<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/05/02?registers=between Fri, 27 Jun 2025 05:27:55 -0700 Fri, 27 Jun 2025 05:27:55 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/05/02?registers=between Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Handling by INET and Brut of Sub-Penny Orders in Securities Listed on the New York Stock Exchange LLC or the American Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2006/05/02/E6-6597.html https://regulations.justia.com/regulations/fedreg/2006/05/02/E6-6597.html Tue, 02 May 2006 00:00:00 -0700 E6-6597 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-02/pdf/E6-6597.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Chicago Board Options Exchange, Incorporated; Notice of Extension of Comment Periods for the Proposed Rule Changes Relating to Customer Portfolio Margining Requirements https://regulations.justia.com/regulations/fedreg/2006/05/02/E6-6596.html https://regulations.justia.com/regulations/fedreg/2006/05/02/E6-6596.html Tue, 02 May 2006 00:00:00 -0700 E6-6596 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-02/pdf/E6-6596.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Maximum Single Order Share Amount in Nasdaq's INET Facility https://regulations.justia.com/regulations/fedreg/2006/05/02/E6-6556.html https://regulations.justia.com/regulations/fedreg/2006/05/02/E6-6556.html Tue, 02 May 2006 00:00:00 -0700 E6-6556 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-02/pdf/E6-6556.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Consisting of Interpretive Guidance on Customer Protection Obligations of Brokers, Dealers and Municipal Securities Dealers Relating to the Marketing of 529 College Savings Plans https://regulations.justia.com/regulations/fedreg/2006/05/02/E6-6555.html https://regulations.justia.com/regulations/fedreg/2006/05/02/E6-6555.html Tue, 02 May 2006 00:00:00 -0700 E6-6555 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-02/pdf/E6-6555.pdf Notice - Proposed Collection; Comment Request; https://regulations.justia.com/regulations/fedreg/2006/05/02/E6-6554.html https://regulations.justia.com/regulations/fedreg/2006/05/02/E6-6554.html Tue, 02 May 2006 00:00:00 -0700 E6-6554 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-05-02/pdf/E6-6554.pdf