<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/12/15?registers=between Sun, 20 Jul 2025 01:11:14 -0700 Sun, 20 Jul 2025 01:11:14 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/12/15?registers=between Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow Nasdaq To Issue Public Reprimand Letters https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7384.html https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7384.html Thu, 15 Dec 2005 00:00:00 -0800 E5-7384 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/E5-7384.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc., Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 2 and 3 Relating to Generic Listing Standards for Options on Narrow-Based and Micro Narrow-Based Indexes https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7372.html https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7372.html Thu, 15 Dec 2005 00:00:00 -0800 E5-7372 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/E5-7372.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Clarifying the Hours Certain Vanguard International Equity Index Funds Are Eligible To Trade on the Archipelago Exchange https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7371.html https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7371.html Thu, 15 Dec 2005 00:00:00 -0800 E5-7371 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/E5-7371.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Adoption of a Hybrid Agency Liaison System for Automated Handling of Inbound Orders That Are Not Automatically Executed https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7370.html https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7370.html Thu, 15 Dec 2005 00:00:00 -0800 E5-7370 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/E5-7370.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Initial Listing and Maintenance To List Options on Certain Securities https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7369.html https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7369.html Thu, 15 Dec 2005 00:00:00 -0800 E5-7369 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/E5-7369.pdf Notice - Issuer Delisting; Notice of Application of Rockwell Automation, Inc., To Withdraw Its Common Stock, $1.00 Par Value, (Including the Associated Preferred Share Purchase Rights) From Listing and Registration on the Pacific Exchange, Inc. File No. 1-12383 https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7368.html https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7368.html Thu, 15 Dec 2005 00:00:00 -0800 E5-7368 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/E5-7368.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Revisions to the Study Outline and Selection Specifications for the Limited Principal-Registered Options (Series 4) Examination Program https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7367.html https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7367.html Thu, 15 Dec 2005 00:00:00 -0800 E5-7367 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/E5-7367.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 9/10 Examination Program https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7366.html https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7366.html Thu, 15 Dec 2005 00:00:00 -0800 E5-7366 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/E5-7366.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Revisions to the Series 4 Examination Program https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7365.html https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7365.html Thu, 15 Dec 2005 00:00:00 -0800 E5-7365 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/E5-7365.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Elimination of Commentary .01, Guideline 5 to Phlx Rule 1010 https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7364.html https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7364.html Thu, 15 Dec 2005 00:00:00 -0800 E5-7364 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/E5-7364.pdf Notice - Riverton Management, Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7363.html https://regulations.justia.com/regulations/fedreg/2005/12/15/E5-7363.html Thu, 15 Dec 2005 00:00:00 -0800 E5-7363 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/E5-7363.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2005/12/15/05-24134.html https://regulations.justia.com/regulations/fedreg/2005/12/15/05-24134.html Thu, 15 Dec 2005 00:00:00 -0800 05-24134 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/05-24134.pdf Proposed Rule - Internet Availability of Proxy Materials https://regulations.justia.com/regulations/fedreg/2005/12/15/05-24004.html https://regulations.justia.com/regulations/fedreg/2005/12/15/05-24004.html Thu, 15 Dec 2005 00:00:00 -0800 05-24004 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2005-12-15/pdf/05-24004.pdf