<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/11/03?registers=between Fri, 25 Jul 2025 02:49:52 -0700 Fri, 25 Jul 2025 02:49:52 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/11/03?registers=between Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Order Granting Approval of Proposed Rule Change as Amended by Amendment No. 1 Relating to the Publication of Decisions Issued by the National Adjudicatory Council Pursuant to NASD Rule 1015 https://regulations.justia.com/regulations/fedreg/2005/11/03/E5-6096.html https://regulations.justia.com/regulations/fedreg/2005/11/03/E5-6096.html Thu, 03 Nov 2005 00:00:00 -0800 E5-6096 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-03/pdf/E5-6096.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change To Amend Its $2.50 Strike Price Program https://regulations.justia.com/regulations/fedreg/2005/11/03/E5-6095.html https://regulations.justia.com/regulations/fedreg/2005/11/03/E5-6095.html Thu, 03 Nov 2005 00:00:00 -0800 E5-6095 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-03/pdf/E5-6095.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Amend NYSE Rule 472 (“Communications With the Public”) https://regulations.justia.com/regulations/fedreg/2005/11/03/E5-6094.html https://regulations.justia.com/regulations/fedreg/2005/11/03/E5-6094.html Thu, 03 Nov 2005 00:00:00 -0800 E5-6094 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-03/pdf/E5-6094.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Expand Its $2.50 Strike Price Program https://regulations.justia.com/regulations/fedreg/2005/11/03/E5-6093.html https://regulations.justia.com/regulations/fedreg/2005/11/03/E5-6093.html Thu, 03 Nov 2005 00:00:00 -0800 E5-6093 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-03/pdf/E5-6093.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Approving a Proposed Rule Change Relating to Changes to Listed Company Manual Section 902.00 Regarding Listing Fees https://regulations.justia.com/regulations/fedreg/2005/11/03/E5-6092.html https://regulations.justia.com/regulations/fedreg/2005/11/03/E5-6092.html Thu, 03 Nov 2005 00:00:00 -0800 E5-6092 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-03/pdf/E5-6092.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto To Amend Rule 460 (Specialists Participating in Contests) https://regulations.justia.com/regulations/fedreg/2005/11/03/E5-6091.html https://regulations.justia.com/regulations/fedreg/2005/11/03/E5-6091.html Thu, 03 Nov 2005 00:00:00 -0800 E5-6091 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-03/pdf/E5-6091.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change Relating to Amendments To Rule 3360 To Expand Short-Interest Reporting To OTC Equity Securities https://regulations.justia.com/regulations/fedreg/2005/11/03/E5-6086.html https://regulations.justia.com/regulations/fedreg/2005/11/03/E5-6086.html Thu, 03 Nov 2005 00:00:00 -0800 E5-6086 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-03/pdf/E5-6086.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change To Establish Certain Fees With Respect to Transactions Executed Through the Intermarket Trading System https://regulations.justia.com/regulations/fedreg/2005/11/03/E5-6085.html https://regulations.justia.com/regulations/fedreg/2005/11/03/E5-6085.html Thu, 03 Nov 2005 00:00:00 -0800 E5-6085 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-03/pdf/E5-6085.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Adoption of a Cap on Certain Fees for Options on Indexes, Exchange Traded Fund Shares, and Trust Issued Receipts https://regulations.justia.com/regulations/fedreg/2005/11/03/E5-6084.html https://regulations.justia.com/regulations/fedreg/2005/11/03/E5-6084.html Thu, 03 Nov 2005 00:00:00 -0800 E5-6084 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-03/pdf/E5-6084.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add to Its Current Revenue Sharing Program an Opportunity To Share in ETP Operating Revenue for Cross Orders in Tape C Securities https://regulations.justia.com/regulations/fedreg/2005/11/03/E5-6083.html https://regulations.justia.com/regulations/fedreg/2005/11/03/E5-6083.html Thu, 03 Nov 2005 00:00:00 -0800 E5-6083 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-11-03/pdf/E5-6083.pdf