<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/12/27?registers=between Mon, 20 May 2024 00:03:10 -0700 Mon, 20 May 2024 00:03:10 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/12/27?registers=between Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Relating to the Status of Former Registered Persons Serving in the Armed Forces of the United States https://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7864.html https://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7864.html Tue, 27 Dec 2005 00:00:00 -0800 E5-7864 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-27/pdf/E5-7864.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Modify the Execution Fees for Quotes and Orders Executed in the Nasdaq Opening Cross https://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7860.html https://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7860.html Tue, 27 Dec 2005 00:00:00 -0800 E5-7860 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-27/pdf/E5-7860.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Discontinue Its Domestic Tax Reporting Service https://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7856.html https://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7856.html Tue, 27 Dec 2005 00:00:00 -0800 E5-7856 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-27/pdf/E5-7856.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Buy-Ins in Its Continuous Net Settlement System https://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7855.html https://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7855.html Tue, 27 Dec 2005 00:00:00 -0800 E5-7855 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-27/pdf/E5-7855.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Adopt a Flat Execution Fee For Public Customer Orders in “Premium Products” and Firm Proprietary Orders, and To Incorporate the Current Facilitation Mechanism Fee Into the Flat Execution Fee For Firm Proprietary Orders https://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7844.html https://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7844.html Tue, 27 Dec 2005 00:00:00 -0800 E5-7844 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-27/pdf/E5-7844.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Amex Rule 900-ANTE to Provide a Revised Implementation Date for the ANTE System, and To Eliminate Commentary .01 to Amex Rule 935-ANTE https://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7843.html https://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7843.html Tue, 27 Dec 2005 00:00:00 -0800 E5-7843 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-27/pdf/E5-7843.pdf Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect the Renaming of the NASDAQ SmallCap Market to the NASDAQ Capital Market https://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7842.html https://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7842.html Tue, 27 Dec 2005 00:00:00 -0800 E5-7842 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-27/pdf/E5-7842.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to a New Risk Management Methodology https://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7841.html https://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7841.html Tue, 27 Dec 2005 00:00:00 -0800 E5-7841 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-27/pdf/E5-7841.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Increase in Fees for Certain Qualification Examinations https://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7840.html https://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7840.html Tue, 27 Dec 2005 00:00:00 -0800 E5-7840 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-27/pdf/E5-7840.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Status of Registered Persons and Sole Proprietors Serving in the Armed Forces of the United States https://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7839.html https://regulations.justia.com/regulations/fedreg/2005/12/27/E5-7839.html Tue, 27 Dec 2005 00:00:00 -0800 E5-7839 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-27/pdf/E5-7839.pdf Rule - Revisions to Accelerated Filer Definition and Accelerated Deadlines for Filing Periodic Reports https://regulations.justia.com/regulations/fedreg/2005/12/27/05-24479.html https://regulations.justia.com/regulations/fedreg/2005/12/27/05-24479.html Tue, 27 Dec 2005 00:00:00 -0800 05-24479 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-12-27/pdf/05-24479.pdf