Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/09/26?limit=200&registers=between&mode=atom 2024-05-15T12:38:23-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2005/09/26/E5-5173.html Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change to Provide for a 10-Day Notice Requirement Before a Party Issues a Subpoena to a Non-Party for Pre-Hearing Discovery 2005-09-26T00:00:00-07:00 2005-09-26T00:00:00-07:00 E5-5173 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-26/pdf/E5-5173.pdf https://regulations.justia.com/regulations/fedreg/2005/09/26/E5-5172.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Mutual Fund Commission Settlement Service 2005-09-26T00:00:00-07:00 2005-09-26T00:00:00-07:00 E5-5172 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-26/pdf/E5-5172.pdf https://regulations.justia.com/regulations/fedreg/2005/09/26/E5-5171.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of a Proposed Rule Change Relating to the New Canadian-Link Service 2005-09-26T00:00:00-07:00 2005-09-26T00:00:00-07:00 E5-5171 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-26/pdf/E5-5171.pdf https://regulations.justia.com/regulations/fedreg/2005/09/26/E5-5170.html Notice - Self-Regulatory Organizations; American Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Options Licensing Fees for Spade Defense Index Option 2005-09-26T00:00:00-07:00 2005-09-26T00:00:00-07:00 E5-5170 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-26/pdf/E5-5170.pdf https://regulations.justia.com/regulations/fedreg/2005/09/26/E5-5169.html Notice - Self-Regulatory Organizations; American Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Options Licensing Fees for Certain Vanguard ETF Options 2005-09-26T00:00:00-07:00 2005-09-26T00:00:00-07:00 E5-5169 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-26/pdf/E5-5169.pdf