Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/04/03?limit=200®isters=between&mode=atom2025-01-09T12:14:38-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2006/04/03/E6-4757.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Submission of SEC Rule 15c2-11 Information on Non-Nasdaq Securities2006-04-03T00:00:00-07:002006-04-03T00:00:00-07:00E6-4757Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-04-03/pdf/E6-4757.pdfhttps://regulations.justia.com/regulations/fedreg/2006/04/03/E6-4756.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Definition of Non-Customer2006-04-03T00:00:00-07:002006-04-03T00:00:00-07:00E6-4756Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-04-03/pdf/E6-4756.pdfhttps://regulations.justia.com/regulations/fedreg/2006/04/03/E6-4755.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter VII, Section 1(g) Relating to the Exercise of Options Contracts2006-04-03T00:00:00-07:002006-04-03T00:00:00-07:00E6-4755Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-04-03/pdf/E6-4755.pdf