Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2006/01?limit=200®isters=between&min-day=1&max-day=31&mode=atom2024-04-30T23:25:34-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2006/01/31/E6-1177.htmlNotice - Self-Regulatory Organizations; National Stock Exchange; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee Schedule Contained in Exchange Rule 11.10(A) To Decrease the Monthly Transaction Fee Cap2006-01-31T00:00:00-08:002006-01-31T00:00:00-08:00E6-1177Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-31/pdf/E6-1177.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/31/E6-1176.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Changes for Transactions in Options on Three Narrow-Based Indexes2006-01-31T00:00:00-08:002006-01-31T00:00:00-08:00E6-1176Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-31/pdf/E6-1176.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/31/E6-1175.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Guidance Regarding Firms' Obligations Under NASD Rule 2111 Regarding Market Order Protection2006-01-31T00:00:00-08:002006-01-31T00:00:00-08:00E6-1175Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-31/pdf/E6-1175.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/31/E6-1166.htmlNotice - E6-11662006-01-31T00:00:00-08:002006-01-31T00:00:00-08:00E6-1166Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-31/pdf/E6-1166.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/31/E6-1165.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Dividend, Merger, and Short Stock Interest Spread Fee Cap Program2006-01-31T00:00:00-08:002006-01-31T00:00:00-08:00E6-1165Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-31/pdf/E6-1165.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/31/E6-1163.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Order Approving a Proposed Rule Change Relating to Membership Rules2006-01-31T00:00:00-08:002006-01-31T00:00:00-08:00E6-1163Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-31/pdf/E6-1163.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/31/E6-1162.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Its Dividend and Merger Spread Fee Cap Program2006-01-31T00:00:00-08:002006-01-31T00:00:00-08:00E6-1162Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-31/pdf/E6-1162.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/30/E6-1089.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Its Marketing Fee Program2006-01-30T00:00:00-08:002006-01-30T00:00:00-08:00E6-1089Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-30/pdf/E6-1089.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/30/E6-1088.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Exchange Fees and Charges2006-01-30T00:00:00-08:002006-01-30T00:00:00-08:00E6-1088Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-30/pdf/E6-1088.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/30/E6-1087.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of a Proposed Rule Change, and Amendment No. 1 Thereto, To Amend ISE Rule 803 To Provide for a Back-Up Primary Market Maker2006-01-30T00:00:00-08:002006-01-30T00:00:00-08:00E6-1087Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-30/pdf/E6-1087.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/30/E6-1086.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to Allocations Processing2006-01-30T00:00:00-08:002006-01-30T00:00:00-08:00E6-1086Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-30/pdf/E6-1086.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/30/E6-1085.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Allocations Processing2006-01-30T00:00:00-08:002006-01-30T00:00:00-08:00E6-1085Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-30/pdf/E6-1085.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/30/06-878.htmlNotice - Sunshine Act Meeting2006-01-30T00:00:00-08:002006-01-30T00:00:00-08:0006-878Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-30/pdf/06-878.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/27/E6-1017.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Phlx XL Risk Monitor Mechanism2006-01-27T00:00:00-08:002006-01-27T00:00:00-08:00E6-1017Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-27/pdf/E6-1017.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/27/06-835.htmlNotice - Sunshine Act Meeting2006-01-27T00:00:00-08:002006-01-27T00:00:00-08:0006-835Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-27/pdf/06-835.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/26/E6-971.htmlNotice - Issuer Delisting; Notice of Application of CITGO Petroleum Corporation To Withdraw its 77/82006-01-26T00:00:00-08:002006-01-26T00:00:00-08:00E6-971Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-26/pdf/E6-971.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/26/E6-970.htmlNotice - Proposed Collection; Comment Request2006-01-26T00:00:00-08:002006-01-26T00:00:00-08:00E6-970Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-26/pdf/E6-970.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/26/E6-969.htmlNotice - Classified National Security Information2006-01-26T00:00:00-08:002006-01-26T00:00:00-08:00E6-969Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-26/pdf/E6-969.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/26/E6-968.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendments No. 1, 2, and 3 Thereto Relating to the Establishment of a New Class of Registered Options Trader Called a Supplemental Registered Options Trader (“SROT”)2006-01-26T00:00:00-08:002006-01-26T00:00:00-08:00E6-968Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-26/pdf/E6-968.