<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/04/17?registers=between Tue, 15 Jul 2025 19:17:15 -0700 Tue, 15 Jul 2025 19:17:15 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/04/17?registers=between Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing of the Plan for Allocation of Regulatory Responsibilities Between The NASDAQ Stock Market LLC and the National Association of Securities Dealers, Inc. https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5693.html https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5693.html Mon, 17 Apr 2006 00:00:00 -0700 E6-5693 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-17/pdf/E6-5693.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5689.html https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5689.html Mon, 17 Apr 2006 00:00:00 -0700 E6-5689 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-17/pdf/E6-5689.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5685.html https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5685.html Mon, 17 Apr 2006 00:00:00 -0700 E6-5685 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-17/pdf/E6-5685.pdf Notice - Submission for OMB Review; Comment Requested https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5684.html https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5684.html Mon, 17 Apr 2006 00:00:00 -0700 E6-5684 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-17/pdf/E6-5684.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5682.html https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5682.html Mon, 17 Apr 2006 00:00:00 -0700 E6-5682 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-17/pdf/E6-5682.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5680.html https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5680.html Mon, 17 Apr 2006 00:00:00 -0700 E6-5680 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-17/pdf/E6-5680.pdf Notice - Submitted for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5676.html https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5676.html Mon, 17 Apr 2006 00:00:00 -0700 E6-5676 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-17/pdf/E6-5676.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5674.html https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5674.html Mon, 17 Apr 2006 00:00:00 -0700 E6-5674 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-17/pdf/E6-5674.pdf Notice - Submissions for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5672.html https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5672.html Mon, 17 Apr 2006 00:00:00 -0700 E6-5672 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-17/pdf/E6-5672.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5670.html https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5670.html Mon, 17 Apr 2006 00:00:00 -0700 E6-5670 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-17/pdf/E6-5670.pdf Notice - Self-Regulatory Organizations; Order Approving Minor Rule Violation Plan for The NASDAQ Stock Market LLC https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5653.html https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5653.html Mon, 17 Apr 2006 00:00:00 -0700 E6-5653 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-17/pdf/E6-5653.pdf Notice - Self-Regulatory Organizations; Board of Trade of the City of Chicago, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Customer Margin Requirements for Security Futures https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5650.html https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5650.html Mon, 17 Apr 2006 00:00:00 -0700 E6-5650 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-17/pdf/E6-5650.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5648.html https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5648.html Mon, 17 Apr 2006 00:00:00 -0700 E6-5648 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-17/pdf/E6-5648.pdf Notice - Self-Regulatory Organizations; Board of Trade of the City of Chicago, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change Relating to Security Futures Market Maker Registration Policy and Procedures https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5611.html https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5611.html Mon, 17 Apr 2006 00:00:00 -0700 E6-5611 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-17/pdf/E6-5611.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.); Order Granting Approval of Proposed Rule Change Relating to Clearly Erroneous Executions https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5609.html https://regulations.justia.com/regulations/fedreg/2006/04/17/E6-5609.html Mon, 17 Apr 2006 00:00:00 -0700 E6-5609 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-17/pdf/E6-5609.pdf