2006/05/17/E6-7467.html Wed, 17 May 2006 00:00:00 -0700 E6-7467 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-17/pdf/E6-7467.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc. (n/k/a New York Stock Exchange LLC); Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Interpretation of NYSE Rule 345 (Employees-Registration, Approval, Records) https://regulations.justia.com/regulations/fedreg/2006/05/17/E6-7466.html https://regulations.justia.com/regulations/fedreg/2006/05/17/E6-7466.html Wed, 17 May 2006 00:00:00 -0700 E6-7466 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-17/pdf/E6-7466.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to PrecISE Fees https://regulations.justia.com/regulations/fedreg/2006/05/17/E6-7465.html https://regulations.justia.com/regulations/fedreg/2006/05/17/E6-7465.html Wed, 17 May 2006 00:00:00 -0700 E6-7465 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-17/pdf/E6-7465.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval of Proposed Rule Change and Amendment No. 2 Thereto Relating to Dissemination of Index Values https://regulations.justia.com/regulations/fedreg/2006/05/17/E6-7464.html https://regulations.justia.com/regulations/fedreg/2006/05/17/E6-7464.html Wed, 17 May 2006 00:00:00 -0700 E6-7464 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-17/pdf/E6-7464.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of Proposed Rule Change and Amendment Nos. 1, 2, 3 and 4 Thereto Allowing Issuers of Listed Equity Securities, Structured Products, and Exchange Traded Funds a Right To Request a New Specialist https://regulations.justia.com/regulations/fedreg/2006/05/17/E6-7463.html https://regulations.justia.com/regulations/fedreg/2006/05/17/E6-7463.html Wed, 17 May 2006 00:00:00 -0700 E6-7463 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-17/pdf/E6-7463.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto To Establish Additional Routing Options in the INET System for Securities Listed on the New York Stock Exchange or the American Stock Exchange https://regulations.justia.com/regulations/fedreg/2006/05/17/E6-7462.html https://regulations.justia.com/regulations/fedreg/2006/05/17/E6-7462.html Wed, 17 May 2006 00:00:00 -0700 E6-7462 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-17/pdf/E6-7462.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Adoption of a Licensing Fee for Options on the Vanguard Dividend Appreciation VIPERs https://regulations.justia.com/regulations/fedreg/2006/05/17/E6-7461.html https://regulations.justia.com/regulations/fedreg/2006/05/17/E6-7461.html Wed, 17 May 2006 00:00:00 -0700 E6-7461 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-17/pdf/E6-7461.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Pilot Program Beginning on May 12, 2006 and Ending on October 31, 2006 or Sooner, To Implement Certain Hybrid Market Changes and Amend Certain Changes to Approved Hybrid Market Rules https://regulations.justia.com/regulations/fedreg/2006/05/17/E6-7459.html https://regulations.justia.com/regulations/fedreg/2006/05/17/E6-7459.html Wed, 17 May 2006 00:00:00 -0700 E6-7459 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-17/pdf/E6-7459.pdf