<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/03/29?registers=between Tue, 22 Jul 2025 11:29:47 -0700 Tue, 22 Jul 2025 11:29:47 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/03/29?registers=between Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto To Amend NASD Rule 11890 https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4541.html https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4541.html Wed, 29 Mar 2006 00:00:00 -0800 E6-4541 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-29/pdf/E6-4541.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Rule 6530 To Clarify the Removal Process for Securities of OTCBB Issuers That Fail To Remain Current With OTCBB Reporting Requirements https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4540.html https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4540.html Wed, 29 Mar 2006 00:00:00 -0800 E6-4540 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-29/pdf/E6-4540.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Provisions of the Exchange's Crossing Rule https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4539.html https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4539.html Wed, 29 Mar 2006 00:00:00 -0800 E6-4539 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-29/pdf/E6-4539.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Establishing CTCI Station-Based Pricing for Non-Members https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4538.html https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4538.html Wed, 29 Mar 2006 00:00:00 -0800 E6-4538 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-29/pdf/E6-4538.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Specialists' Transactions With Public Customers https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4537.html https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4537.html Wed, 29 Mar 2006 00:00:00 -0800 E6-4537 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-29/pdf/E6-4537.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Effective Date of the Uniform Branch Office Definition and Related Interpretive Material and Extending the Transition Deadline for Compliance With Form BR and Form U4 Filing Requirements https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4528.html https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4528.html Wed, 29 Mar 2006 00:00:00 -0800 E6-4528 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-29/pdf/E6-4528.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Enhance the Repo Collateral Substitution Process of FICC's Government Securities Division https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4527.html https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4527.html Wed, 29 Mar 2006 00:00:00 -0800 E6-4527 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-29/pdf/E6-4527.pdf Notice - OppenheimerFunds, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4518.html https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4518.html Wed, 29 Mar 2006 00:00:00 -0800 E6-4518 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-29/pdf/E6-4518.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Reflect Committee Revisions https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4517.html https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4517.html Wed, 29 Mar 2006 00:00:00 -0800 E6-4517 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-29/pdf/E6-4517.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc. (Now Known As NYSE Arca, Inc.); Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 2 Thereto Relating to Rebates and Credits a Market Maker is Eligible To Receive for Executions That Result From Principal Acting as Agent Orders Sent to and Executed at Away Market Centers https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4516.html https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4516.html Wed, 29 Mar 2006 00:00:00 -0800 E6-4516 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-29/pdf/E6-4516.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Establishing CTCI Station-Based Pricing for Members https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4515.html https://regulations.justia.com/regulations/fedreg/2006/03/29/E6-4515.html Wed, 29 Mar 2006 00:00:00 -0800 E6-4515 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-29/pdf/E6-4515.pdf