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/26/E6-966.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to the CBOE's Membership Rules for Foreign Member Organizations2006-01-26T00:00:00-08:002006-01-26T00:00:00-08:00E6-966Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-26/pdf/E6-966.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/26/E6-942.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Implementation of a Quote Risk Manager2006-01-26T00:00:00-08:002006-01-26T00:00:00-08:00E6-942Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-26/pdf/E6-942.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/26/06-769.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Granting Approval to a Proposed Rule Change Relating to Section 802.01E of the Listed Company Manual Concerning Continued Listing of Companies That Fail to File Their Securities Exchange Act of 1934 Annual Reports in a Timely Manner2006-01-26T00:00:00-08:002006-01-26T00:00:00-08:0006-769Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-26/pdf/06-769.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/26/06-55504.htmlRule - Schedule 14A-Information Required in Proxy Statement2006-01-26T00:00:00-08:002006-01-26T00:00:00-08:0006-55504Rulehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-26/pdf/06-55504.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/26/06-55503.htmlRule - Trusts2006-01-26T00:00:00-08:002006-01-26T00:00:00-08:0006-55503Rulehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-26/pdf/06-55503.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/25/E6-924.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Maintenance, Retention, and Furnishing of Books, Records, and Other Information Regarding Payment for Order Flow2006-01-25T00:00:00-08:002006-01-25T00:00:00-08:00E6-924Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-25/pdf/E6-924.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/25/E6-923.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation of a Split of the PHLX Housing SectorSM2006-01-25T00:00:00-08:002006-01-25T00:00:00-08:00E6-923Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-25/pdf/E6-923.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/25/E6-864.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto To Establish Generic Listing Standards for Index-Linked Securities2006-01-25T00:00:00-08:002006-01-25T00:00:00-08:00E6-864Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-25/pdf/E6-864.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/24/E6-805.htmlNotice - Privacy Act of 1974: Establishment of a New System of Records: Visitor Badge and Employee Day Pass System (SEC-52)2006-01-24T00:00:00-08:002006-01-24T00:00:00-08:00E6-805Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-24/pdf/E6-805.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/24/E6-778.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change Relating to the SizeQuote Mechanism2006-01-24T00:00:00-08:002006-01-24T00:00:00-08:00E6-778Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-24/pdf/E6-778.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/24/E6-777.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Related to Non-NASD Member Broker-Dealer Access to Nasdaq's Brut Facility2006-01-24T00:00:00-08:002006-01-24T00:00:00-08:00E6-777Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-24/pdf/E6-777.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/24/E6-773.htmlNotice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment Nos. 15 and 16 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis, Submitted by the Pacific Exchange, Inc., the National Association of Securities Dealers, Inc., the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Stock Exchange, Inc., the National Stock Exchange, Inc., and the Philadelphia Stock Exchange, Inc.2006-01-24T00:00:00-08:002006-01-24T00:00:00-08:00E6-773Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-24/pdf/E6-773.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/24/E6-772.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Approving Proposed Rule Change, and Amendment No. 1 Thereto, Relating to the Tracking Order Process2006-01-24T00:00:00-08:002006-01-24T00:00:00-08:00E6-772Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-24/pdf/E6-772.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/24/06-707.htmlNotice - Sunshine Act Meetings2006-01-24T00:00:00-08:002006-01-24T00:00:00-08:0006-707Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-24/pdf/06-707.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/24/06-622.htmlNotice - Proposed Collection; Comment Request2006-01-24T00:00:00-08:002006-01-24T00:00:00-08:0006-622Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-24/pdf/06-622.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/23/E6-703.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Exposure of Orders in the PCX Plus Crossing Mechanism2006-01-23T00:00:00-08:002006-01-23T00:00:00-08:00E6-703Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-23/pdf/E6-703.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/23/E6-700.htmlNotice - Securities: Suspension of trading— 2006-01-23T00:00:00-08:002006-01-23T00:00:00-08:00E6-700Noticehttp://edocket.access.gpo.gov/2006/pdf/E6-700.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/23/E6-699.