<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/09/20?registers=between Tue, 15 Jul 2025 15:47:04 -0700 Tue, 15 Jul 2025 15:47:04 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2005/09/20?registers=between Notice - Sunshine Act Meeting Federal Register https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18816.html https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18816.html Tue, 20 Sep 2005 00:00:00 -0700 05-18816 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-20/pdf/05-18816.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Duration of CBOE Rule 6.45A(b) Pertaining to Orders Represented in Open Outcry https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18674.html https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18674.html Tue, 20 Sep 2005 00:00:00 -0700 05-18674 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-20/pdf/05-18674.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to the Definition of Firm Customer Quote Size and the Removal of Certain Restrictions on Sending Secondary Principal Acting as Agent Orders Pursuant to the Linkage Plan https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18673.html https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18673.html Tue, 20 Sep 2005 00:00:00 -0700 05-18673 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-20/pdf/05-18673.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of Firm Customer Quote Size in the Linkage Plan https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18672.html https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18672.html Tue, 20 Sep 2005 00:00:00 -0700 05-18672 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-20/pdf/05-18672.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of Firm Customer Quote Size and the Removal of Certain Restrictions on Sending Principal Acting as Agent (P/A) Orders Through the Linkage https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18671.html https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18671.html Tue, 20 Sep 2005 00:00:00 -0700 05-18671 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-20/pdf/05-18671.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of Proposed Rule Change Relating to the Definition of Firm Customer Quote Size in the Linkage Plan https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18670.html https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18670.html Tue, 20 Sep 2005 00:00:00 -0700 05-18670 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-20/pdf/05-18670.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to the Definition of Firm Customer Quote Size and Limitations on Sending of Multiple P/A Orders on the Boston Options Exchange https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18669.html https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18669.html Tue, 20 Sep 2005 00:00:00 -0700 05-18669 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-20/pdf/05-18669.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish an Insurance Program as Part of the Profile Modification System Feature of Its Direct Registration System https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18668.html https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18668.html Tue, 20 Sep 2005 00:00:00 -0700 05-18668 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-20/pdf/05-18668.pdf Notice - Securities Exchange Act of 1934; Release No. 52426/September 14, 2005; In the Matter of: The National Association of Securities Dealers, Incorporated; Order of Summary Abrogation https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18667.html https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18667.html Tue, 20 Sep 2005 00:00:00 -0700 05-18667 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-20/pdf/05-18667.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change To Amend NYSE Rule 123C (Market on the Close Policy and Expiration Procedures) To Eliminate the Requirement To Publish Pre-Opening Market Order Imbalances on Expiration Fridays https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18666.html https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18666.html Tue, 20 Sep 2005 00:00:00 -0700 05-18666 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-20/pdf/05-18666.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change and Amendment No. 1 Thereto To Amend the Exchange's Trade-Through and Locked Markets Rules https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18623.html https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18623.html Tue, 20 Sep 2005 00:00:00 -0700 05-18623 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-20/pdf/05-18623.pdf Notice - Self-Regulatory Organizations; Pacific Exchange, Inc.; Order Approving a Proposed Rule Change and Amendments No. 1 and 3 Thereto To Amend the Exchange's Trade-Through and Locked Markets Rules https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18622.html https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18622.html Tue, 20 Sep 2005 00:00:00 -0700 05-18622 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-20/pdf/05-18622.pdf Notice - Self-Regulatory Organizations; Philadelphia Stock Exchange, Inc.; Order Approving a Proposed Rule Change and Amendment No. 1 Thereto To Amend the Exchange's Trade-Through and Locked Markets Rules https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18621.html https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18621.html Tue, 20 Sep 2005 00:00:00 -0700 05-18621 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-20/pdf/05-18621.pdf Notice - Joint Industry Plan; Order Approving Amendment No. 15 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Relating to a “Trade and Ship” Exception to the Definition of “Trade-Through” and a “Book and Ship” Exception to the Locked Markets Provision https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18620.html https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18620.html Tue, 20 Sep 2005 00:00:00 -0700 05-18620 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-20/pdf/05-18620.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Exchange's Transaction Fees and Tape a Revenue Sharing Program for Electronically Routed Cross Trades https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18619.html https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18619.html Tue, 20 Sep 2005 00:00:00 -0700 05-18619 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-20/pdf/05-18619.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Approving a Proposed Rule Change To Amend the Exchange's Trade-Through and Locked Markets Rules https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18618.html https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18618.html Tue, 20 Sep 2005 00:00:00 -0700 05-18618 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-20/pdf/05-18618.pdf Notice - Self-Regulatory Organizations; American Stock Exchange LLC; Order Approving a Proposed Rule Change and Amendment No. 1 Thereto To Amend the Exchange's Trade-Through and Locked Markets Rules https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18617.html https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18617.html Tue, 20 Sep 2005 00:00:00 -0700 05-18617 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-20/pdf/05-18617.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, Inc.; Order Approving a Proposed Rule Change To Amend the Exchange's Trade-Through and Locked Markets Rules https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18616.html https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18616.html Tue, 20 Sep 2005 00:00:00 -0700 05-18616 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-20/pdf/05-18616.pdf Notice - Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Order Approving Proposed Rule Change Relating to a Proposal To Transfer a Portion of Its Ownership Interest in Boston Options Exchange Facility https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18615.html https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18615.html Tue, 20 Sep 2005 00:00:00 -0700 05-18615 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-20/pdf/05-18615.pdf Notice - Applied Materials, Inc.; Notice of Application https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18614.html https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18614.html Tue, 20 Sep 2005 00:00:00 -0700 05-18614 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-20/pdf/05-18614.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18613.html https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18613.html Tue, 20 Sep 2005 00:00:00 -0700 05-18613 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-20/pdf/05-18613.pdf Notice - Peter Kiewit Sons', Inc. and Kiewit Investment Fund LLLP; Notice of Application https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18612.html https://regulations.justia.com/regulations/fedreg/2005/09/20/05-18612.html Tue, 20 Sep 2005 00:00:00 -0700 05-18612 Notice http://www.gpo.gov/fdsys/pkg/FR-2005-09-20/pdf/05-18612.pdf