<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/09/26?registers=between Wed, 15 May 2024 11:14:17 -0700 Wed, 15 May 2024 11:14:17 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/09/26?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change to Provide for a 10-Day Notice Requirement Before a Party Issues a Subpoena to a Non-Party for Pre-Hearing Discovery https://regulations.justia.com/regulations/fedreg/2005/09/26/E5-5173.html https://regulations.justia.com/regulations/fedreg/2005/09/26/E5-5173.html Mon, 26 Sep 2005 00:00:00 -0700 E5-5173 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-26/pdf/E5-5173.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Mutual Fund Commission Settlement Service https://regulations.justia.com/regulations/fedreg/2005/09/26/E5-5172.html https://regulations.justia.com/regulations/fedreg/2005/09/26/E5-5172.html Mon, 26 Sep 2005 00:00:00 -0700 E5-5172 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-26/pdf/E5-5172.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of a Proposed Rule Change Relating to the New Canadian-Link Service https://regulations.justia.com/regulations/fedreg/2005/09/26/E5-5171.html https://regulations.justia.com/regulations/fedreg/2005/09/26/E5-5171.html Mon, 26 Sep 2005 00:00:00 -0700 E5-5171 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-26/pdf/E5-5171.pdf Notice - Self-Regulatory Organizations; American Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Options Licensing Fees for Spade Defense Index Option https://regulations.justia.com/regulations/fedreg/2005/09/26/E5-5170.html https://regulations.justia.com/regulations/fedreg/2005/09/26/E5-5170.html Mon, 26 Sep 2005 00:00:00 -0700 E5-5170 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-26/pdf/E5-5170.pdf Notice - Self-Regulatory Organizations; American Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Options Licensing Fees for Certain Vanguard ETF Options https://regulations.justia.com/regulations/fedreg/2005/09/26/E5-5169.html https://regulations.justia.com/regulations/fedreg/2005/09/26/E5-5169.html Mon, 26 Sep 2005 00:00:00 -0700 E5-5169 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-26/pdf/E5-5169.pdf