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to its Dividend Spread Strategy Program License Fees2006-01-23T00:00:00-08:002006-01-23T00:00:00-08:00E6-699Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-23/pdf/E6-699.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/23/E6-698.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Odd-Lots in Nasdaq Securities2006-01-23T00:00:00-08:002006-01-23T00:00:00-08:00E6-698Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-23/pdf/E6-698.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/23/E6-679.htmlNotice - Issuer Delisting; Notice of Application of Sterling Construction Company, Inc. To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the American Stock Exchange LLC2006-01-23T00:00:00-08:002006-01-23T00:00:00-08:00E6-679Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-23/pdf/E6-679.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/23/E6-678.htmlNotice - Issuer Delisting; Notice of Application of The Washtenaw Group, Inc. To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the American Stock Exchange LLC2006-01-23T00:00:00-08:002006-01-23T00:00:00-08:00E6-678Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-23/pdf/E6-678.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/23/E6-677.htmlNotice - Issuer Delisting; Notice of Application of Burlington Northern Santa Fe Corporation To Withdraw its Common Stock, $.01 par value, From Listing and Registration on the Chicago Stock Exchange, Inc.2006-01-23T00:00:00-08:002006-01-23T00:00:00-08:00E6-677Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-23/pdf/E6-677.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/23/E6-676.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change Relating to Specialist Clerks2006-01-23T00:00:00-08:002006-01-23T00:00:00-08:00E6-676Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-23/pdf/E6-676.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/23/E6-674.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving a Proposed Rule Change and Amendments No. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 3 Thereto Relating to Amendments to Certain Sections of the Exchange Constitution Concerning the Exchange's Hearing Board and Related Amendments to Exchange Rule 475 and Rule 4762006-01-23T00:00:00-08:002006-01-23T00:00:00-08:00E6-674Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-23/pdf/E6-674.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/23/E6-668.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc; Notice of Filing of Proposed Rule Change to Rule 431 (“Margin Requirements”) and Rule 726 (“Delivery of Options Disclosure Document and Prospectus”) To Expand the Products Eligible for Customer Portfolio Margining and Cross-Margining2006-01-23T00:00:00-08:002006-01-23T00:00:00-08:00E6-668Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-23/pdf/E6-668.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/23/E6-667.htmlNotice - Proposed Collection; Comment Request2006-01-23T00:00:00-08:002006-01-23T00:00:00-08:00E6-667Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-23/pdf/E6-667.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/23/E6-666.htmlNotice - Securities: Suspension of trading— International Securities Exchange, Inc.2006-01-23T00:00:00-08:002006-01-23T00:00:00-08:00E6-666Noticehttp://edocket.access.gpo.gov/2006/pdf/E6-666.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/23/E6-664.htmlNotice - In the Matter of the Application of the Nasdaq Stock Market LLC for Registration as a National Securities Exchange; Findings, Opinion, and Order of the Commission2006-01-23T00:00:00-08:002006-01-23T00:00:00-08:00E6-664Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-23/pdf/E6-664.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/23/E6-663.htmlNotice - Securities: Suspension of trading— National Association of Securities Dealers, Inc.2006-01-23T00:00:00-08:002006-01-23T00:00:00-08:00E6-663Noticehttp://edocket.access.gpo.gov/2006/pdf/E6-663.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/23/E6-662.htmlNotice - Securities: Suspension of trading— Chicago Board Options Exchange, Inc.2006-01-23T00:00:00-08:002006-01-23T00:00:00-08:00E6-662Noticehttp://edocket.access.gpo.gov/2006/pdf/E6-662.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/23/06-621.htmlNotice - In the Matter of Safe Transportation Systems, Inc.,; Order of Suspension of Trading2006-01-23T00:00:00-08:002006-01-23T00:00:00-08:0006-621Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-23/pdf/06-621.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/20/E6-585.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Market Opening Procedures of the Boston Options Exchange Facility2006-01-20T00:00:00-08:002006-01-20T00:00:00-08:00E6-585Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-20/pdf/E6-585.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/19/E6-539.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Fee Structures of the Government Securities Division and the Mortgage-Backed Securities Division2006-01-19T00:00:00-08:002006-01-19T00:00:00-08:00E6-539Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-19/pdf/E6-539.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/19/E6-521.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change To Amend Exchange Rule Governing Directed Orders2006-01-19T00:00:00-08:002006-01-19T00:00:00-08:00E6-521Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-19/pdf/E6-521.