<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/04/20?registers=between Mon, 14 Jul 2025 15:24:19 -0700 Mon, 14 Jul 2025 15:24:19 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/04/20?registers=between Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change to Amend the Criteria Used to Place Participants on Surveillance Status https://regulations.justia.com/regulations/fedreg/2006/04/20/E6-5933.html https://regulations.justia.com/regulations/fedreg/2006/04/20/E6-5933.html Thu, 20 Apr 2006 00:00:00 -0700 E6-5933 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-20/pdf/E6-5933.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Relocation of Registered Options Traders Assigned Options Classes https://regulations.justia.com/regulations/fedreg/2006/04/20/E6-5920.html https://regulations.justia.com/regulations/fedreg/2006/04/20/E6-5920.html Thu, 20 Apr 2006 00:00:00 -0700 E6-5920 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-20/pdf/E6-5920.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of the Allocation and Performance Evaluation Procedures for Securities Admitted to Dealings on an Unlisted Basis https://regulations.justia.com/regulations/fedreg/2006/04/20/E6-5919.html https://regulations.justia.com/regulations/fedreg/2006/04/20/E6-5919.html Thu, 20 Apr 2006 00:00:00 -0700 E6-5919 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-20/pdf/E6-5919.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change and Amendments No. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 4 Relating to the Establishment of a New Class of Registered Options Trader Called a Remote Registered Options Trader https://regulations.justia.com/regulations/fedreg/2006/04/20/E6-5918.html https://regulations.justia.com/regulations/fedreg/2006/04/20/E6-5918.html Thu, 20 Apr 2006 00:00:00 -0700 E6-5918 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-20/pdf/E6-5918.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendments No. 1 and No. 2 Thereto, Increasing Linkage Inbound Principal Order Fees https://regulations.justia.com/regulations/fedreg/2006/04/20/E6-5916.html https://regulations.justia.com/regulations/fedreg/2006/04/20/E6-5916.html Thu, 20 Apr 2006 00:00:00 -0700 E6-5916 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-20/pdf/E6-5916.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Granting Accelerated Approval of Proposed Rule Change Relating to Proposed Amendments to IM 2110-2 to Codify NASD's Existing Position that the Manning Rule Applies to All Members, Whether Acting as a Market Maker or Not https://regulations.justia.com/regulations/fedreg/2006/04/20/E6-5915.html https://regulations.justia.com/regulations/fedreg/2006/04/20/E6-5915.html Thu, 20 Apr 2006 00:00:00 -0700 E6-5915 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-20/pdf/E6-5915.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2006/04/20/06-3800.html https://regulations.justia.com/regulations/fedreg/2006/04/20/06-3800.html Thu, 20 Apr 2006 00:00:00 -0700 06-3800 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-20/pdf/06-3800.pdf Rule - Policy Statement Concerning Subpoenas to Members of the News Media https://regulations.justia.com/regulations/fedreg/2006/04/20/06-3739.html https://regulations.justia.com/regulations/fedreg/2006/04/20/06-3739.html Thu, 20 Apr 2006 00:00:00 -0700 06-3739 Rule http://www.gpo.gov/fdsys/pkg/FR-2006-04-20/pdf/06-3739.pdf