<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/03/02?registers=between Thu, 26 Jun 2025 01:25:43 -0700 Thu, 26 Jun 2025 01:25:43 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/03/02?registers=between Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Relating to Its Audit Committee https://regulations.justia.com/regulations/fedreg/2006/03/02/E6-2961.html https://regulations.justia.com/regulations/fedreg/2006/03/02/E6-2961.html Thu, 02 Mar 2006 00:00:00 -0800 E6-2961 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-02/pdf/E6-2961.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change To Allow Nasdaq To Take Certain Actions on Behalf of Its Issuers in Connection With Nasdaq's Transition to a National Securities Exchange https://regulations.justia.com/regulations/fedreg/2006/03/02/E6-2960.html https://regulations.justia.com/regulations/fedreg/2006/03/02/E6-2960.html Thu, 02 Mar 2006 00:00:00 -0800 E6-2960 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-02/pdf/E6-2960.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to its Fees and Charges https://regulations.justia.com/regulations/fedreg/2006/03/02/E6-2958.html https://regulations.justia.com/regulations/fedreg/2006/03/02/E6-2958.html Thu, 02 Mar 2006 00:00:00 -0800 E6-2958 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-02/pdf/E6-2958.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2006/03/02/E6-2957.html https://regulations.justia.com/regulations/fedreg/2006/03/02/E6-2957.html Thu, 02 Mar 2006 00:00:00 -0800 E6-2957 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-02/pdf/E6-2957.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Supplementary Material .26 to Exchange Rule 301 To Waive the Posting Requirements in Relation to Transfers for Nominal Consideration Between Employees of the Same Member Organization and New Leases https://regulations.justia.com/regulations/fedreg/2006/03/02/E6-2931.html https://regulations.justia.com/regulations/fedreg/2006/03/02/E6-2931.html Thu, 02 Mar 2006 00:00:00 -0800 E6-2931 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-02/pdf/E6-2931.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change Relating to the Membership Rules for Foreign Member Organizations https://regulations.justia.com/regulations/fedreg/2006/03/02/E6-2930.html https://regulations.justia.com/regulations/fedreg/2006/03/02/E6-2930.html Thu, 02 Mar 2006 00:00:00 -0800 E6-2930 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-02/pdf/E6-2930.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Amendments No. 2, 3, and 4 to Proposed Rule Change To Modify the Information Contained in a Directed Order on the Boston Options Exchange https://regulations.justia.com/regulations/fedreg/2006/03/02/E6-2929.html https://regulations.justia.com/regulations/fedreg/2006/03/02/E6-2929.html Thu, 02 Mar 2006 00:00:00 -0800 E6-2929 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-02/pdf/E6-2929.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Automatic Conversion of CAP-DI Orders https://regulations.justia.com/regulations/fedreg/2006/03/02/06-1962.html https://regulations.justia.com/regulations/fedreg/2006/03/02/06-1962.html Thu, 02 Mar 2006 00:00:00 -0800 06-1962 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-02/pdf/06-1962.pdf Notice - Issuer Delisting; Notice of Application of MDU Resources Group, Inc. To Withdraw Its Common Stock, $1.00 Tar Value, and the Preference Share Purchase Rights Appurtenant Thereto, From Listing and Registration on the Pacific Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2006/03/02/06-1954.html https://regulations.justia.com/regulations/fedreg/2006/03/02/06-1954.html Thu, 02 Mar 2006 00:00:00 -0800 06-1954 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-02/pdf/06-1954.pdf Notice - Issuer Delisting; Notice of Application of SouthFirst Bancshares, Inc. To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the American Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2006/03/02/06-1953.html https://regulations.justia.com/regulations/fedreg/2006/03/02/06-1953.html Thu, 02 Mar 2006 00:00:00 -0800 06-1953 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-02/pdf/06-1953.pdf Notice - Issuer Delisting; Notice of Application of MEDTOX Scientific, Inc. To Withdraw Its Common Stock, $.15 Par Value, From Listing and Registration on the American Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2006/03/02/06-1952.html https://regulations.justia.com/regulations/fedreg/2006/03/02/06-1952.html Thu, 02 Mar 2006 00:00:00 -0800 06-1952 Notice http://www.gpo.gov/fdsys/pkg/FR-2006-03-02/pdf/06-1952.pdf