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/19/E6-520.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Modifications to Archipelago Exchange's Closing Auction2006-01-19T00:00:00-08:002006-01-19T00:00:00-08:00E6-520Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-19/pdf/E6-520.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/19/E6-519.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Matching Algorithm Possibilities for Equity Options To Match Those Available for Index Options2006-01-19T00:00:00-08:002006-01-19T00:00:00-08:00E6-519Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-19/pdf/E6-519.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/19/E6-518.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Directed Orders System Change2006-01-19T00:00:00-08:002006-01-19T00:00:00-08:00E6-518Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-19/pdf/E6-518.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/19/E6-517.htmlNotice - Issuer Delisting; Notice of Application of Cash Systems, Inc. To Withdraw Its Common Stock, $.001 Par Value, From Listing and Registration on the American Stock Exchange LLC2006-01-19T00:00:00-08:002006-01-19T00:00:00-08:00E6-517Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-19/pdf/E6-517.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/19/E6-516.htmlNotice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Requiring Exchange Members To Provide Electronic Mail Addresses to the Exchange2006-01-19T00:00:00-08:002006-01-19T00:00:00-08:00E6-516Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-19/pdf/E6-516.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/19/E6-515.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto and Notice of Filing and Order Granting Accelerated Approval of Amendment Nos. 3 and 4 Thereto Relating to the Listing and Trading of the DB Commodity Index Tracking Fund2006-01-19T00:00:00-08:002006-01-19T00:00:00-08:00E6-515Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-19/pdf/E6-515.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/19/06-519.htmlNotice - In the Matter of Smart Online, Inc.; Order of Suspension of Trading2006-01-19T00:00:00-08:002006-01-19T00:00:00-08:0006-519Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-19/pdf/06-519.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/19/06-480.htmlNotice - Proposed Collection; Comment Request2006-01-19T00:00:00-08:002006-01-19T00:00:00-08:0006-480Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-19/pdf/06-480.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/18/E6-466.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Fee Structure of NSCC2006-01-18T00:00:00-08:002006-01-18T00:00:00-08:00E6-466Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-466.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/18/E6-465.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to the CBOE's Membership Rules for Foreign Member Organizations2006-01-18T00:00:00-08:002006-01-18T00:00:00-08:00E6-465Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-465.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/18/E6-464.htmlNotice - Self-Regulatory Organizations; National Stock Exchange; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change To Establish Certain Fees With Respect to Transactions Executed Through the Intermarket Trading System2006-01-18T00:00:00-08:002006-01-18T00:00:00-08:00E6-464Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-464.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/18/E6-463.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Submission of Exercise Notices for American Option Contracts Other Than at Expiration2006-01-18T00:00:00-08:002006-01-18T00:00:00-08:00E6-463Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-463.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/18/E6-462.htmlNotice - Issuer Delisting; Notice of Application of CharterMac To Withdraw Its Common Shares, No Par Value, From Listing and Registration on the American Stock Exchange LLC File No. 1-132372006-01-18T00:00:00-08:002006-01-18T00:00:00-08:00E6-462Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-462.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/18/E6-461.htmlNotice - Issuer Delisting; Notice of Application of Glacier Water Services, Inc. and Glacier Water Trust I To Withdraw Its Common Stock, $.01 Par Value, and Glacier Water Services, Inc. and Glacier Water & Trust I To Withdraw the 91/162006-01-18T00:00:00-08:002006-01-18T00:00:00-08:00E6-461Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-461.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/18/E6-435.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to an Extension of the Short Sale Rule and Continued Suspension of Primary Market Maker Standards Set Forth in NASD Rule 46122006-01-18T00:00:00-08:002006-01-18T00:00:00-08:00E6-435Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-435.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/18/E6-434.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Procedures for Review of Listing Determinations2006-01-18T00:00:00-08:002006-01-18T00:00:00-08:00E6-434Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-434.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/18/E6-433.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx Rule 1009 To Reference the Exchange's “designated staff” or “designated department” Instead of Its “Department of Securities”2006-01-18T00:00:00-08:002006-01-18T00:00:00-08:00E6-433Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-433.