Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/10/03?limit=200&registers=between&mode=atom 2025-01-01T08:56:21-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2005/10/03/E5-5354.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. Regarding Fees for Closed-End Funds Listing on The Nasdaq SmallCap Market 2005-10-03T00:00:00-07:00 2005-10-03T00:00:00-07:00 E5-5354 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-03/pdf/E5-5354.pdf https://regulations.justia.com/regulations/fedreg/2005/10/03/E5-5347.html Notice - Self-Regulatory Organizations; American Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Options Licensing Fees for Certain PowerShares ETF Options 2005-10-03T00:00:00-07:00 2005-10-03T00:00:00-07:00 E5-5347 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-03/pdf/E5-5347.pdf https://regulations.justia.com/regulations/fedreg/2005/10/03/E5-5346.html Notice - Self-Regulatory Organizations; National Association of Securities Dealers; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Proactive Limit Orders 2005-10-03T00:00:00-07:00 2005-10-03T00:00:00-07:00 E5-5346 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-03/pdf/E5-5346.pdf https://regulations.justia.com/regulations/fedreg/2005/10/03/E5-5345.html Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Revising the Implementation Date for the ANTE System 2005-10-03T00:00:00-07:00 2005-10-03T00:00:00-07:00 E5-5345 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-03/pdf/E5-5345.pdf https://regulations.justia.com/regulations/fedreg/2005/10/03/E5-5344.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Transfer Agent Drop Service 2005-10-03T00:00:00-07:00 2005-10-03T00:00:00-07:00 E5-5344 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-03/pdf/E5-5344.pdf https://regulations.justia.com/regulations/fedreg/2005/10/03/05-19802.html Notice - Advisory Committee on Smaller Public Companies; Meeting 2005-10-03T00:00:00-07:00 2005-10-03T00:00:00-07:00 05-19802 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-10-03/pdf/05-19802.pdf