<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/12/01?registers=between Mon, 20 May 2024 00:30:00 -0700 Mon, 20 May 2024 00:30:00 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/12/01?registers=between Notice - Issuer Delisting; Notice of Application of Marlton Technologies, Inc. To Withdraw Its Common Stock, No Par Value, From Listing and Registration on the American Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2005/12/01/E5-6733.html https://regulations.justia.com/regulations/fedreg/2005/12/01/E5-6733.html Thu, 01 Dec 2005 00:00:00 -0800 E5-6733 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-01/pdf/E5-6733.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Relating to the Directed Order Process and the Establishment of Designated Market Makers and Lead Market Makers https://regulations.justia.com/regulations/fedreg/2005/12/01/E5-6732.html https://regulations.justia.com/regulations/fedreg/2005/12/01/E5-6732.html Thu, 01 Dec 2005 00:00:00 -0800 E5-6732 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-01/pdf/E5-6732.pdf Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rejection of Erroneous Post-Trade Instructions https://regulations.justia.com/regulations/fedreg/2005/12/01/E5-6731.html https://regulations.justia.com/regulations/fedreg/2005/12/01/E5-6731.html Thu, 01 Dec 2005 00:00:00 -0800 E5-6731 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-01/pdf/E5-6731.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto To Reduce the Value of the Nasdaq Composite Index® Underlying the Options Traded Under the Symbol QCE https://regulations.justia.com/regulations/fedreg/2005/12/01/E5-6730.html https://regulations.justia.com/regulations/fedreg/2005/12/01/E5-6730.html Thu, 01 Dec 2005 00:00:00 -0800 E5-6730 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-01/pdf/E5-6730.pdf Notice - Order Granting an Application of Global Industries, Ltd. Under Section 12(h) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2005/12/01/E5-6729.html https://regulations.justia.com/regulations/fedreg/2005/12/01/E5-6729.html Thu, 01 Dec 2005 00:00:00 -0800 E5-6729 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-01/pdf/E5-6729.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Requirement That Registered Options Traders May Only Sign on to Auto-Ex for ETFs Traded by the Same or Adjoining Specialists and Shall Sign on to Auto-Ex for a Maximum of Fifteen ETFs https://regulations.justia.com/regulations/fedreg/2005/12/01/E5-6728.html https://regulations.justia.com/regulations/fedreg/2005/12/01/E5-6728.html Thu, 01 Dec 2005 00:00:00 -0800 E5-6728 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-01/pdf/E5-6728.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an Options Licensing Fee for Options on Certain StreetTRACKS Exchange-Traded Funds and the SPDR Dividend Exchange-Traded Fund https://regulations.justia.com/regulations/fedreg/2005/12/01/E5-6727.html https://regulations.justia.com/regulations/fedreg/2005/12/01/E5-6727.html Thu, 01 Dec 2005 00:00:00 -0800 E5-6727 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-01/pdf/E5-6727.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/12/01/E5-6726.html https://regulations.justia.com/regulations/fedreg/2005/12/01/E5-6726.html Thu, 01 Dec 2005 00:00:00 -0800 E5-6726 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-01/pdf/E5-6726.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2005/12/01/E5-6725.html https://regulations.justia.com/regulations/fedreg/2005/12/01/E5-6725.html Thu, 01 Dec 2005 00:00:00 -0800 E5-6725 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-01/pdf/E5-6725.pdf Notice - Issuer Delisting; Notice of Application of Lynch Interactive Corporation To Withdraw Its Common Stock, $.01 Par Value, From Listing and Registration on the American Stock Exchange LLC https://regulations.justia.com/regulations/fedreg/2005/12/01/05-23543.html https://regulations.justia.com/regulations/fedreg/2005/12/01/05-23543.html Thu, 01 Dec 2005 00:00:00 -0800 05-23543 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-12-01/pdf/05-23543.pdf