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/18/E6-432.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Dividend Spread and Merger Spread Strategy Rebate Request Forms2006-01-18T00:00:00-08:002006-01-18T00:00:00-08:00E6-432Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-432.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/18/E6-431.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, and Amendment No. 1 Thereto Relating to the Exchange's Covered Sale Fee and Exchange Rule 6072006-01-18T00:00:00-08:002006-01-18T00:00:00-08:00E6-431Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-18/pdf/E6-431.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/17/E6-401.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Modify Pricing for NASD Members Using the Nasdaq Market Center and Nasdaq's Brut Facility2006-01-17T00:00:00-08:002006-01-17T00:00:00-08:00E6-401Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-17/pdf/E6-401.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/17/E6-400.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend CBOE Rule 8.4 Relating to Remote Market-Maker Appointments2006-01-17T00:00:00-08:002006-01-17T00:00:00-08:00E6-400Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-17/pdf/E6-400.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/17/E6-397.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving Proposed Rule Change To Prohibit the Practice of Unbundling Orders To Maximize Rebates of Fees2006-01-17T00:00:00-08:002006-01-17T00:00:00-08:00E6-397Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-17/pdf/E6-397.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/17/E6-395.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto To Modify the Pricing for Non-Members Using Nasdaq's Brut Facility2006-01-17T00:00:00-08:002006-01-17T00:00:00-08:00E6-395Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-17/pdf/E6-395.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/17/E6-394.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Telemarketing2006-01-17T00:00:00-08:002006-01-17T00:00:00-08:00E6-394Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-17/pdf/E6-394.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/17/E6-392.htmlNotice - Issuer Delisting; Notice of Application of Aquacell Technologies, Inc. To Withdraw Its Common Stock, $.001 Par Value, From Listing and Registration on the American Stock Exchange LLC File No. 1-161652006-01-17T00:00:00-08:002006-01-17T00:00:00-08:00E6-392Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-17/pdf/E6-392.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/17/E6-391.htmlNotice - Issuer Delisting; Notice of Application of Sony Corporation To Withdraw its American Depositary Shares, Each Presenting One Share of Common Stock, No Par Value, From Listing and Registration on the Chicago Stock Exchange, Inc. File No. 1-064392006-01-17T00:00:00-08:002006-01-17T00:00:00-08:00E6-391Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-17/pdf/E6-391.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/17/E6-366.htmlNotice - Acknowledgement of Receipt of Notice of Registration as a National Securities Exchange Pursuant to Section 6(g) of the Securities Exchange Act of 1934 by the Board of Trade of the City of Chicago, Inc.2006-01-17T00:00:00-08:002006-01-17T00:00:00-08:00E6-366Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-17/pdf/E6-366.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/13/E6-326.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Elimination of the 500 Contract Cap on Payment for Order Flow Fees2006-01-13T00:00:00-08:002006-01-13T00:00:00-08:00E6-326Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-13/pdf/E6-326.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/13/E6-325.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Certain of the Exchange's Facility and Equipment Fees and System Processing Fees Charged to Members2006-01-13T00:00:00-08:002006-01-13T00:00:00-08:00E6-325Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-13/pdf/E6-325.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/13/E6-324.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Minimum Price Variation for Entry of Orders for Equity Securities Traded on the Archipelago Exchange2006-01-13T00:00:00-08:002006-01-13T00:00:00-08:00E6-324Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-13/pdf/E6-324.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/13/E6-257.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change, and Amendment No. 1 Thereto Relating to the Exchange's Covered Sale Fee and Exchange Rule 6072006-01-13T00:00:00-08:002006-01-13T00:00:00-08:00E6-257Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-13/pdf/E6-257.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/13/E6-256.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change Relating to the Prohibition of Trade Shredding2006-01-13T00:00:00-08:002006-01-13T00:00:00-08:00E6-256Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-13/pdf/E6-256.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/13/E6-255.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 700 With Respect to the Hours of Trading in Equity Options and Narrow-Based Index Options2006-01-13T00:00:00-08:002006-01-13T00:00:00-08:00E6-255Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-13/pdf/E6-255.