<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/09/21?registers=between Sat, 19 Jul 2025 22:38:44 -0700 Sat, 19 Jul 2025 22:38:44 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/09/21?registers=between Notice - Filings Under the Public Utility Holding Company Act of 1935, as Amended (“Act”) https://regulations.justia.com/regulations/fedreg/2005/09/21/05-18817.html https://regulations.justia.com/regulations/fedreg/2005/09/21/05-18817.html Wed, 21 Sep 2005 00:00:00 -0700 05-18817 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-21/pdf/05-18817.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Modification of the Definition of Firm Customer Quote Size and the Removal of Certain Restrictions on Sending Secondary P/A Orders Under the Linkage Plan https://regulations.justia.com/regulations/fedreg/2005/09/21/05-18768.html https://regulations.justia.com/regulations/fedreg/2005/09/21/05-18768.html Wed, 21 Sep 2005 00:00:00 -0700 05-18768 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-21/pdf/05-18768.pdf Notice - Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Technical Changes to NASD Rule 3110 and IM-3110 https://regulations.justia.com/regulations/fedreg/2005/09/21/05-18767.html https://regulations.justia.com/regulations/fedreg/2005/09/21/05-18767.html Wed, 21 Sep 2005 00:00:00 -0700 05-18767 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-21/pdf/05-18767.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change To Add Exchange Rule 123G Prohibiting Trade Shredding https://regulations.justia.com/regulations/fedreg/2005/09/21/05-18766.html https://regulations.justia.com/regulations/fedreg/2005/09/21/05-18766.html Wed, 21 Sep 2005 00:00:00 -0700 05-18766 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-21/pdf/05-18766.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Codify, Consolidate, and Clarify Financial Responsibility and Operational Capability Rules https://regulations.justia.com/regulations/fedreg/2005/09/21/05-18765.html https://regulations.justia.com/regulations/fedreg/2005/09/21/05-18765.html Wed, 21 Sep 2005 00:00:00 -0700 05-18765 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-21/pdf/05-18765.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2005/09/21/05-18764.html https://regulations.justia.com/regulations/fedreg/2005/09/21/05-18764.html Wed, 21 Sep 2005 00:00:00 -0700 05-18764 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-21/pdf/05-18764.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company, Fixed Income Clearing Corporation, and National Securities Clearing Corporation; Order Approving Proposed Rule Change To Establish a Fine for Members Failing To Conduct Connectivity Testing https://regulations.justia.com/regulations/fedreg/2005/09/21/05-18763.html https://regulations.justia.com/regulations/fedreg/2005/09/21/05-18763.html Wed, 21 Sep 2005 00:00:00 -0700 05-18763 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-21/pdf/05-18763.pdf Notice - Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the Pacific Exchange, Inc. To Create a New Order Type-Passive Liquidity Orders-for Use in the ArcaEx Trading Facility of the PCX https://regulations.justia.com/regulations/fedreg/2005/09/21/05-18762.html https://regulations.justia.com/regulations/fedreg/2005/09/21/05-18762.html Wed, 21 Sep 2005 00:00:00 -0700 05-18762 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-21/pdf/05-18762.pdf Notice - Securities Exchange Act of 1934 and Investment Company Act of 1940; Order Under Section 17a and Section 36 of the Securities Exchange Act of 1934 Granting Exemptions From Specified Provisions of the Exchange Act and Certain Rules Thereunder; Order Under Section 6(c) and Section 38(a) of the Investment Company Act of 1940 Granting Exemptions From Specified Provisions of the Company Act and Certain Rules Thereunder https://regulations.justia.com/regulations/fedreg/2005/09/21/05-18761.html https://regulations.justia.com/regulations/fedreg/2005/09/21/05-18761.html Wed, 21 Sep 2005 00:00:00 -0700 05-18761 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-21/pdf/05-18761.pdf