<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/09/29?registers=between Wed, 15 May 2024 12:51:13 -0700 Wed, 15 May 2024 12:51:13 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/09/29?registers=between Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 to the Proposed Rule Change To Amend the Certificate of Incorporation of PCX Holdings, Inc., PCX Rules, and the Bylaws of Archipelago Holdings, Inc. in Relation to the Acquisition of PCX Holdings by Archipelago Holdings https://regulations.justia.com/regulations/fedreg/2005/09/29/E5-5314.html https://regulations.justia.com/regulations/fedreg/2005/09/29/E5-5314.html Thu, 29 Sep 2005 00:00:00 -0700 E5-5314 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-29/pdf/E5-5314.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Rename The Nasdaq SmallCap Market https://regulations.justia.com/regulations/fedreg/2005/09/29/E5-5313.html https://regulations.justia.com/regulations/fedreg/2005/09/29/E5-5313.html Thu, 29 Sep 2005 00:00:00 -0700 E5-5313 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-29/pdf/E5-5313.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to Rule A-8(a), on Adoption of Proposed Rules and Submission to Commission https://regulations.justia.com/regulations/fedreg/2005/09/29/E5-5312.html https://regulations.justia.com/regulations/fedreg/2005/09/29/E5-5312.html Thu, 29 Sep 2005 00:00:00 -0700 E5-5312 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-29/pdf/E5-5312.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program Relating to Market-Maker Access to the Hybrid Automatic Execution System https://regulations.justia.com/regulations/fedreg/2005/09/29/05-19498.html https://regulations.justia.com/regulations/fedreg/2005/09/29/05-19498.html Thu, 29 Sep 2005 00:00:00 -0700 05-19498 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-29/pdf/05-19498.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change Concerning Solicitation and Coordination of Payments to Political Parties and Question and Answer Guidance on Supervisory Procedures Related to Rule G-37(d) on Indirect Violations https://regulations.justia.com/regulations/fedreg/2005/09/29/05-19497.html https://regulations.justia.com/regulations/fedreg/2005/09/29/05-19497.html Thu, 29 Sep 2005 00:00:00 -0700 05-19497 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-29/pdf/05-19497.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to Order Matching at the Opening in PACE https://regulations.justia.com/regulations/fedreg/2005/09/29/05-19496.html https://regulations.justia.com/regulations/fedreg/2005/09/29/05-19496.html Thu, 29 Sep 2005 00:00:00 -0700 05-19496 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-29/pdf/05-19496.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise Its Options Transaction Fees https://regulations.justia.com/regulations/fedreg/2005/09/29/05-19495.html https://regulations.justia.com/regulations/fedreg/2005/09/29/05-19495.html Thu, 29 Sep 2005 00:00:00 -0700 05-19495 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-29/pdf/05-19495.pdf Proposed Rule - Revisions to Accelerated Filer Definition and Accelerated Deadlines for Filing Periodic Reports https://regulations.justia.com/regulations/fedreg/2005/09/29/05-19427.html https://regulations.justia.com/regulations/fedreg/2005/09/29/05-19427.html Thu, 29 Sep 2005 00:00:00 -0700 05-19427 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2005-09-29/pdf/05-19427.pdf Rule - Management's Report on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports of Companies That Are Not Accelerated Filers https://regulations.justia.com/regulations/fedreg/2005/09/29/05-19426.html https://regulations.justia.com/regulations/fedreg/2005/09/29/05-19426.html Thu, 29 Sep 2005 00:00:00 -0700 05-19426 Rule http://www.gpo.gov/fdsys/pkg/FR-2005-09-29/pdf/05-19426.pdf