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/13/E6-254.htmlNotice - Issuer Delisting; Notice of Application of IAMGOLD Corporation To Withdraw Its Common Shares, No Par Value, From Listing and Registration on the American Stock Exchange LLC2006-01-13T00:00:00-08:002006-01-13T00:00:00-08:00E6-254Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-13/pdf/E6-254.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/13/E6-253.htmlNotice - Issuer Delisting; Notice of Application of Burlington Northern Santa Fe Corporation, To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the Pacific Exchange, Inc.2006-01-13T00:00:00-08:002006-01-13T00:00:00-08:00E6-253Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-13/pdf/E6-253.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/13/E6-252.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change To Establish a Comprehensive Standard of Care and Limitation of Liability With Respect to Clearing Members2006-01-13T00:00:00-08:002006-01-13T00:00:00-08:00E6-252Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-13/pdf/E6-252.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/12/E6-216.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading Pursuant to Unlisted Trading Privileges of the Euro Currency Trust2006-01-12T00:00:00-08:002006-01-12T00:00:00-08:00E6-216Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-12/pdf/E6-216.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/12/E6-215.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Impose a Surcharge on Participants Submitting Trade Data by Batch Method2006-01-12T00:00:00-08:002006-01-12T00:00:00-08:00E6-215Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-12/pdf/E6-215.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/12/E6-214.htmlNotice - Issuer Delisting; Notice of Application of NiSource Inc., To Withdraw Its Common Stock, $.01 Par Value, and the Preferred Stock Purchase Rights, From Listing and Registration on the Pacific Exchange, Inc. File No. 1-097792006-01-12T00:00:00-08:002006-01-12T00:00:00-08:00E6-214Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-12/pdf/E6-214.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/12/E6-213.htmlNotice - Issuer Delisting; Notice of Application of NiSource Inc., To Withdraw Its Common Stock, $.01 Par Value, and the Preferred Stock Purchase Rights, From Listing and Registration on the Chicago Stock Exchange, Inc. File No. 1-097792006-01-12T00:00:00-08:002006-01-12T00:00:00-08:00E6-213Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-12/pdf/E6-213.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/12/E6-196.htmlNotice - Issuer Delisting; Notice of Application of Atlantis Plastics, Inc. To Withdraw Its Class A Common Stock, $.10 Par Value, From Listing and Registration on the American Stock Exchange LLC File No. 1-094872006-01-12T00:00:00-08:002006-01-12T00:00:00-08:00E6-196Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-12/pdf/E6-196.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/12/E6-195.htmlNotice - Issuer Delisting; Notice of Application of Mercury Air Group, Inc. To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the American Stock Exchange LLC File No. 1-071342006-01-12T00:00:00-08:002006-01-12T00:00:00-08:00E6-195Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-12/pdf/E6-195.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/12/E6-194.htmlNotice - Self-Regulatory Organizations; Order Approving Proposed Rule Change, and Amendment No. 1 Thereto, by the Pacific Exchange, Inc. Relating to Modifying the Market Imbalance Calculation for the Opening and Market Order Auctions on the Archipelago Exchange2006-01-12T00:00:00-08:002006-01-12T00:00:00-08:00E6-194Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-12/pdf/E6-194.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/12/06-316.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Certificate of Incorporation and Bylaws of Archipelago Holdings, Inc.2006-01-12T00:00:00-08:002006-01-12T00:00:00-08:0006-316Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-12/pdf/06-316.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/12/06-299.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3, 4 and 5 Relating to the Exchange's Business Combination with Archipelago Holdings, Inc.2006-01-12T00:00:00-08:002006-01-12T00:00:00-08:0006-299Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-12/pdf/06-299.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/11/E6-135.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to Administrative Rules (Rules A-3(f) and A-6(c)) Relating to Board Member Compensation2006-01-11T00:00:00-08:002006-01-11T00:00:00-08:00E6-135Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-11/pdf/E6-135.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/11/06-262.htmlNotice - Sunshine Act Meeting2006-01-11T00:00:00-08:002006-01-11T00:00:00-08:0006-262Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-11/pdf/06-262.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/11/06-254.htmlNotice - Sunshine Act Meeting2006-01-11T00:00:00-08:002006-01-11T00:00:00-08:0006-254Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-11/pdf/06-254.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/10/E6-84.htmlNotice - Filing Under the Public Utility Holding Company Act of 1935, as Amended (“Act”)2006-01-10T00:00:00-08:002006-01-10T00:00:00-08:00E6-84Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-10/pdf/E6-84.