<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/11/18?registers=between Sat, 19 Jul 2025 16:07:30 -0700 Sat, 19 Jul 2025 16:07:30 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/11/18?registers=between Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Strategic Total Return Securities SM https://regulations.justia.com/regulations/fedreg/2005/11/18/E5-6386.html https://regulations.justia.com/regulations/fedreg/2005/11/18/E5-6386.html Fri, 18 Nov 2005 00:00:00 -0800 E5-6386 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-18/pdf/E5-6386.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt an Options Licensing Fee for the PowerShares Lux Nanotech Portfolio (PXN) and the PowerShares Aerospace & Defense Portfolio (PPA) https://regulations.justia.com/regulations/fedreg/2005/11/18/E5-6381.html https://regulations.justia.com/regulations/fedreg/2005/11/18/E5-6381.html Fri, 18 Nov 2005 00:00:00 -0800 E5-6381 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-18/pdf/E5-6381.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Records of Orders and Executions https://regulations.justia.com/regulations/fedreg/2005/11/18/E5-6380.html https://regulations.justia.com/regulations/fedreg/2005/11/18/E5-6380.html Fri, 18 Nov 2005 00:00:00 -0800 E5-6380 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-18/pdf/E5-6380.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Interpretation of Exchange Rule 577 and Section 723 of the Amex Company Guide https://regulations.justia.com/regulations/fedreg/2005/11/18/E5-6379.html https://regulations.justia.com/regulations/fedreg/2005/11/18/E5-6379.html Fri, 18 Nov 2005 00:00:00 -0800 E5-6379 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-18/pdf/E5-6379.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving Proposed Rule Change to Add Rules Regarding Time Tracking Requirements of Specialists and Specialist Organizations to Its Minor Rule Violation Plan https://regulations.justia.com/regulations/fedreg/2005/11/18/E5-6378.html https://regulations.justia.com/regulations/fedreg/2005/11/18/E5-6378.html Fri, 18 Nov 2005 00:00:00 -0800 E5-6378 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-18/pdf/E5-6378.pdf Notice - AIG SunAmerica Life Assurance Company, et al., Notice of Application https://regulations.justia.com/regulations/fedreg/2005/11/18/E5-6377.html https://regulations.justia.com/regulations/fedreg/2005/11/18/E5-6377.html Fri, 18 Nov 2005 00:00:00 -0800 E5-6377 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-18/pdf/E5-6377.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Elimination of the Equity Option Transaction Fee Discount for Member Firms Facilitating Customer Orders https://regulations.justia.com/regulations/fedreg/2005/11/18/E5-6376.html https://regulations.justia.com/regulations/fedreg/2005/11/18/E5-6376.html Fri, 18 Nov 2005 00:00:00 -0800 E5-6376 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-18/pdf/E5-6376.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to iShares® Index Funds of iShares Trust and iShares, Inc. https://regulations.justia.com/regulations/fedreg/2005/11/18/E5-6375.html https://regulations.justia.com/regulations/fedreg/2005/11/18/E5-6375.html Fri, 18 Nov 2005 00:00:00 -0800 E5-6375 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-18/pdf/E5-6375.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Regarding Clearly Erroneous Executions https://regulations.justia.com/regulations/fedreg/2005/11/18/E5-6374.html https://regulations.justia.com/regulations/fedreg/2005/11/18/E5-6374.html Fri, 18 Nov 2005 00:00:00 -0800 E5-6374 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-18/pdf/E5-6374.pdf