<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/12/29?registers=between Sun, 19 May 2024 19:58:53 -0700 Sun, 19 May 2024 19:58:53 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/12/29?registers=between Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Granting Approval of a Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to Market Maker Quote Interaction https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8071.html https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8071.html Thu, 29 Dec 2005 00:00:00 -0800 E5-8071 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8071.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Extension of a Pilot Concerning Priority in Trades Involving Synthetic Option Orders https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8070.html https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8070.html Thu, 29 Dec 2005 00:00:00 -0800 E5-8070 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8070.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Nasdaq's Minimum Pricing Increment Rules https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8069.html https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8069.html Thu, 29 Dec 2005 00:00:00 -0800 E5-8069 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8069.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments to New York Stock Exchange Rules 35 (“Floor Employees to be Registered”) and 301 (“Proposed Transfer or Lease of Membership”) https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8067.html https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8067.html Thu, 29 Dec 2005 00:00:00 -0800 E5-8067 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8067.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot for NYSE Direct+® Until December 23, 2006 https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8066.html https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8066.html Thu, 29 Dec 2005 00:00:00 -0800 E5-8066 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8066.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8065.html https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8065.html Thu, 29 Dec 2005 00:00:00 -0800 E5-8065 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8065.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASD Rule 2111 to Eliminate References to NASD Rule 6440(f)(2), Which Will Be Repealed https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8064.html https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8064.html Thu, 29 Dec 2005 00:00:00 -0800 E5-8064 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8064.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Session Fee Increase for the Regulatory Element of the Continuing Education Requirements of CBOE Rule 9.3A https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8063.html https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8063.html Thu, 29 Dec 2005 00:00:00 -0800 E5-8063 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8063.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Exchange Traded Fund Transaction Charges https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8059.html https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8059.html Thu, 29 Dec 2005 00:00:00 -0800 E5-8059 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8059.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8058.html https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8058.html Thu, 29 Dec 2005 00:00:00 -0800 E5-8058 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8058.pdf Notice - Issuer Delisting; Notice of Application of Pioneer Kabushiki Kaisha (English Translation, Pioneer Corporation) To Withdraw Its Common Stock (Each Represented by One American Depositary Share), From Listing and Registration on the New York Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8057.html https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8057.html Thu, 29 Dec 2005 00:00:00 -0800 E5-8057 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8057.pdf Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the Pacific Exchange, Inc. Relating to the NASD PCX Agreement https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8056.html https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8056.html Thu, 29 Dec 2005 00:00:00 -0800 E5-8056 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8056.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow Nasdaq Capital Market Issuers That Transfer Their Listing to the Nasdaq National Market To Apply the Amount of the Capital Market Entry Fee Toward the Entry Fee Payable for Listing on the National Market, and To Make Other Clarifying Changes https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8055.html https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8055.html Thu, 29 Dec 2005 00:00:00 -0800 E5-8055 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8055.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8054.html https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8054.html Thu, 29 Dec 2005 00:00:00 -0800 E5-8054 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8054.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Fees for Non-NASD Members Using Nasdaq's INET Facility https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8053.html https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8053.html Thu, 29 Dec 2005 00:00:00 -0800 E5-8053 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8053.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Complex Orders on the Hybrid System https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8052.html https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8052.html Thu, 29 Dec 2005 00:00:00 -0800 E5-8052 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8052.pdf Notice - Issuer Delisting; Notice of Application of Provident Energy Trust To Withdraw Its Trust Units, No Par Value, From Listing and Registration on the American Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8051.html https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8051.html Thu, 29 Dec 2005 00:00:00 -0800 E5-8051 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8051.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8050.html https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8050.html Thu, 29 Dec 2005 00:00:00 -0800 E5-8050 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8050.pdf Notice - Issuer Delisting; Notice of Application of The Charles Schwab Corporation To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the New York Stock Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8049.html https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8049.html Thu, 29 Dec 2005 00:00:00 -0800 E5-8049 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8049.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to its Marketing Fee Program https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8047.html https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8047.html Thu, 29 Dec 2005 00:00:00 -0800 E5-8047 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8047.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Market Opening Procedures of the Boston Options Exchange Facility https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8045.html https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8045.html Thu, 29 Dec 2005 00:00:00 -0800 E5-8045 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8045.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Directed Orders Process on the Boston Options Exchange https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8043.html https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8043.html Thu, 29 Dec 2005 00:00:00 -0800 E5-8043 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8043.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for NASD Members Using Nasdaq's INET Facility https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8042.html https://regulations.justia.com/regulations/fedreg/2005/12/29/E5-8042.html Thu, 29 Dec 2005 00:00:00 -0800 E5-8042 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-29/pdf/E5-8042.pdf