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/10/E6-83.htmlNotice - Thrivent Mutual Funds, et al.; Notice of Application2006-01-10T00:00:00-08:002006-01-10T00:00:00-08:00E6-83Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-10/pdf/E6-83.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/10/E6-82.htmlNotice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Amex Initial Listing Standards2006-01-10T00:00:00-08:002006-01-10T00:00:00-08:00E6-82Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-10/pdf/E6-82.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/09/E6-61.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt an Account Fee2006-01-09T00:00:00-08:002006-01-09T00:00:00-08:00E6-61Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-09/pdf/E6-61.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/09/E6-45.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Enhancements of the SMART/Track Service2006-01-09T00:00:00-08:002006-01-09T00:00:00-08:00E6-45Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-09/pdf/E6-45.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/06/E6-22.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Extension of the Prospective Fee Reduction and DPM Linkage Fee Credit Programs2006-01-06T00:00:00-08:002006-01-06T00:00:00-08:00E6-22Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-06/pdf/E6-22.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/06/E6-21.htmlNotice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Remote Streaming Quote Trader Permit Fees2006-01-06T00:00:00-08:002006-01-06T00:00:00-08:00E6-21Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-06/pdf/E6-21.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/06/E6-20.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Obligations of Lead Market Makers2006-01-06T00:00:00-08:002006-01-06T00:00:00-08:00E6-20Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-06/pdf/E6-20.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/06/E6-19.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend a Pilot Program Relating to Electronic DPMs and Affiliated Market-Makers2006-01-06T00:00:00-08:002006-01-06T00:00:00-08:00E6-19Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-06/pdf/E6-19.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/05/E5-8299.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Enhance the Repo Collateral Substitution Process of FICC's Government Securities Division2006-01-05T00:00:00-08:002006-01-05T00:00:00-08:00E5-8299Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-05/pdf/E5-8299.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/05/E5-8298.htmlNotice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Certificate of Incorporation of PCX Holdings, Inc.2006-01-05T00:00:00-08:002006-01-05T00:00:00-08:00E5-8298Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-05/pdf/E5-8298.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/05/E5-8284.htmlNotice - Proposed Collection; Comment Request2006-01-05T00:00:00-08:002006-01-05T00:00:00-08:00E5-8284Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-05/pdf/E5-8284.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/05/E5-8283.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving a Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 Thereto Relating to the Dissemination of TRACE Trade Information2006-01-05T00:00:00-08:002006-01-05T00:00:00-08:00E5-8283Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-05/pdf/E5-8283.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/05/E5-8282.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to NASD Rule 3011 and the Adoption of New Related Interpretive Material2006-01-05T00:00:00-08:002006-01-05T00:00:00-08:00E5-8282Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-05/pdf/E5-8282.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/04/E5-8246.htmlNotice - Greenhouse Associates, LLC and Superior Partners, LP; Notice of Application2006-01-04T00:00:00-08:002006-01-04T00:00:00-08:00E5-8246Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-04/pdf/E5-8246.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/04/E5-8229.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Relating to Manning Price-Improvement Standards for Decimals2006-01-04T00:00:00-08:002006-01-04T00:00:00-08:00E5-8229Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-04/pdf/E5-8229.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/04/E5-8228.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto Seeking Permanent Approval of Rules Concerning Bond Mutual Fund Volatility Ratings Prior to Expiration of Pilot2006-01-04T00:00:00-08:002006-01-04T00:00:00-08:00E5-8228Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-04/pdf/E5-8228.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/04/06-13.htmlRule - Regulation NMS2006-01-04T00:00:00-08:002006-01-04T00:00:00-08:0006-13Rulehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-04/pdf/06-13.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/03/E5-8196.htmlNotice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 2 Thereto Relating to Sub-Penny Restrictions for Non-Nasdaq Over-the-Counter Equity Securities2006-01-03T00:00:00-08:002006-01-03T00:00:00-08:00E5-8196Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-03/pdf/E5-8196.pdfhttps://regulations.justia.com/regulations/fedreg/2006/01/03/05-24702.htmlNotice - Sunshine Act Meeting2006-01-03T00:00:00-08:002006-01-03T00:00:00-08:0005-24702Noticehttp://www.gpo.gov/fdsys/pkg/FR-2006-01-03/pdf/05-24702.pdf