<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/03/16?registers=between Fri, 27 Jun 2025 06:06:35 -0700 Fri, 27 Jun 2025 06:06:35 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/03/16?registers=between Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Minor Rule Violation Plan by The Nasdaq Stock Market LLC https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3809.html https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3809.html Thu, 16 Mar 2006 00:00:00 -0800 E6-3809 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-16/pdf/E6-3809.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Granting Approval of a Proposed Rule Change Relating to Allocations Processing https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3807.html https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3807.html Thu, 16 Mar 2006 00:00:00 -0800 E6-3807 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-16/pdf/E6-3807.pdf Notice - Self-Regulatory Organizations; the Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to the Prohibition of Trade Shredding https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3806.html https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3806.html Thu, 16 Mar 2006 00:00:00 -0800 E6-3806 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-16/pdf/E6-3806.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3805.html https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3805.html Thu, 16 Mar 2006 00:00:00 -0800 E6-3805 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-16/pdf/E6-3805.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change Relating to the Deletion of Phlx Rule 454 https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3804.html https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3804.html Thu, 16 Mar 2006 00:00:00 -0800 E6-3804 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-16/pdf/E6-3804.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to ISE Rule 1100(g) “Exercise of Options Contracts” https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3788.html https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3788.html Thu, 16 Mar 2006 00:00:00 -0800 E6-3788 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-16/pdf/E6-3788.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE Rule 11.1 Relating to the Exercise of Option Contracts https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3787.html https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3787.html Thu, 16 Mar 2006 00:00:00 -0800 E6-3787 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-16/pdf/E6-3787.pdf Notice - Roundtable Series on Giving Investors and Analysts Better Financial Data Via Internet https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3779.html https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3779.html Thu, 16 Mar 2006 00:00:00 -0800 E6-3779 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-16/pdf/E6-3779.pdf Notice - Notice of an Application of Peoples Financial Corporation Under Section 12(h) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3778.html https://regulations.justia.com/regulations/fedreg/2006/03/16/E6-3778.html Thu, 16 Mar 2006 00:00:00 -0800 E6-3778 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-16/pdf/E6-3778.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Odd Lot Transactions in the Nasdaq Market Center https://regulations.justia.com/regulations/fedreg/2006/03/16/06-2543.html https://regulations.justia.com/regulations/fedreg/2006/03/16/06-2543.html Thu, 16 Mar 2006 00:00:00 -0800 06-2543 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-16/pdf/06-2543.pdf