<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/04/06?registers=between Mon, 23 Jun 2025 00:38:36 -0700 Mon, 23 Jun 2025 00:38:36 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/04/06?registers=between Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change Relating to the Exposure Period for Crossing Orders in the Hybrid Trading System https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-5034.html https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-5034.html Thu, 06 Apr 2006 00:00:00 -0700 E6-5034 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-06/pdf/E6-5034.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Granting Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 3 Thereto Relating to Rule 4350(e) To Amend the Annual Shareholder Meeting Requirement https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-5033.html https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-5033.html Thu, 06 Apr 2006 00:00:00 -0700 E6-5033 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-06/pdf/E6-5033.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change to Rule 431 (“Margin Requirements”) and Rule 726 (“Delivery of Options Disclosure Document and Prospectus”) To Expand the Products Eligible for Customer Portfolio Margining and Cross-Margining and Eliminate Separate Cross-Margin Accounts https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-5019.html https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-5019.html Thu, 06 Apr 2006 00:00:00 -0700 E6-5019 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-06/pdf/E6-5019.pdf Notice - Pacific Life Insurance Company, et al. https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-5016.html https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-5016.html Thu, 06 Apr 2006 00:00:00 -0700 E6-5016 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-06/pdf/E6-5016.pdf Notice - Order Granting an Application of Peoples Financial Corporation Under Section 12(h) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-5014.html https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-5014.html Thu, 06 Apr 2006 00:00:00 -0700 E6-5014 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-06/pdf/E6-5014.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-5006.html https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-5006.html Thu, 06 Apr 2006 00:00:00 -0700 E6-5006 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-06/pdf/E6-5006.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Exchange Rules 475 and 476 https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-4990.html https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-4990.html Thu, 06 Apr 2006 00:00:00 -0700 E6-4990 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-06/pdf/E6-4990.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to Customer Portfolio Margining Requirements https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-4989.html https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-4989.html Thu, 06 Apr 2006 00:00:00 -0700 E6-4989 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-06/pdf/E6-4989.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to NYSE Rule 103.12 Regarding Time Tracking Requirements of Specialists and Clerks https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-4987.html https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-4987.html Thu, 06 Apr 2006 00:00:00 -0700 E6-4987 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-06/pdf/E6-4987.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Expand NASD's Order Audit Trail System Exemptive Authority To Include Recording Requirements https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-4986.html https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-4986.html Thu, 06 Apr 2006 00:00:00 -0700 E6-4986 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-06/pdf/E6-4986.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Listing and Trading of Units of the United States Oil Fund, LP https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-4971.html https://regulations.justia.com/regulations/fedreg/2006/04/06/E6-4971.html Thu, 06 Apr 2006 00:00:00 -0700 E6-4971 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-04-06/pdf/E6-4971.pdf Rule - Technical Amendments to Form ADV, Form ADV-W, Form ADV-H, Form ADV-E https://regulations.justia.com/regulations/fedreg/2006/04/06/06-3322.html https://regulations.justia.com/regulations/fedreg/2006/04/06/06-3322.html Thu, 06 Apr 2006 00:00:00 -0700 06-3322 Rule http://www.gpo.gov/fdsys/pkg/FR-2006-04-06/pdf/06-3322.pdf